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LEGEND SECURITIES, INC.

LEGEND SECURITIES, INC.

Headquarter

Company Details

Name:	LEGEND SECURITIES, INC.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	29 Jan 1998 (27 years ago)
Entity Number:	2223013
ZIP code:	10005
County:	Richmond
Place of Formation:	New York
Address:	77 WATER ST., 8TH FL., NEW YORK, NY, United States, 10005

Shares Details

Shares issued 3000

Share Par Value 0

Type NO PAR VALUE

Links between entities

Type	Company Name	Company Number	State
Headquarter of	LEGEND SECURITIES, INC., ILLINOIS	CORP_54017243	ILLINOIS

Central Index Key

CIK number

Mailing Address

Business Address

Phone

1057702

45 BROADWAY, 32ND FLOOR, NEW YORK, NY, 10006

646-716-3033

Filings since 2016-03-15

Form type	X-17A-5
File number	008-50886
Filing date	2016-03-15
Reporting date	2015-12-31
File	View File

Filings since 2015-03-17

Form type	X-17A-5
File number	008-50886
Filing date	2015-03-17
Reporting date	2014-12-31
File	View File

Filings since 2014-03-18

Form type	X-17A-5
File number	008-50886
Filing date	2014-03-18
Reporting date	2013-12-31
File	View File

Filings since 2013-03-15

Form type	X-17A-5
File number	008-50886
Filing date	2013-03-15
Reporting date	2012-12-31
File	View File

Filings since 2012-03-14

Form type	X-17A-5
File number	008-50886
Filing date	2012-03-14
Reporting date	2011-12-31
File	View File

Filings since 2011-03-31

Form type	X-17A-5
File number	008-50886
Filing date	2011-03-31
Reporting date	2010-12-31
File	View File

Filings since 2010-03-31

Form type	X-17A-5
File number	008-50886
Filing date	2010-03-31
Reporting date	2009-12-31
File	View File

Filings since 2009-03-30

Form type	X-17A-5
File number	008-50886
Filing date	2009-03-30
Reporting date	2008-12-31
File	View File

Filings since 2008-03-31

Form type	X-17A-5
File number	008-50886
Filing date	2008-03-31
Reporting date	2007-12-31
File	View File

Filings since 2007-03-30

Form type	X-17A-5
File number	008-50886
Filing date	2007-03-30
Reporting date	2006-12-31
File	View File

Filings since 2006-03-31

Form type	X-17A-5
File number	008-50886
Filing date	2006-03-31
Reporting date	2005-12-31
File	View File

Filings since 2005-03-28

Form type	X-17A-5
File number	008-50886
Filing date	2005-03-28
Reporting date	2004-12-31
File	View File

Filings since 2004-03-30

Form type	X-17A-5
File number	008-50886
Filing date	2004-03-30
Reporting date	2003-12-31
File	View File

Filings since 2003-03-31

Form type	X-17A-5
File number	008-50886
Filing date	2003-03-31
Reporting date	2002-12-31
File	View File

Filings since 2002-04-05

Form type	X-17A-5
File number	008-50886
Filing date	2002-04-05
Reporting date	2001-12-31
File	View File

DOS Process Agent

Name	Role	Address
THE CORPORATION	DOS Process Agent	77 WATER ST., 8TH FL., NEW YORK, NY, United States, 10005

Agent

Name	Role
REGISTERED AGENT RESIGNED	Agent

Chief Executive Officer

Name	Role	Address
SALVATORE C CARUSO	Chief Executive Officer	77 WATER ST, 8TH FL., NEW YORK, NY, United States, 10005

History

Start date	End date	Type	Value
2018-11-19	2019-01-17	Address	77 WATER ST., 8TH FL., NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2017-08-23	2018-11-19	Address	(Type of address: Service of Process)
2012-02-07	2019-01-17	Address	45 BROADWAY, 32ND FLOOR, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer)
2012-02-07	2017-08-23	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2012-02-07	2019-01-17	Address	45 BROADWAY, 32ND FLOOR, NEW YORK, NY, 10006, USA (Type of address: Principal Executive Office)
2011-01-14	2012-02-07	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2011-01-14	2017-07-03	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2010-03-18	2012-02-07	Address	39 BROADWAY, STE 740, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer)
2009-01-14	2023-06-23	Shares	Share type: PAR VALUE, Number of shares: 205000000, Par value: 0.0001
2003-12-31	2012-02-07	Address	39 BROADWAY, STE 740, NEW YORK, NY, 10006, USA (Type of address: Principal Executive Office)
2003-12-31	2010-03-18	Address	39 BROADWAY, STE 740, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer)
2003-12-31	2011-01-14	Address	39 BROADWAY, STE 740, NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2002-01-24	2003-12-31	Address	39 BROADWAY, SUITE 720, NEW YORK, NY, 10006, USA (Type of address: Principal Executive Office)
2002-01-24	2003-12-31	Address	39 BROADWAY, SUITE 720, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer)
2002-01-24	2003-12-31	Address	39 BROADWAY, SUITE 720, NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2001-12-18	2009-01-14	Shares	Share type: PAR VALUE, Number of shares: 205000000, Par value: 0.01
2000-01-13	2002-01-24	Address	244 SHELDON AVE, STATEN ISLAND, NY, 10312, 3018, USA (Type of address: Principal Executive Office)
2000-01-13	2002-01-24	Address	244 SHELDON AVE, STATEN ISLAND, NY, 10312, 3018, USA (Type of address: Chief Executive Officer)
2000-01-13	2002-01-24	Address	244 SHELDON AVE, STATEN ISLAND, NY, 10312, 3018, USA (Type of address: Service of Process)
1999-10-14	2001-12-18	Shares	Share type: PAR VALUE, Number of shares: 15000000, Par value: 0.01
1999-10-14	2001-06-05	Name	MARLIN TRADING, INC.
1998-01-29	1999-10-14	Name	SPC SECURITIES, INC.
1998-01-29	2000-01-13	Address	244 SHELDON AVENUE, STATEN ISLAND, NY, 10312, USA (Type of address: Service of Process)
1998-01-29	2011-01-14	Address	712 FIFTH AVENUE, 46TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)

Filings

Filing Number	Date Filed	Type	Effective Date
190117002010	2019-01-17	BIENNIAL STATEMENT	2018-01-01
181119000256	2018-11-19	CERTIFICATE OF CHANGE	2018-11-19
170823000129	2017-08-23	CERTIFICATE OF RESIGNATION OF RECEIPT OF PROCESS	2017-08-23
170703000532	2017-07-03	CERTIFICATE OF RESIGNATION OF REGISTERED AGENT	2017-08-02
140514002832	2014-05-14	BIENNIAL STATEMENT	2014-01-01
120207002234	2012-02-07	BIENNIAL STATEMENT	2012-01-01
110114001061	2011-01-14	CERTIFICATE OF CHANGE	2011-01-14
100318002349	2010-03-18	BIENNIAL STATEMENT	2010-01-01
090114000244	2009-01-14	CERTIFICATE OF AMENDMENT	2009-01-14
080125002696	2008-01-25	BIENNIAL STATEMENT	2008-01-01
060215002198	2006-02-15	BIENNIAL STATEMENT	2006-01-01
031231002114	2003-12-31	BIENNIAL STATEMENT	2004-01-01
020124002576	2002-01-24	BIENNIAL STATEMENT	2002-01-01
011218000322	2001-12-18	CERTIFICATE OF AMENDMENT	2001-12-18
010605000197	2001-06-05	CERTIFICATE OF AMENDMENT	2001-06-05
000120000749	2000-01-20	CERTIFICATE OF AMENDMENT	2000-01-20
000113002376	2000-01-13	BIENNIAL STATEMENT	2000-01-01
991014000245	1999-10-14	CERTIFICATE OF AMENDMENT	1999-10-14
980129000520	1998-01-29	CERTIFICATE OF INCORPORATION	1998-01-29

Court Cases

Docket Number

Nature of Suit

Filing Date

Disposition

1910840

Arbitration

2019-11-22

default

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	diversity of citizenship
Jury Demand	Neither plaintiff nor defendant demands jury
Demanded Amount	967000
Termination Class Action	Missing
Procedural Progress	order entered
Nature Of Judgment	no monetary award
Judgement	plaintiff
Arbitration On Termination	Missing
Office	1
Filing Date	2019-11-22
Termination Date	2020-12-07
Section	0009
Status	Terminated

Parties

Name	BLAKE
Role	Plaintiff

Name	LEGEND SECURITIES, INC.
Role	Defendant

1607554

Arbitration

2016-09-27

voluntarily

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	diversity of citizenship
Jury Demand	Neither plaintiff nor defendant demands jury
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	no monetary award
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2016-09-27
Termination Date	2016-12-01
Section	2201
Sub Section	DJ
Status	Terminated