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UBS SECURITIES LLC

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Company Details

Name: UBS SECURITIES LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 01 Mar 1996 (29 years ago)
Entity Number: 2005676
ZIP code: 12207
County: New York
Place of Formation: Delaware
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

Contact Details

Phone +1 203-719-3000

DOS Process Agent

Name Role Address
CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

History

Start date End date Type Value
2002-03-25 2024-03-27 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2002-03-25 2024-03-27 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2000-05-01 2003-06-09 Name UBS WARBURG LLC
2000-05-01 2002-03-25 Address 111 EIGHTH AVENUE / 13TH FLR., NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2000-03-23 2002-03-25 Address 111 8TH AVE, 13TH FL, NEW YORK, NY, 10011, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240327000793 2024-03-27 BIENNIAL STATEMENT 2024-03-27
220302000070 2022-03-02 BIENNIAL STATEMENT 2022-03-02
200316060459 2020-03-16 BIENNIAL STATEMENT 2020-03-01
180301006219 2018-03-01 BIENNIAL STATEMENT 2018-03-01
160303007306 2016-03-03 BIENNIAL STATEMENT 2016-03-01

Trademarks Section

Serial Number:
75175974
Mark:
PUTABLE ASSET TRUST SECURITIES (PATS)
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
1996-10-02
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
PUTABLE ASSET TRUST SECURITIES (PATS)

Goods And Services

For:
financial and investment services, namely, trading in securities, government and municipal securities, underwriting and distribution of securities; financial consulting services in the field of securities; securities broker/dealer services
First Use:
1996-09-23
International Classes:
036 - Primary Class
Class Status:
Abandoned
Serial Number:
75174826
Mark:
PATS
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
1996-10-01
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
PATS

Goods And Services

For:
financial and investment services, namely, trading in securities, government and municipal securities, underwriting and distribution of securities; securities broker/dealer services
First Use:
1996-09-23
International Classes:
036 - Primary Class
Class Status:
Abandoned
Serial Number:
75174825
Mark:
PUTTABLE ASSET TRUST SECURITES (PATS)
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
1996-10-01
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
PUTTABLE ASSET TRUST SECURITES (PATS)

Goods And Services

For:
financial and investment services, namely, trading in securities, government and municipal securities, underwriting and distribution of securities; financial consulting services in the field of securities; securities broker/dealer services
First Use:
1996-09-23
International Classes:
036 - Primary Class
Class Status:
Abandoned

Court Cases

Court Case Summary

Filing Date:
2023-07-25
Status:
Pending
Nature Of Judgment:
Missing
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Securities, Commodities, Exchange

Parties

Party Name:
PHUNWARE, INC.
Party Role:
Plaintiff
Party Name:
UBS SECURITIES LLC
Party Role:
Defendant

Court Case Summary

Filing Date:
2023-03-07
Status:
Pending
Nature Of Judgment:
Missing
Jury Demand:
Defendant demands jury
Nature Of Suit:
Civil (Rico)

Parties

Party Name:
UBS SECURITIES LLC
Party Role:
Plaintiff
Party Name:
JAMES DONDERO,
Party Role:
Defendant

Court Case Summary

Filing Date:
2022-09-26
Status:
Pending
Nature Of Judgment:
Missing
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Other Labor Litigation

Parties

Party Name:
MURRAY
Party Role:
Plaintiff
Party Name:
UBS SECURITIES LLC
Party Role:
Defendant

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Date of last update: 14 Mar 2025

Sources: New York Secretary of State