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  5. PARETO SECURITIES INC.

PARETO SECURITIES INC.

Company Details

Name: PARETO SECURITIES INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 02 Dec 1997 (27 years ago)
Entity Number: 2204236
ZIP code: 10036
County: New York
Place of Formation: Delaware
Address: 235 WEST 48TH STREET, APT. 34H, NEW YORK, NY, United States, 10036

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
PARETO SECURITIES INC. 401(K) PLAN 2023 133977860 2024-08-22 PARETO SECURITIES INC. 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-04-08
Business code 523120
Sponsor’s telephone number 2128294200
Plan sponsor’s address 150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY, 100226239

Signature of
Role Plan administrator
Date 2024-08-22
Name of individual signing ANTONELLA SPAVENTA
PARETO SECURITIES INC. 401(K) PLAN 2022 133977860 2023-07-13 PARETO SECURITIES INC. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-04-08
Business code 523120
Sponsor’s telephone number 2128294200
Plan sponsor’s address 150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY, 100226239

Signature of
Role Plan administrator
Date 2023-07-13
Name of individual signing ANTONELLA SPAVENTA
PARETO SECURITIES INC. 401(K) PLAN 2021 133977860 2022-10-05 PARETO SECURITIES INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-04-08
Business code 523120
Sponsor’s telephone number 2128294200
Plan sponsor’s address 150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY, 100226239

Signature of
Role Plan administrator
Date 2022-10-05
Name of individual signing ANTONELLA SPAVENTA
PARETO SECURITIES INC. 401(K) PLAN 2020 133977860 2021-10-11 PARETO SECURITIES INC. 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-04-08
Business code 523120
Sponsor’s telephone number 2128294200
Plan sponsor’s address 150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY, 100226239

Signature of
Role Plan administrator
Date 2021-10-11
Name of individual signing ANTONELLA SPAVENTA
PARETO SECURITIES INC. 401(K) PLAN 2019 133977860 2020-09-29 PARETO SECURITIES INC. 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-04-08
Business code 523120
Sponsor’s telephone number 2128294200
Plan sponsor’s address 150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY, 100226239

Signature of
Role Plan administrator
Date 2020-09-29
Name of individual signing ANTONELLA SPAVENTA
PARETO SECURITIES INC. 401(K) PLAN 2018 133977860 2019-09-25 PARETO SECURITIES INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-04-08
Business code 523120
Sponsor’s telephone number 2128294200
Plan sponsor’s address 150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY, 100226239

Signature of
Role Plan administrator
Date 2019-09-25
Name of individual signing ANTONELLA SPAVENTA
PARETO SECURITIES INC. 401(K) PLAN 2017 133977860 2018-10-15 PARETO SECURITIES INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-04-08
Business code 523120
Sponsor’s telephone number 2128294200
Plan sponsor’s address 150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY, 100226239

Signature of
Role Plan administrator
Date 2018-10-15
Name of individual signing ANTONELLA SPAVENTA
PARETO SECURITIES INC. 401(K) PLAN 2016 133977860 2017-07-20 PARETO SECURITIES INC. 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-04-08
Business code 523120
Sponsor’s telephone number 2128294200
Plan sponsor’s address 150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY, 100226239

Signature of
Role Plan administrator
Date 2017-07-20
Name of individual signing ANTONELLA SPAVENTA
PARETO SECURITIES INC. 401(K) PLAN 2015 133977860 2016-09-12 PARETO SECURITIES INC. 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-04-08
Business code 523120
Sponsor’s telephone number 2128294200
Plan sponsor’s address 150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY, 100226239

Signature of
Role Plan administrator
Date 2016-09-12
Name of individual signing ANTONELLA SPAVENTA
PARETO SECURITIES INC. 401(K) PLAN 2014 133977860 2015-09-02 PARETO SECURITIES INC. 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-04-08
Business code 523120
Sponsor’s telephone number 2128294200
Plan sponsor’s address 150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2015-09-02
Name of individual signing ANTONELLA SPAVENTA

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 235 WEST 48TH STREET, APT. 34H, NEW YORK, NY, United States, 10036

Filings

Filing Number Date Filed Type Effective Date
090716000262 2009-07-16 CERTIFICATE OF AMENDMENT 2009-07-16
971202000533 1997-12-02 APPLICATION OF AUTHORITY 1997-12-02

Related by officers

THE CORPORATION

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Related by address

No related companies by address

Date of last update: 21 Jan 2025

Sources: New York Secretary of State

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