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  5. HALCYON ASSET MANAGEMENT LLC

HALCYON ASSET MANAGEMENT LLC

Company Details

Name: HALCYON ASSET MANAGEMENT LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 02 Jan 1996 (29 years ago)
Entity Number: 1986519
ZIP code: 19807
County: New York
Place of Formation: Delaware
Address: 4001 KENNETT PIKE, SUITE 302, WILMINGTON, DE, United States, 19807

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HALCYON ASSET MANAGEMENT LLC PROFIT SHARING PLAN 2012 133093794 2013-10-15 HALCYON ASSET MANAGEMENT LLC 137
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 523900
Sponsor’s telephone number 2123039414
Plan sponsor’s mailing address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 133093794
Plan administrator’s name HALCYON ASSET MANAGEMENT LLC
Plan administrator’s address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2123039414

Number of participants as of the end of the plan year
Active participants 114
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 19
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 107
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2013-10-15
Name of individual signing JAMES PASQUARELLI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-10-15
Name of individual signing JAMES PASQUARELLI
Valid signature Filed with authorized/valid electronic signature
HALCYON ASSET MANAGEMENT LLC PROFIT SHARING PLAN 2011 133093794 2012-10-15 HALCYON ASSET MANAGEMENT LLC 125
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 523900
Sponsor’s telephone number 2123039414
Plan sponsor’s mailing address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 133093794
Plan administrator’s name HALCYON ASSET MANAGEMENT LLC
Plan administrator’s address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2123039414

Number of participants as of the end of the plan year
Active participants 112
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 25
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 111
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2012-10-15
Name of individual signing JAMES PASQUARELLI
Valid signature Filed with authorized/valid electronic signature
HALCYON ASSET MANAGEMENT LLC PROFIT SHARING PLAN 2010 133093794 2011-10-13 HALCYON ASSET MANAGEMENT LLC 131
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 523900
Sponsor’s telephone number 2123039414
Plan sponsor’s mailing address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 133093794
Plan administrator’s name HALCYON ASSET MANAGEMENT LLC
Plan administrator’s address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2123039414

Number of participants as of the end of the plan year
Active participants 99
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 25
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 1
Number of participants with account balances as of the end of the plan year 109
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2011-10-13
Name of individual signing JAMES PASQUARELLI
Valid signature Filed with authorized/valid electronic signature
HALCYON ASSET MANAGEMENT LLC PROFIT SHARING PLAN 2009 133093794 2011-10-13 HALCYON ASSET MANAGEMENT LLC 150
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 523900
Sponsor’s telephone number 2123039414
Plan sponsor’s mailing address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 133093794
Plan administrator’s name HALCYON ASSET MANAGEMENT LLC
Plan administrator’s address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2123039414

Number of participants as of the end of the plan year
Active participants 104
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 27
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 114
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2011-10-13
Name of individual signing JAMES PASQUARELLI
Valid signature Filed with authorized/valid electronic signature
HALCYON ASSET MANAGEMENT LLC PROFIT SHARING PLAN 2009 133093794 2010-10-15 HALCYON ASSET MANAGEMENT LLC 150
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 523900
Sponsor’s telephone number 2123039414
Plan sponsor’s mailing address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 133093794
Plan administrator’s name HALCYON ASSET MANAGEMENT LLC
Plan administrator’s address 477 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2123039414

Number of participants as of the end of the plan year
Active participants 104
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 27
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 114
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2010-10-15
Name of individual signing JAMES PASQUARELLI
Valid signature Filed with authorized/valid electronic signature

DOS Process Agent

Name Role Address
C/O MAPLES FIDUCIARY SERVICES (DELAWARE) LLC DOS Process Agent 4001 KENNETT PIKE, SUITE 302, WILMINGTON, DE, United States, 19807

History

Start date End date Type Value
2010-12-28 2012-11-05 Address 200 BELLEVUE PARKWAY, SUITE 170, WILMINGTON, DE, 19809, USA (Type of address: Service of Process)
2003-02-19 2005-02-08 Name HALCYON MANAGEMENT COMPANY LLC
1996-01-02 2003-02-19 Name HALCYON/ALAN B. SLIFKA MANAGEMENT COMPANY LLC
1996-01-02 2010-12-28 Address 477 MADISON AVENUE, NEW YORK, NY, 10022, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
121105000190 2012-11-05 CERTIFICATE OF CHANGE 2012-11-05
120127002156 2012-01-27 BIENNIAL STATEMENT 2012-01-01
101228000739 2010-12-28 CERTIFICATE OF CHANGE 2010-12-28
100402003824 2010-04-02 BIENNIAL STATEMENT 2010-01-01
080128002596 2008-01-28 BIENNIAL STATEMENT 2008-01-01
060103002618 2006-01-03 BIENNIAL STATEMENT 2006-01-01
050208000641 2005-02-08 CERTIFICATE OF AMENDMENT 2005-02-08
040113002235 2004-01-13 BIENNIAL STATEMENT 2004-01-01
030310001333 2003-03-10 AFFIDAVIT OF PUBLICATION 2003-03-10
030219000356 2003-02-19 CERTIFICATE OF AMENDMENT 2003-02-19

Related by officers

C/O MAPLES FIDUCIARY SERVICES (DELAWARE) LLC

HALCYON AGILIS MANAGEMENT LP HALCYON RESTRUCTURING FUND II LP HALCYON HERBST GAMING LLC HALCYON HERBST GAMING BLOCKER LLC HALCYON TARH EQUITY LLC HALCYON TARH BLOCKER LLC HREP CHELSEA PARTNERS LLC HREP CHELSEA PARTNERS BLOCKER LLC HALCYON CHRYSLER LLC HREP BROADWAY PARTNERS BLOCKER LLC

Related by address

4001 KENNETT PIKE, SUITE 302, WILMINGTON, DE, United States, 19807

1-10 BUSH TERMINAL OWNER GP LLC 136 BAYARD STREET LLC 309 LEONARD STREET LLC 331 S. 4TH STREET LLC 575 LEX PROPERTY OWNER, L.L.C. 5C INVESTMENT PARTNERS ADVISOR LLC 88 WILSON AVENUE LLC AG ASIA V LLC AG CAMEL LLC AG CORPORATE CREDIT OPPORTUNITIES GP LLC

Date of last update: 04 Jan 2025

Sources: New York Secretary of State

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