| Name: | SMITH ASSET MANAGEMENT, INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC DESIGNATION OF THE SECRETARY OF STATE |
| Status: | Recorded |
| Date of registration: | 25 Apr 1997 (28 years ago) |
| Date of dissolution: | 25 Apr 1997 |
| Entity Number: | 2137149 |
| County: | Blank |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 0001038027 | 111 BROADWAY, SUITE 808, NEW YORK, NY, 10006 | 111 BROADWAY, SUITE 808, NEW YORK, NY, 10006 | 212-812-9330 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | FOCUSN |
| File number | 008-50151 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | X-17A-5 |
| File number | 008-50151 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-22
| Form type | X-17A-5 |
| File number | 008-50151 |
| Filing date | 2011-02-22 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-25
| Form type | X-17A-5 |
| File number | 008-50151 |
| Filing date | 2010-02-25 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-25
| Form type | X-17A-5 |
| File number | 008-50151 |
| Filing date | 2009-02-25 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-29
| Form type | X-17A-5 |
| File number | 008-50151 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-27
| Form type | X-17A-5 |
| File number | 008-50151 |
| Filing date | 2007-02-27 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-27
| Form type | X-17A-5 |
| File number | 008-50151 |
| Filing date | 2006-02-27 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-28
| Form type | X-17A-5 |
| File number | 008-50151 |
| Filing date | 2005-02-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-26
| Form type | X-17A-5 |
| File number | 008-50151 |
| Filing date | 2004-02-26 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | FOCUSN |
| File number | 008-50151 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | X-17A-5 |
| File number | 008-50151 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-01
| Form type | X-17A-5 |
| File number | 008-50151 |
| Filing date | 2002-03-01 |
| Reporting date | 2001-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SMITH ASSET MANAGEMENT INC. 401(K) PROFIT SHARING PLAN AND T | 2011 | 133855425 | 2012-06-18 | SMITH ASSET MANAGEMENT INC. | 4 | |||||||||||||||||||||||||||||
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| Administrator’s EIN | 133855425 |
| Plan administrator’s name | SMITH ASSET MANAGEMENT INC. |
| Plan administrator’s address | 111 BROADWAY STE 808, NEW YORK, NY, 10006 |
| Administrator’s telephone number | 2128129330 |
Signature of
| Role | Plan administrator |
| Date | 2012-06-18 |
| Name of individual signing | BILL SMITH |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-01-01 |
| Business code | 812990 |
| Sponsor’s telephone number | 2128129330 |
| Plan sponsor’s address | 111 BROADWAY, NEW YORK, NY, 10006 |
Plan administrator’s name and address
| Administrator’s EIN | 133855425 |
| Plan administrator’s name | SMITH ASSET MANAGEMENT INC |
| Plan administrator’s address | 111 BROADWAY, NEW YORK, NY, 10006 |
| Administrator’s telephone number | 2128129330 |
Signature of
| Role | Plan administrator |
| Date | 2011-05-16 |
| Name of individual signing | SMITH ASSET MANAGEMENT INC |
Date of last update: 31 Mar 2025
Sources: New York Secretary of State
