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  5. BROWNSTONE INVESTMENT GROUP, LLC

BROWNSTONE INVESTMENT GROUP, LLC

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Company Details

Name: BROWNSTONE INVESTMENT GROUP, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 03 Jan 1997 (29 years ago)
Entity Number: 2098604
ZIP code: 10017
County: New York
Place of Formation: New York
Address: 505 5TH AVENUE, FL 10, NEW YORK, NY, United States, 10017

DOS Process Agent

Name Role Address
BROWNSTONE INVESTMENT GROUP, LLC DOS Process Agent 505 5TH AVENUE, FL 10, NEW YORK, NY, United States, 10017

Central Index Key

CIK number:
0001045352
Phone:
212-905-0555
EDGAR Link:
View company profile on EDGAR website

Latest Filings

Form type:
X-17A-5
File number:
008-50460
Filing date:
2025-02-28
File:
View File
Form type:
X-17A-5
File number:
008-50460
Filing date:
2024-02-28
File:
View File
Form type:
X-17A-5
File number:
008-50460
Filing date:
2023-03-06
File:
View File
Form type:
FOCUSN
File number:
008-50460
Filing date:
2023-02-28
File:
View File
Form type:
FOCUSN
File number:
008-50460
Filing date:
2022-03-01
File:
View File

Legal Entity Identifier

LEI Number:
549300EBC8OHVQMGF416

Registration Details:

Initial Registration Date:
2015-04-18
Next Renewal Date:
2026-02-28
Registration Status:
ISSUED
Validation Source:
FULLY_CORROBORATED

Form 5500 Series

Employer Identification Number (EIN):
133924263
Plan Year:
2013
Number Of Participants:
34
Sponsors Telephone Number:
2129050555
File:
View File
Plan Year:
2012
Number Of Participants:
22
Sponsors Telephone Number:
2129050555
File:
View File
Plan Year:
2011
Number Of Participants:
17
Sponsors Telephone Number:
2129050555
File:
View File
Plan Year:
2010
Number Of Participants:
13
Sponsors Telephone Number:
2129050555
Plan Year:
2010
Number Of Participants:
13
Sponsors Telephone Number:
2129050555
File:
View File

History

Start date End date Type Value
2021-06-18 2024-02-15 Address 505 5TH AVENUE, FL 10, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
1997-01-03 2021-06-18 Address 61 BROADWAY, SUITE 1030, NEW YORK, NY, 10006, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240215002863 2024-02-15 BIENNIAL STATEMENT 2024-02-15
210618060202 2021-06-18 BIENNIAL STATEMENT 2021-01-01
191125002017 2019-11-25 BIENNIAL STATEMENT 2019-01-01
980317000596 1998-03-17 CERTIFICATE OF AMENDMENT 1998-03-17
980313000342 1998-03-13 AFFIDAVIT OF PUBLICATION 1998-03-13

USAspending Awards / Financial Assistance

Date:
2020-04-11
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
1061547.00
Total Face Value Of Loan:
0.00

Trademarks Section

Serial Number:
78428491
Mark:
BROWNSTONE ASSET MANAGEMENT
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2004-06-02
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
BROWNSTONE ASSET MANAGEMENT
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial services, namely, [ funds investment, investment fund management and ] investment trading services
First Use:
2004-12-01
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
78405884
Mark:
BROWNSTONE INVESTMENT GROUP
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2004-04-21
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
BROWNSTONE INVESTMENT GROUP
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial services, namely investment and investment fund management and trading services
First Use:
2000-04-01
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
78380884
Mark:
BROWNSTONE
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2004-03-09
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
BROWNSTONE
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial services, namely funds investment and investment fund management and securities trading services.
First Use:
1998-04-27
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
76018290
Mark:
BIGNETWORTH
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2000-04-06
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
BIGNETWORTH
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Listing of Goods and/or Services-- brokerage services and investment management and advisory services
First Use:
2000-03-13
International Classes:
036 - Primary Class
Class Status:
Active

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Date of last update: 01 Apr 2025

Sources: New York Secretary of State

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