| Name: | CAPE ADVISORS, INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 14 May 1996 (29 years ago) |
| Entity Number: | 2029686 |
| ZIP code: | 10013 |
| County: | New York |
| Place of Formation: | New Jersey |
| Address: | 375 GREENWICH STREET, 3RD FLOOR, NEW YORK, NY, United States, 10013 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CAPE ADVISORS INC 401(K) PROFIT SHARING PLAN & TRUST | 2021 | 223437262 | 2022-07-18 | CAPE ADVISORS INC | 17 | |||||||||||||||||||||
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| Role | Plan administrator |
| Date | 2022-07-18 |
| Name of individual signing | MICHAEL WIRTH |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2007-01-01 |
| Business code | 531310 |
| Sponsor’s telephone number | 6464156194 |
| Plan sponsor’s address | 375 GREENWICH ST, FL 3, NEW YORK, NY, 100132376 |
Signature of
| Role | Plan administrator |
| Date | 2021-04-02 |
| Name of individual signing | MICHAEL WIRTH |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2007-01-01 |
| Business code | 531310 |
| Sponsor’s telephone number | 6464156194 |
| Plan sponsor’s address | 375 GREENWICH STREET, 3RD FLOOR, NEW YORK, NY, 10013 |
Signature of
| Role | Plan administrator |
| Date | 2020-04-17 |
| Name of individual signing | MICHAEL WIRTH |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2007-01-01 |
| Business code | 531310 |
| Sponsor’s telephone number | 2123431700 |
| Plan sponsor’s address | 483 BROADWAY, 5TH FLOOR, NEW YORK, NY, 10013 |
Signature of
| Role | Plan administrator |
| Date | 2019-03-14 |
| Name of individual signing | MICHAEL WIRTH |
| Name | Role | Address |
|---|---|---|
| CRAIG WOOD | Agent | C/O PM & C, 71 WARREN STREET, NEW YORK, NY, 10007 |
| Name | Role | Address |
|---|---|---|
| CAPE ADVISORS, INC. | DOS Process Agent | 375 GREENWICH STREET, 3RD FLOOR, NEW YORK, NY, United States, 10013 |
| Name | Role | Address |
|---|---|---|
| CRAIG WOOD | Chief Executive Officer | 375 GREENWICH STREET, 3RD FLOOR, NEW YORK, NY, United States, 10013 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2008-05-20 | 2020-05-04 | Address | 483 BROADWAY, 5TH FLOOR, NEW YORK, NY, 10013, USA (Type of address: Service of Process) |
| 2008-05-20 | 2020-05-04 | Address | 483 BROADWAY, 5TH FLOOR, NEW YORK, NY, 10013, USA (Type of address: Principal Executive Office) |
| 2008-05-20 | 2020-05-04 | Address | 483 BROADWAY, 5TH FLOOR, NEW YORK, NY, 10013, USA (Type of address: Chief Executive Officer) |
| 2004-06-18 | 2008-05-20 | Address | 486 BROADWAY, STE 600, NEW YORK, NY, 10013, USA (Type of address: Chief Executive Officer) |
| 2002-05-14 | 2008-05-20 | Address | 486 BROADWAY, STE 600, NEW YORK, NY, 10013, USA (Type of address: Principal Executive Office) |
| 2002-05-14 | 2004-06-18 | Address | 251 BEACH DR, PO BOX 150, CAPE MAY, NJ, 08204, USA (Type of address: Chief Executive Officer) |
| 2002-05-14 | 2008-05-20 | Address | 486 BROADWAY, STE 600, NEW YORK, NY, 10013, USA (Type of address: Service of Process) |
| 2000-05-25 | 2002-05-14 | Address | 84 WILLIAMS STREET, SUITE 600, NEW YORK, NY, 10038, USA (Type of address: Principal Executive Office) |
| 2000-05-25 | 2002-05-14 | Address | 1409 BEACH DRIVE, CAP MAY, NJ, 08204, USA (Type of address: Chief Executive Officer) |
| 1996-05-14 | 2002-05-14 | Address | 251 BEACH AVENUE, CAPE MAY, NJ, 08204, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 200504060581 | 2020-05-04 | BIENNIAL STATEMENT | 2020-05-01 |
| 190327060003 | 2019-03-27 | BIENNIAL STATEMENT | 2018-05-01 |
| 140617006714 | 2014-06-17 | BIENNIAL STATEMENT | 2014-05-01 |
| 120628002109 | 2012-06-28 | BIENNIAL STATEMENT | 2012-05-01 |
| 100722002809 | 2010-07-22 | BIENNIAL STATEMENT | 2010-05-01 |
| 080520002441 | 2008-05-20 | BIENNIAL STATEMENT | 2008-05-01 |
| 040618002658 | 2004-06-18 | BIENNIAL STATEMENT | 2004-05-01 |
| 020514002641 | 2002-05-14 | BIENNIAL STATEMENT | 2002-05-01 |
| 000525002475 | 2000-05-25 | BIENNIAL STATEMENT | 2000-05-01 |
| 960514000508 | 1996-05-14 | APPLICATION OF AUTHORITY | 1996-05-14 |
| Loan Number | Loan Funded Date | SBA Origination Office Code | Loan Delivery Method | Borrower Street Address | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 7506697110 | 2020-04-14 | 0202 | PPP | 375 GREENWICH ST 3RD FL, NEW YORK, NY, 10013-2376 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Date of last update: 14 Mar 2025
Sources: New York Secretary of State
