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KLINGENSTEIN, FIELDS & CO., L.L.C.

Company Details

Name: KLINGENSTEIN, FIELDS & CO., L.L.C.
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Inactive
Date of registration: 09 Feb 1998 (27 years ago)
Date of dissolution: 18 Sep 2020
Entity Number: 2226516
ZIP code: 10017
County: New York
Place of Formation: Delaware
Address: 125 PARK AVENUE, SUITE 1700, NEW YORK, NY, United States, 10017

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
KLINGENSTEIN, FIELDS & CO., L.L.C. SAVINGS AND INVESTMENT PLAN 2022 133479093 2023-05-08 KLINGENSTEIN, FIELDS & CO., L.L.C. 52
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1989-01-01
Business code 523900
Sponsor’s telephone number 2124926178
Plan sponsor’s address 125 PARK AVENUE, SUITE 1700, NEW YORK, NY, 100175529

Signature of

Role Plan administrator
Date 2023-05-08
Name of individual signing JENNIFER SWEI
Role Employer/plan sponsor
Date 2023-05-08
Name of individual signing JENNIFER SWEI
KLINGENSTEIN, FIELDS & CO., L.L.C. SAVINGS AND INVESTMENT PLAN 2021 133479093 2022-10-11 KLINGENSTEIN, FIELDS & CO., L.L.C. 56
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1989-01-01
Business code 523900
Sponsor’s telephone number 2124926178
Plan sponsor’s address 125 PARK AVENUE, SUITE 1700, NEW YORK, NY, 100175529

Signature of

Role Plan administrator
Date 2022-10-11
Name of individual signing JENNIFER SWEI
Role Employer/plan sponsor
Date 2022-10-11
Name of individual signing JENNIFER SWEI
KLINGENSTEIN, FIELDS & CO., L.L.C. SAVINGS AND INVESTMENT PLAN 2020 133479093 2021-06-04 KLINGENSTEIN, FIELDS & CO., L.L.C. 53
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1989-01-01
Business code 523900
Sponsor’s telephone number 2124926178
Plan sponsor’s address 125 PARK AVENUE, SUITE 1700, NEW YORK, NY, 100175529

Signature of

Role Plan administrator
Date 2021-06-04
Name of individual signing JENNNIFER SWEI
Role Employer/plan sponsor
Date 2021-06-04
Name of individual signing JENNNIFER SWEI
KLINGENSTEIN, FIELDS & CO., L.L.C. SAVINGS AND INVESTMENT PLAN 2019 133479093 2020-06-03 KLINGENSTEIN, FIELDS & CO., L.L.C. 44
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1989-01-01
Business code 523900
Sponsor’s telephone number 2124926178
Plan sponsor’s address 125 PARK AVENUE, SUITE 1700, NEW YORK, NY, 100175529

Signature of

Role Plan administrator
Date 2020-06-03
Name of individual signing JENNIFER SWEI
Role Employer/plan sponsor
Date 2020-06-03
Name of individual signing JENNIFER SWEI
KLINGENSTEIN, FIELDS & CO., L.L.C. SAVINGS AND INVESTMENT PLAN 2018 133479093 2019-07-19 KLINGENSTEIN, FIELDS & CO., L.L.C. 38
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1989-01-01
Business code 523900
Sponsor’s telephone number 2124926178
Plan sponsor’s address 125 PARK AVENUE, SUITE 1700, NEW YORK, NY, 100175529

Signature of

Role Plan administrator
Date 2019-07-19
Name of individual signing JENNIFER SWEI
Role Employer/plan sponsor
Date 2019-07-19
Name of individual signing JENNIFER SWEI
KLINGENSTEIN, FIELDS & CO., L.L.C. SAVINGS AND INVESTMENT PLAN 2017 133479093 2018-06-01 KLINGENSTEIN, FIELDS & CO., L.L.C. 38
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1989-01-01
Business code 523900
Sponsor’s telephone number 2124926178
Plan sponsor’s address 125 PARK AVENUE, SUITE 1700, NEW YORK, NY, 100175529

Signature of

Role Plan administrator
Date 2018-06-01
Name of individual signing JENNIFER SWEI
Role Employer/plan sponsor
Date 2018-06-01
Name of individual signing JENNIFER SWEI
KLINGENSTEIN, FIELDS & CO., L.L.C. SAVINGS AND INVESTMENT PLAN 2016 133479093 2017-04-19 KLINGENSTEIN, FIELDS & CO., L.L.C. 36
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1989-01-01
Business code 523900
Sponsor’s telephone number 2124926178
Plan sponsor’s address 125 PARK AVENUE, SUITE 1700, NEW YORK, NY, 100175529

Signature of

Role Plan administrator
Date 2017-04-19
Name of individual signing JENNIFER SWEI
Role Employer/plan sponsor
Date 2017-04-19
Name of individual signing JENNIFER SWEI
KLINGENSTEIN, FIELDS & CO., L.L.C. SAVINGS AND INVESTMENT PLAN 2015 133479093 2016-04-06 KLINGENSTEIN, FIELDS & CO., L.L.C. 36
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1989-01-01
Business code 523900
Sponsor’s telephone number 2124926178
Plan sponsor’s address 125 PARK AVENUE, SUITE 1700, NEW YORK, NY, 100175529

Signature of

Role Plan administrator
Date 2016-04-06
Name of individual signing JENNIFER SWEI
Role Employer/plan sponsor
Date 2016-04-06
Name of individual signing JENNIFER SWEI
KLINGENSTEIN, FIELDS & CO., L.L.C. SAVINGS AND INVESTMENT PLAN 2014 133479093 2015-07-21 KLINGENSTEIN, FIELDS & CO., L.L.C. 42
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1989-01-01
Business code 523900
Sponsor’s telephone number 2124926178
Plan sponsor’s address 125 PARK AVENUE, SUITE 1700, NEW YORK, NY, 100175529

Signature of

Role Plan administrator
Date 2015-07-21
Name of individual signing JENNIFER SWEI
Role Employer/plan sponsor
Date 2015-07-21
Name of individual signing JENNIFER SWEI
KLINGENSTEIN, FIELDS & CO., L.L.C. SAVINGS AND INVESTMENT PLAN 2013 133479093 2014-06-04 KLINGENSTEIN, FIELDS & CO., L.L.C. 41
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1989-01-01
Business code 523900
Sponsor’s telephone number 2124926178
Plan sponsor’s address 125 PARK AVENUE, SUITE 1700, NEW YORK, NY, 100175529

Signature of

Role Plan administrator
Date 2014-06-04
Name of individual signing JENNIFER SWEI
Role Employer/plan sponsor
Date 2014-06-04
Name of individual signing JENNIFER SWEI

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 125 PARK AVENUE, SUITE 1700, NEW YORK, NY, United States, 10017

History

Start date End date Type Value
2015-12-31 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2015-12-31 2020-09-18 Address 125 PARK AVENUE - SUITE 1700, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
2008-02-08 2015-12-31 Address JAMES W FIELDS, 787 SEVENTH AVE 6TH FLOOR, NEW YORK, NY, 10019, 6016, USA (Type of address: Service of Process)
2006-01-24 2008-02-08 Address JAMES W FIELDS, 787 SEVENTH AVE 6TH FLOOR, NEW YORK, NY, 10019, 6016, USA (Type of address: Service of Process)
1998-02-09 2006-01-24 Address EQUITABLE CENTER, 787 SEVENTH AVENUE, NEW YORK, NY, 10019, 6016, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
200918000431 2020-09-18 SURRENDER OF AUTHORITY 2020-09-18
SR-26755 2019-01-28 CERTIFICATE OF CHANGE 2019-01-28
151231000079 2015-12-31 CERTIFICATE OF CHANGE 2015-12-31
120329002829 2012-03-29 BIENNIAL STATEMENT 2012-02-01
100305002717 2010-03-05 BIENNIAL STATEMENT 2010-02-01
080208002290 2008-02-08 BIENNIAL STATEMENT 2008-02-01
060124002688 2006-01-24 BIENNIAL STATEMENT 2006-02-01
040121002226 2004-01-21 BIENNIAL STATEMENT 2004-02-01
020205002238 2002-02-05 BIENNIAL STATEMENT 2002-02-01
000216002041 2000-02-16 BIENNIAL STATEMENT 2000-02-01

Date of last update: 17 Dec 2024

Sources: New York Secretary of State