| Name: | BROWNSTONE INVESTMENT GROUP, LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 03 Jan 1997 (28 years ago) |
| Entity Number: | 2098604 |
| ZIP code: | 10017 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 505 5TH AVENUE, FL 10, NEW YORK, NY, United States, 10017 |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1045352 | 505 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY, 10017 | 505 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY, 10017 | 212-905-0555 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2024-02-28 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-03-06
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2023-03-06 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2023-02-28
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2023-02-28 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-03-01
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2022-03-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-03-01
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2022-03-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-02
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2021-03-02 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-03-02
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2021-03-02 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-28
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2020-02-28 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-02-28
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2020-02-28 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-05-04
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2015-05-04 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-03-02
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-29
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-29
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-03-01
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2006-03-01 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-03-01
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2006-03-01 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-02
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2005-03-02 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-03-02
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2005-03-02 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-19
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2004-02-19 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-02-19
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2004-02-19 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-10
| Form type | FOCUSN |
| File number | 008-50460 |
| Filing date | 2003-02-10 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-02-10
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2003-02-10 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-02-28
| Form type | X-17A-5 |
| File number | 008-50460 |
| Filing date | 2002-02-28 |
| Reporting date | 2001-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 549300EBC8OHVQMGF416 | 2098604 | US-NY | GENERAL | ACTIVE | 1997-01-03 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | 505 5TH AVENUE, FL 10, NEW YORK, US-NY, US, 10017 |
| Headquarters | 505 5TH AVENUE, FL 10, New York, US-NY, US, 10017 |
Registration details
| Registration Date | 2015-04-18 |
| Last Update | 2024-03-28 |
| Status | ISSUED |
| Next Renewal | 2025-03-28 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 2098604 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BROWNSTONE INVESTMENT GROUP 401K PLAN | 2013 | 133924263 | 2014-05-27 | BROWNSTONE INVESTMENT GROUP, LLC | 34 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2014-05-27 |
| Name of individual signing | JOANNE BARTMESS |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2000-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2129050555 |
| Plan sponsor’s address | 505 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY, 10017 |
Signature of
| Role | Plan administrator |
| Date | 2013-06-06 |
| Name of individual signing | JOANNE BARTMESS |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2000-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2129050555 |
| Plan sponsor’s address | 505 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY, 10017 |
Plan administrator’s name and address
| Administrator’s EIN | 133924263 |
| Plan administrator’s name | BROWNSTONE INVESTMENT GROUP, LLC |
| Plan administrator’s address | 505 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY, 10017 |
| Administrator’s telephone number | 2129050555 |
Signature of
| Role | Plan administrator |
| Date | 2012-06-07 |
| Name of individual signing | JOANNE BARTMESS |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2000-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2129050555 |
| Plan sponsor’s address | 655 3RD AVE, 23RD FLOOR, NEW YORK, NY, 10017 |
Plan administrator’s name and address
| Administrator’s EIN | 133924263 |
| Plan administrator’s name | BROWNSTONE INVESTMENT GROUP, LLC |
| Plan administrator’s address | 655 3RD AVE, 23RD FLOOR, NEW YORK, NY, 10017 |
| Administrator’s telephone number | 2129050555 |
Signature of
| Role | Plan administrator |
| Date | 2011-06-07 |
| Name of individual signing | JOANNE BARTMESS |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2000-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2129050555 |
| Plan sponsor’s address | 655 3RD AVE, 23RD FLOOR, NEW YORK, NY, 10017 |
Plan administrator’s name and address
| Administrator’s EIN | 133924263 |
| Plan administrator’s name | BROWNSTONE INVESTMENT GROUP, LLC |
| Plan administrator’s address | 655 3RD AVE, 23RD FLOOR, NEW YORK, NY, 10017 |
| Administrator’s telephone number | 2129050555 |
Signature of
| Role | Plan administrator |
| Date | 2011-06-08 |
| Name of individual signing | JOANNE BARTMESS |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2000-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2129050555 |
| Plan sponsor’s address | 655 3RD AVE, 23RD FLOOR, NEW YORK, NY, 10017 |
Plan administrator’s name and address
| Administrator’s EIN | 133924263 |
| Plan administrator’s name | BROWNSTONE INVESTMENT GROUP, LLC |
| Plan administrator’s address | 655 3RD AVE, 23RD FLOOR, NEW YORK, NY, 10017 |
| Administrator’s telephone number | 2129050555 |
Signature of
| Role | Plan administrator |
| Date | 2011-06-07 |
| Name of individual signing | JOANNE BARTMESS |
| Name | Role | Address |
|---|---|---|
| BROWNSTONE INVESTMENT GROUP, LLC | DOS Process Agent | 505 5TH AVENUE, FL 10, NEW YORK, NY, United States, 10017 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2021-06-18 | 2024-02-15 | Address | 505 5TH AVENUE, FL 10, NEW YORK, NY, 10017, USA (Type of address: Service of Process) |
| 1997-01-03 | 2021-06-18 | Address | 61 BROADWAY, SUITE 1030, NEW YORK, NY, 10006, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240215002863 | 2024-02-15 | BIENNIAL STATEMENT | 2024-02-15 |
| 210618060202 | 2021-06-18 | BIENNIAL STATEMENT | 2021-01-01 |
| 191125002017 | 2019-11-25 | BIENNIAL STATEMENT | 2019-01-01 |
| 980317000596 | 1998-03-17 | CERTIFICATE OF AMENDMENT | 1998-03-17 |
| 980313000342 | 1998-03-13 | AFFIDAVIT OF PUBLICATION | 1998-03-13 |
| 980313000331 | 1998-03-13 | AFFIDAVIT OF PUBLICATION | 1998-03-13 |
| 970103000480 | 1997-01-03 | ARTICLES OF ORGANIZATION | 1997-01-03 |
Date of last update: 07 Feb 2025
Sources: New York Secretary of State
