|
SEIDEL & SHAW L L C 401(K) PROFIT SHARIING PLAN & TRUST
|
2011
|
113359357
|
2014-02-19
|
SEIDEL & SHAW L L C
|
53
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1999-01-01
|
| Business code |
523120
|
| Sponsor’s telephone number |
2122699008
|
| Plan sponsor’s
address |
15TH FLOOR, 40 EXCHANGE PLACE STE 1500, NEW YORK, NY, 10005
|
Plan administrator’s name and address
| Administrator’s EIN |
113359357 |
| Plan administrator’s name |
SEIDEL & SHAW L L C |
| Plan administrator’s
address |
15TH FLOOR, 40 EXCHANGE PLACE STE 1500, NEW YORK, NY, 10005 |
| Administrator’s telephone number |
2122699008 |
Signature of
| Role |
Plan administrator |
| Date |
2014-02-19 |
| Name of individual signing |
BENJAMIN GRAY |
|
| Role |
Employer/plan sponsor |
| Date |
2014-02-19 |
| Name of individual signing |
BENJAMIN GRAY |
|
|
|
SEIDEL & SHAW L L C 401 (K) PROFIT SHARING PLAN & TRUST
|
2009
|
113359357
|
2010-07-13
|
SEIDEL & SHAW L L C
|
38
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1999-01-01
|
| Business code |
523120
|
| Sponsor’s telephone number |
2122699008
|
| Plan sponsor’s mailing address |
40 EXCHANGE PLACE, 15TH FLOOR, NEW YORK, NY, 10005
|
| Plan sponsor’s
address |
40 EXCHANGE PLACE, 15TH FLOOR, NEW YORK, NY, 10005
|
Plan administrator’s name and address
| Administrator’s EIN |
113359357 |
| Plan administrator’s name |
SEIDEL & SHAW L L C |
| Plan administrator’s
address |
40 EXCHANGE PLACE, 15TH FLOOR, NEW YORK, NY, 10005 |
| Administrator’s telephone number |
2122699008 |
Number of participants as of the end of the plan year
| Active participants |
30 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
13 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
38 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-07-13 |
| Name of individual signing |
RAYMOND TSE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
SEIDEL & SHAW L L C 401 (K) PROFIT SHARING PLAN & TRUST
|
2009
|
113359357
|
2010-07-13
|
SEIDEL & SHAW L L C
|
37
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1999-01-01
|
| Business code |
523120
|
| Sponsor’s telephone number |
2122699008
|
| Plan sponsor’s mailing address |
40 EXCHANGE PLACE, 15TH FLOOR, NEW YORK, NY, 10005
|
| Plan sponsor’s
address |
40 EXCHANGE PLACE, 15TH FLOOR, NEW YORK, NY, 10005
|
Plan administrator’s name and address
| Administrator’s EIN |
113359357 |
| Plan administrator’s name |
SEIDEL & SHAW L L C |
| Plan administrator’s
address |
40 EXCHANGE PLACE, 15TH FLOOR, NEW YORK, NY, 10005 |
| Administrator’s telephone number |
2122699008 |
Number of participants as of the end of the plan year
| Active participants |
26 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
12 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
34 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-07-09 |
| Name of individual signing |
RAYMOND TSE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
