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  5. ROCKEFELLER FAMILY FUND, INC.

ROCKEFELLER FAMILY FUND, INC.

Company Details

Name: ROCKEFELLER FAMILY FUND, INC.
Jurisdiction: New York
Legal type: DOMESTIC NOT-FOR-PROFIT CORPORATION
Status: Active
Date of registration: 06 Jul 1967 (58 years ago)
Entity Number: 211981
ZIP code: 10104
County: New York
Place of Formation: New York
Address: 1290 AVE OF AMERICAS, NEW YORK, NY, United States, 10104

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2020 136257658 2021-04-11 ROCKEFELLER FAMILY FUND, INC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1979-01-01
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND, INC.
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2021-04-11
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2019 136257658 2020-10-12 ROCKEFELLER FAMILY FUND, INC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1979-01-01
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND, INC.
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2020-10-12
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2018 136257658 2019-10-09 ROCKEFELLER FAMILY FUND, INC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1979-01-01
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND, INC.
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2019-10-09
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2017 136257658 2018-10-14 ROCKEFELLER FAMILY FUND, INC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1979-01-01
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND, INC.
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2018-10-14
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2016 136257658 2017-09-18 ROCKEFELLER FAMILY FUND, INC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1979-01-01
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND, INC.
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2017-09-18
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2015 136257658 2016-07-18 ROCKEFELLER FAMILY FUND, INC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1979-01-01
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND, INC.
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2016-07-18
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2014 136257658 2015-10-02 ROCKEFELLER FAMILY FUND, INC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1979-01-01
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND, INC.
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2015-10-02
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2013 136257658 2014-10-14 ROCKEFELLER FAMILY FUND, INC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1979-01-01
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND, INC.
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2014-10-14
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2012 136257658 2013-10-04 ROCKEFELLER FAMILY FUND, INC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1979-01-01
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND, INC.
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2013-10-04
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2011 136257658 2012-10-01 ROCKEFELLER FAMILY FUND, INC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1979-01-01
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND, INC.
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2012-10-01
Name of individual signing GERALDINE F. WATSON

Agent

Name Role Address
ROCKEFELLER FAMILY FUND, INC. Agent 30 ROCKEFELLER PLAZA, NEW YORK, NY, 10020

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 1290 AVE OF AMERICAS, NEW YORK, NY, United States, 10104

Filings

Filing Number Date Filed Type Effective Date
C220797-2 1995-03-16 ASSUMED NAME CORP INITIAL FILING 1995-03-16
B339371-5 1986-03-27 CERTIFICATE OF AMENDMENT 1986-03-27
A103720-2 1973-09-25 CERTIFICATE OF AMENDMENT 1973-09-25
627505-12 1967-07-06 CERTIFICATE OF INCORPORATION 1967-07-06

Tax Exempt

EIN Type of Organization Exempt Organization Status Address Ruling Date
13-6257658 Corporation Unconditional Exemption 475 RIVERSIDE DR RM 900, NEW YORK, NY, 10115-0066 1968-03
In Care of Name -
Group Exemption Number 0000
Subsection Charitable Organization, Educational Organization, Literary Organization, Organization to Prevent Cruelty to Animals, Organization to Prevent Cruelty to Children, Organization for Public Safety Testing, Religious Organization, Scientific Organization
Affiliation Independent - This code is used if the organization is an independent organization or an independent auxiliary (i.e., not affiliated with a National, Regional, or Geographic grouping of organizations).
Classification Government Instrumentality, Title-Holding Corporation, Charitable Organization, Agricultural Organization, Board of Trade, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Burial Association, Credit Union, Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Deductibility Contributions are deductible.
Foundation Organization that receives a substantial part of its support from a governmental unit or the general public 170(b)(1)(A)(vi)
Tax Period 2023-12
Asset 50,000,000 to greater
Income 50,000,000 to greater
Filing Requirement 990 (all other) or 990EZ return
PF Filing Requirement No 990-PF return
Accounting Period Dec
Asset Amount 200315945
Income Amount 89021262
Form 990 Revenue Amount 60388887
National Taxonomy of Exempt Entities -
Sort Name -

Publication 78 Data
Description Organizations eligible to receive tax-deductible charitable contributions. Users may rely on this list in determining deductibility of their contributions.
On Publication 78 Data List Yes
Deductibility Type of organization and use of contribution: A public charity. Deductibility Limitation: 50% (60% for cash contributions)

Copies of Returns (990, 990-EZ, 990-PF, 990-T)
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 202212
Filing Type E
Return Type 990T
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 202212
Filing Type E
Return Type 990
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 202112
Filing Type E
Return Type 990T
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 202112
Filing Type E
Return Type 990
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 202112
Filing Type E
Return Type 990T
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 202012
Filing Type E
Return Type 990T
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 202012
Filing Type E
Return Type 990
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 201912
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 201912
Filing Type P
Return Type 990
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 201812
Filing Type P
Return Type 990
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 201812
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 201812
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 201712
Filing Type P
Return Type 990
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 201712
Filing Type P
Return Type 990T
File View File
Organization Name ROCKFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 201612
Filing Type P
Return Type 990
File View File
Organization Name ROCKFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 201612
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER FAMILY FUND INC
EIN 13-6257658
Tax Period 201612
Filing Type P
Return Type 990T
File View File

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Date of last update: 18 Mar 2025

Sources: New York Secretary of State

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