LEGEND SECURITIES, INC.

DOS Process Agent

Name	Role	Address
THE CORPORATION	DOS Process Agent	77 WATER ST., 8TH FL., NEW YORK, NY, United States, 10005

Agent

Name	Role
REGISTERED AGENT RESIGNED	Agent

Chief Executive Officer

Name	Role	Address
SALVATORE C CARUSO	Chief Executive Officer	77 WATER ST, 8TH FL., NEW YORK, NY, United States, 10005

Links between entities

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

Latest Filings

History

Start date	End date	Type	Value
2018-11-19	2019-01-17	Address	77 WATER ST., 8TH FL., NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2017-08-23	2018-11-19	Address	(Type of address: Service of Process)
2012-02-07	2019-01-17	Address	45 BROADWAY, 32ND FLOOR, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer)
2012-02-07	2019-01-17	Address	45 BROADWAY, 32ND FLOOR, NEW YORK, NY, 10006, USA (Type of address: Principal Executive Office)
2012-02-07	2017-08-23	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
190117002010	2019-01-17	BIENNIAL STATEMENT	2018-01-01
181119000256	2018-11-19	CERTIFICATE OF CHANGE	2018-11-19
170823000129	2017-08-23	CERTIFICATE OF RESIGNATION OF RECEIPT OF PROCESS	2017-08-23
170703000532	2017-07-03	CERTIFICATE OF RESIGNATION OF REGISTERED AGENT	2017-08-02
140514002832	2014-05-14	BIENNIAL STATEMENT	2014-01-01

Court Cases

Court Case Summary

Parties

Court Case Summary

Parties