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SIEBERT WILLIAMS SHANK & CO., LLC

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Company Details

Name: SIEBERT WILLIAMS SHANK & CO., LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 21 May 1997 (28 years ago)
Entity Number: 2145744
ZIP code: 12207
County: New York
Place of Formation: Delaware
Activity Description: Siebert Williams Shank & Co., LLC is an independent non-bank financial services firm that offers investment banking, sales and trading, research and advisory services
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

Contact Details

Website http://www.siebertwilliams.com

Phone +1 646-775-4853

Phone +1 646-775-4851

DOS Process Agent

Name Role Address
CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

History

Start date End date Type Value
2023-05-19 2025-05-23 Address 80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Service of Process)
2023-05-19 2025-05-23 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2017-01-09 2019-12-11 Name SIEBERT, CISNEROS, SHANK & CO., L.L.C.
2016-03-02 2023-05-19 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2015-09-25 2023-05-19 Address 80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
250523003465 2025-05-23 BIENNIAL STATEMENT 2025-05-23
230519003480 2023-05-19 BIENNIAL STATEMENT 2023-05-01
210521060075 2021-05-21 BIENNIAL STATEMENT 2021-05-01
191211000417 2019-12-11 CERTIFICATE OF AMENDMENT 2019-12-11
190521060227 2019-05-21 BIENNIAL STATEMENT 2019-05-01

USAspending Awards / Financial Assistance

Date:
2020-04-09
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
675600.00
Total Face Value Of Loan:
3762900.00

Trademarks Section

Serial Number:
99231840
Mark:
SIEBERT WILLIAMS SHANK
Status:
NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER
Mark Type:
SERVICE MARK
Application Filing Date:
2025-06-12
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
SIEBERT WILLIAMS SHANK

Goods And Services

For:
Financial services, namely, investment brokerage and management, financing services, investment banking services; trading of shares and other financial securities in financial markets; Financial research and information services; Financial analysis and research services; Financial investment analysi...
First Use:
2019-11-04
International Classes:
036 - Primary Class
Class Status:
Active

Paycheck Protection Program

Date Approved:
2020-04-07
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
3087300
Current Approval Amount:
3762900
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
3806695.98

Court Cases

Court Case Summary

Filing Date:
2024-12-09
Status:
Pending
Nature Of Judgment:
Missing
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Americans with Disabilities Act - Employment

Parties

Party Name:
SUJAL BHARUCHA
Party Role:
Plaintiff
Party Name:
SIEBERT WILLIAMS SHANK & CO., LLC
Party Role:
Defendant

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Date of last update: 07 Jul 2025

Sources: New York Secretary of State