ABBOTT CAPITAL MANAGEMENT, LLC EMPLOYEES' PROFIT SHARING PLAN & TRUST
|
2012
|
043376204
|
2013-09-16
|
ABBOTT CAPITAL MANAGEMENT, LLC
|
58
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1988-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2127572700
|
Plan sponsor’s mailing address |
1290 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10104
|
Plan sponsor’s
address |
1290 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10104
|
Plan administrator’s name and address
Administrator’s EIN |
043376204 |
Plan administrator’s name |
ABBOTT CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
1290 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10104 |
Administrator’s telephone number |
2127572700 |
Number of participants as of the end of the plan year
Active participants |
46 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
11 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
56 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2013-09-16 |
Name of individual signing |
LAUREN MASSEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2013-09-16 |
Name of individual signing |
LAUREN MASSEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ABBOTT CAPITAL MANAGEMENT, LLC EMPLOYEES' PROFIT SHARING PLAN & TRUST
|
2011
|
043376204
|
2012-07-20
|
ABBOTT CAPITAL MANAGEMENT, LLC
|
54
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1988-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2127572700
|
Plan sponsor’s mailing address |
1290 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10104
|
Plan sponsor’s
address |
1290 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10104
|
Plan administrator’s name and address
Administrator’s EIN |
043376204 |
Plan administrator’s name |
ABBOTT CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
1290 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10104 |
Administrator’s telephone number |
2127572700 |
Number of participants as of the end of the plan year
Active participants |
41 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
14 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
53 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
1 |
Signature of
Role |
Plan administrator |
Date |
2012-07-20 |
Name of individual signing |
LAUREN MASSEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ABBOTT CAPITAL MANAGEMENT, LLC EMPLOYEES' PROFIT SHARING PLAN & TRUST
|
2010
|
043376204
|
2011-08-19
|
ABBOTT CAPITAL MANAGEMENT, LLC
|
53
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1988-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2127572700
|
Plan sponsor’s
address |
1211 AVENUE OF THE AMERICAS, SUITE 4300, NEW YORK, NY, 100368701
|
Plan administrator’s name and address
Administrator’s EIN |
043376204 |
Plan administrator’s name |
ABBOTT CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
1211 AVENUE OF THE AMERICAS, SUITE 4300, NEW YORK, NY, 100368701 |
Administrator’s telephone number |
2127572700 |
Signature of
Role |
Plan administrator |
Date |
2011-08-19 |
Name of individual signing |
LAUREN M. MASSEY |
|
Role |
Employer/plan sponsor |
Date |
2011-08-19 |
Name of individual signing |
LAUREN M. MASSEY |
|
|
ABBOTT CAPITAL MANAGEMENT, LLC EMPLOYEES' PROFIT SHARING PLAN & TRUST
|
2009
|
043376204
|
2010-08-06
|
ABBOTT CAPITAL MANAGEMENT, LLC
|
48
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1988-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2127572700
|
Plan sponsor’s
address |
1211 AVENUE OF THE AMERICAS, SUITE 4300, NEW YORK, NY, 100368701
|
Plan administrator’s name and address
Administrator’s EIN |
043376204 |
Plan administrator’s name |
ABBOTT CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
1211 AVENUE OF THE AMERICAS, SUITE 4300, NEW YORK, NY, 100368701 |
Administrator’s telephone number |
2127572700 |
Signature of
Role |
Plan administrator |
Date |
2010-08-06 |
Name of individual signing |
LAUREN M. MASSEY |
|
Role |
Employer/plan sponsor |
Date |
2010-08-06 |
Name of individual signing |
LAUREN M. MASSEY |
|
|
ABBOTT CAPITAL MANAGEMENT, LLC EMPLOYEES' PROFIT SHARING PLAN & TRUST
|
2009
|
043376204
|
2010-07-30
|
ABBOTT CAPITAL MANAGEMENT, LLC
|
48
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1988-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2127572700
|
Plan sponsor’s
address |
1211 AVENUE OF THE AMERICAS, SUITE 4300, NEW YORK, NY, 100368701
|
Plan administrator’s name and address
Administrator’s EIN |
043376204 |
Plan administrator’s name |
ABBOTT CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
1211 AVENUE OF THE AMERICAS, SUITE 4300, NEW YORK, NY, 100368701 |
Administrator’s telephone number |
2127572700 |
Signature of
Role |
Plan administrator |
Date |
2010-07-30 |
Name of individual signing |
LAUREN M. MASSEY |
|
|