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ROTHSCHILD & CO US INC.

Company Details

Name: ROTHSCHILD & CO US INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 10 Aug 1967 (58 years ago)
Entity Number: 213031
ZIP code: 12207
County: New York
Place of Formation: Delaware
Principal Address: 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, United States, 10020
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

Commercial and government entity program

CAGE number Status Type Established CAGE Update Date CAGE Expiration SAM Expiration
47U60 Active Non-Manufacturer 2005-11-21 2024-08-30 2029-08-30 2025-08-28

Contact Information

POC ANDREW MORLEY
Phone +1 212-403-5229
Address 1251 6TH AVE, NEW YORK, NY, 10020 1104, UNITED STATES

Ownership of Offeror Information

Highest Level Owner
Vendor Certified 2024-08-30
CAGE number FB8U2
Company Name PARIS ORLEANS
CAGE Last Updated 2022-12-02
Immediate Level Owner
Vendor Certified 2024-08-30
CAGE number 7EJ45
Company Name ROTHSCHILD NORTH AMERICA INC.
CAGE Last Updated 2024-03-01
List of Offerors (0) Information not Available

Chief Executive Officer

Name Role Address
JAMES NEISSA Chief Executive Officer 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, United States, 10020

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

History

Start date End date Type Value
2023-08-16 2023-08-16 Address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
2017-08-16 2023-08-16 Address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
2015-08-24 2017-08-16 Address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
2013-08-06 2015-08-24 Address 1251 AVE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
2011-10-04 2013-08-06 Address 1251 AVE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
2011-10-04 2015-08-24 Address 1251 AVE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Principal Executive Office)
2010-09-14 2023-08-16 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2010-09-14 2023-08-16 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2009-08-21 2011-10-04 Address 1251 AVE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
2001-08-28 2009-08-21 Address 1251 AVE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
230816001726 2023-08-16 BIENNIAL STATEMENT 2023-08-01
210811002432 2021-08-11 BIENNIAL STATEMENT 2021-08-11
190801060358 2019-08-01 BIENNIAL STATEMENT 2019-08-01
181211000206 2018-12-11 CERTIFICATE OF AMENDMENT 2018-12-11
170816006309 2017-08-16 BIENNIAL STATEMENT 2017-08-01
150824006221 2015-08-24 BIENNIAL STATEMENT 2015-08-01
130806007468 2013-08-06 BIENNIAL STATEMENT 2013-08-01
20130703025 2013-07-03 ASSUMED NAME LLC INITIAL FILING 2013-07-03
111004002255 2011-10-04 AMENDMENT TO BIENNIAL STATEMENT 2011-08-01
110811002256 2011-08-11 BIENNIAL STATEMENT 2011-08-01

USAspending Awards. Contracts

Contract Type Award or IDV Flag PIID Start Date Current End Date Potential End Date
DCA AWARD PBGC01CT070777 2008-09-22 2009-09-30 2011-09-30
Unique Award Key CONT_AWD_PBGC01CT070777_1665_-NONE-_-NONE-
Awarding Agency Pension Benefit Guaranty Corporation
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Description

Title INVESTMENT BANKING SERVICES
NAICS Code 523110: INVESTMENT BANKING AND SECURITIES DEALING
Product and Service Codes R711: BANKING SERVICES

Recipient Details

Recipient ROTHSCHILD & CO US INC.
UEI UMTAM3Q94385
Legacy DUNS 051550564
Recipient Address 1251 6TH AVE 51 FL, NEW YORK, 100201103, UNITED STATES
DCA AWARD PBGC01CT060751 2008-03-06 2007-06-30 2007-06-30
Unique Award Key CONT_AWD_PBGC01CT060751_1665_-NONE-_-NONE-
Awarding Agency Pension Benefit Guaranty Corporation
Link View Page

Description

Title OTHER SPECIAL STUDIES AND ANALYSES
NAICS Code 523110: INVESTMENT BANKING AND SECURITIES DEALING
Product and Service Codes B599: OTHER SPECIAL STUDIES AND ANALYSES

Recipient Details

Recipient ROTHSCHILD & CO US INC.
UEI UMTAM3Q94385
Legacy DUNS 051550564
Recipient Address 1251 6TH AVE, 51ST FL, NEW YORK, 100201103, UNITED STATES

Date of last update: 18 Mar 2025

Sources: New York Secretary of State