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  5. GRIFFIN SECURITIES, INC.

GRIFFIN SECURITIES, INC.

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Company Details

Name: GRIFFIN SECURITIES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 01 Apr 1997 (28 years ago)
Entity Number: 2128937
ZIP code: 10004
County: New York
Place of Formation: New York
Address: 17 STATE STREET, NEW YORK, NY, United States, 10004
Principal Address: 17 STATE STREET, 3RD FLOOR, NEW YORK, NY, United States, 10004

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 17 STATE STREET, NEW YORK, NY, United States, 10004

Chief Executive Officer

Name Role Address
MR. ADRIAN STECYK Chief Executive Officer 17 STATE STREET, 3RD FLOOR, NEW YORK, NY, United States, 10004

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001038485
Phone:
2125099500
EDGAR Link:
View company profile on EDGAR website

Latest Filings

Form type:
FOCUSN
File number:
008-50186
Filing date:
2023-11-30
File:
View File
Form type:
X-17A-5
File number:
008-50186
Filing date:
2023-11-30
File:
View File
Form type:
X-17A-5
File number:
008-50186
Filing date:
2022-10-14
File:
View File
Form type:
FOCUSN
File number:
008-50186
Filing date:
2021-12-07
File:
View File
Form type:
X-17A-5
File number:
008-50186
Filing date:
2021-12-07
File:
View File

Form 5500 Series

Employer Identification Number (EIN):
133941360
Plan Year:
2023
Number Of Participants:
9
Sponsors Telephone Number:
2125099500
File:
View File
Plan Year:
2022
Number Of Participants:
9
Sponsors Telephone Number:
2125099500
File:
View File
Plan Year:
2021
Number Of Participants:
9
Sponsors Telephone Number:
2125099500
File:
View File
Plan Year:
2020
Number Of Participants:
9
Sponsors Telephone Number:
2125099500
File:
View File
Plan Year:
2019
Number Of Participants:
4
Sponsors Telephone Number:
2125099500
File:
View File

History

Start date End date Type Value
1997-04-01 2007-04-16 Address 461 PARK AVENUE SOUTH, NEW YORK, NY, 10016, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
110427002311 2011-04-27 BIENNIAL STATEMENT 2011-04-01
070416002763 2007-04-16 BIENNIAL STATEMENT 2007-04-01
030418002418 2003-04-18 BIENNIAL STATEMENT 2003-04-01
970401000498 1997-04-01 CERTIFICATE OF INCORPORATION 1997-04-01

USAspending Awards / Financial Assistance

Date:
2021-02-06
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
95200.00
Total Face Value Of Loan:
95200.00
Date:
2020-04-19
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
ECONOMIC INJURY DISASTER GRANT
Obligated Amount:
10000.00
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00
Date:
2020-04-16
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
96400.00
Total Face Value Of Loan:
96400.00

Trademarks Section

Serial Number:
75490726
Mark:
GRIFFIN
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
1998-05-26
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s)
Mark Literal Elements:
GRIFFIN
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial services, investment banking and brokerage
First Use:
1997-05-01
International Classes:
036 - Primary Class
Class Status:
Active

Paycheck Protection Program

Date Approved:
2020-04-16
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
96400
Current Approval Amount:
96400
Race:
White
Ethnicity:
Not Hispanic or Latino
Gender:
Male Owned
Veteran:
Unanswered
Forgiveness Amount:
97578.22
Date Approved:
2021-02-06
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
95200
Current Approval Amount:
95200
Race:
White
Ethnicity:
Not Hispanic or Latino
Gender:
Female Owned
Veteran:
Unanswered
Forgiveness Amount:
95892.84

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Date of last update: 31 Mar 2025

Sources: New York Secretary of State

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