Search icon

A. W. FARRELL & SON, INC.

Headquarter

Company Details

Name: A. W. FARRELL & SON, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 01 Jul 1968 (57 years ago)
Entity Number: 225332
ZIP code: 30096
County: Albany
Place of Formation: New York
Principal Address: 3649 LAKE SHORE DRIVE, EAST, DUNKIRK, NY, United States, 14048
Address: 3675 crestwood pkwy, ste 350, DULUTH, GA, United States, 30096

Shares Details

Shares issued 100000

Share Par Value 0

Type NO PAR VALUE

Links between entities

Type Company Name Company Number State
Headquarter of A. W. FARRELL & SON, INC., MINNESOTA 91b1dd6a-acd4-e011-a886-001ec94ffe7f MINNESOTA
Headquarter of A. W. FARRELL & SON, INC., KENTUCKY 0456337 KENTUCKY
Headquarter of A. W. FARRELL & SON, INC., KENTUCKY 0687215 KENTUCKY
Headquarter of A. W. FARRELL & SON, INC., KENTUCKY 1031477 KENTUCKY
Headquarter of A. W. FARRELL & SON, INC., FLORIDA F19000001677 FLORIDA
Headquarter of A. W. FARRELL & SON, INC., FLORIDA F01000004275 FLORIDA
Headquarter of A. W. FARRELL & SON, INC., RHODE ISLAND 000150970 RHODE ISLAND
Headquarter of A. W. FARRELL & SON, INC., CONNECTICUT 0728379 CONNECTICUT
Headquarter of A. W. FARRELL & SON, INC., CONNECTICUT 2650152 CONNECTICUT

Unique Entity ID

Unique Entity ID Expiration Date Physical Address Mailing Address
Z891MQ6Y3CX8 2024-11-13 3649 LAKE SHORE DR E, DUNKIRK, NY, 14048, 9778, USA 3649 LAKE SHORE DR E, DUNKIRK, NY, 14048, 9778, USA

Business Information

URL http://awfarrell.com/
Division Name A.W. FARRELL & SON, INC.
Division Number 0195
Congressional District 23
State/Country of Incorporation NY, USA
Activation Date 2023-11-16
Initial Registration Date 2006-11-15
Entity Start Date 1968-07-01
Fiscal Year End Close Date Dec 31

Service Classifications

NAICS Codes 238160

Points of Contacts

Electronic Business
Title PRIMARY POC
Name LISA BOGNER-DANLER
Role ASSISTANT TREASURER
Address 3649 LAKE SHORE DR E, DUNKIRK, NY, 14048, 9778, USA
Government Business
Title PRIMARY POC
Name MICHAEL H HUTCHINGS
Role VICE PRESIDENT
Address 3649 LAKE SHORE DR E, DUNKIRK, NY, 14048, 9778, USA
Title ALTERNATE POC
Name MATT THOMAS
Role VICE PRESIDENT
Address 3649 LAKE SHORE DR E, DUNKIRK, NY, 14048, USA
Past Performance Information not Available

Commercial and government entity program

CAGE number Status Type Established CAGE Update Date CAGE Expiration SAM Expiration
4LD56 Active Non-Manufacturer 2006-11-13 2024-09-16 2029-09-16 2025-09-12

Contact Information

POC MICHAEL H. HUTCHINGS
Phone +1 317-503-0141
Address 3649 LAKE SHORE DR E, DUNKIRK, NY, 14048 9778, UNITED STATES

Ownership of Offeror Information

Highest Level Owner Information not Available
Immediate Level Owner Information not Available
List of Offerors (1)
CAGE number 34EV6
Owner Type Immediate
Legal Business Name JAMESON ROOFING CO

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
A.W. FARRELL & SON, INC. 401(K) PLAN 2023 160954042 2024-05-15 A.W. FARRELL & SON, INC. 76
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2021-01-01
Business code 238100
Sponsor’s telephone number 7163664950
Plan sponsor’s address 3649 LAKE SHORE DRIVE EAST, DUNKIRK, NY, 14048

Signature of

Role Plan administrator
Date 2024-05-15
Name of individual signing BRIA KELLY
A.W. FARRELL & SON, INC. 401(K) PLAN 2022 160954042 2023-09-25 A.W. FARRELL & SON, INC. 79
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2021-01-01
Business code 238100
Sponsor’s telephone number 7163664950
Plan sponsor’s address 3649 LAKE SHORE DRIVE EAST, DUNKIRK, NY, 14048

Signature of

Role Plan administrator
Date 2023-09-25
Name of individual signing BRIA KELLY
A.W. FARRELL & SON, INC. 401(K) PLAN 2021 160954042 2022-09-02 A.W. FARRELL & SON, INC. 66
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2021-01-01
Business code 238100
Sponsor’s telephone number 7163664950
Plan sponsor’s address 3649 LAKE SHORE DRIVE EAST, DUNKIRK, NY, 14048

Signature of

Role Plan administrator
Date 2022-09-02
Name of individual signing BRIA KELLY

Chief Executive Officer

Name Role Address
JOHN W. FARRELL Chief Executive Officer 3649 LAKE SHORE DRIVE, EAST, DUNKIRK, NY, United States, 14048

DOS Process Agent

Name Role Address
urs agents llc DOS Process Agent 3675 crestwood pkwy, ste 350, DULUTH, GA, United States, 30096

Agent

Name Role Address
URS AGENTS INC. Agent ONE COMMERCE PLAZA, 99 WASHINGTON AVE., SUITE 805A, ALBANY, NY, 12210

History

Start date End date Type Value
2025-03-11 2025-03-11 Address 3649 LAKE SHORE DRIVE, EAST, DUNKIRK, NY, 14048, USA (Type of address: Chief Executive Officer)
2025-03-07 2025-03-11 Address 418 BROADWAY STE R, ALBANY, NY, 12207, USA (Type of address: Service of Process)
2025-03-07 2025-03-11 Address 418 BROADWAY, STE R, ALBANY, NY, 12207, USA (Type of address: Registered Agent)
2025-03-07 2025-03-07 Address 3649 LAKE SHORE DRIVE, EAST, DUNKIRK, NY, 14048, USA (Type of address: Chief Executive Officer)
2025-03-07 2025-03-11 Address 3649 LAKE SHORE DRIVE, EAST, DUNKIRK, NY, 14048, USA (Type of address: Chief Executive Officer)
2025-03-07 2025-03-10 Shares Share type: NO PAR VALUE, Number of shares: 100000, Par value: 0
2024-12-18 2025-03-07 Shares Share type: NO PAR VALUE, Number of shares: 100000, Par value: 0
2024-12-18 2025-03-07 Address PO BOX 7410023, CHICAGO, IL, 60674, USA (Type of address: Service of Process)
2024-12-18 2025-03-07 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2024-12-18 2025-03-07 Address 3649 LAKE SHORE DRIVE, EAST, DUNKIRK, NY, 14048, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
250311001949 2025-03-10 CERTIFICATE OF CHANGE BY ENTITY 2025-03-10
250307004172 2025-03-07 CERTIFICATE OF CHANGE BY ENTITY 2025-03-07
241218000328 2024-12-18 BIENNIAL STATEMENT 2024-12-18
220727001672 2022-07-27 BIENNIAL STATEMENT 2022-07-01
211209001019 2021-12-09 BIENNIAL STATEMENT 2021-12-09
180702006276 2018-07-02 BIENNIAL STATEMENT 2018-07-01
180131006083 2018-01-31 BIENNIAL STATEMENT 2016-07-01
151015000665 2015-10-15 CERTIFICATE OF AMENDMENT 2015-10-15
140725006145 2014-07-25 BIENNIAL STATEMENT 2014-07-01
140507000044 2014-05-07 CERTIFICATE OF CHANGE 2014-05-07

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
338998156 0215800 2013-04-04 CORNELL UNIVERSITY STOCKING HALL, ITHACA, NY, 14850
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 2013-04-04
Emphasis L: LOCALTARG, P: LOCALTARG
Case Closed 2013-12-30

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260150 C01 I
Issuance Date 2013-05-02
Current Penalty 0.0
Initial Penalty 3080.0
Contest Date 2013-05-24
Final Order 2013-11-25
Nr Instances 1
Nr Exposed 2
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.150(c)(1)(i): Travel distance from any point of the protected area to the nearest fire extinguisher exceeded 100 feet: a) On the roof of the jobsite, on or about 4/4/13: Employees were using a flammable solvent to clean the TPO roof membrane while using a heat gun. The closest fire extinguishers were more than 100 feet away on the other side of the structure.
Citation ID 01002A
Citaton Type Serious
Standard Cited 19260502 D06 I
Issuance Date 2013-05-02
Current Penalty 0.0
Initial Penalty 3850.0
Contest Date 2013-05-24
Final Order 2013-11-25
Nr Instances 1
Nr Exposed 2
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.502(d)(6)(i): A snaphook of the locking type was engaged directly to webbing, rope or wire rope: a) At the jobsite, on or about 4/4/13: The fall protection system being used by two employees used a lifeline rope tied back to the lifeline rope. The snaphook is not designed or rated for this configuration.
Citation ID 01002B
Citaton Type Serious
Standard Cited 19260502 D16 III
Issuance Date 2013-05-02
Current Penalty 0.0
Initial Penalty 0.0
Contest Date 2013-05-24
Final Order 2013-11-25
Nr Instances 1
Nr Exposed 1
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.502(d)(16)(iii): Personal fall arrest systems, when stopping a fall, were not rigged such that an employee could not free fall more than 6 feet (1.8 m) nor contact any lower level: a) At the jobsite, on or about 4/3/13: The employees PFAS configuration would have allowed the employee to fall more than 6 feet and would have contacted the ground below.
335177580 0213600 2012-07-11 280 CENTRAL AVENUE SUNY FREDONIA LOGRASSO HALL, FREDONIA, NY, 14063
Inspection Type Prog Related
Scope Partial
Safety/Health Safety
Close Conference 2012-07-11
Emphasis L: FALL
Case Closed 2013-04-02

Related Activity

Type Inspection
Activity Nr 517481
Safety Yes
Type Inspection
Activity Nr 517819
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260501 B01
Issuance Date 2012-07-24
Current Penalty 0.0
Initial Penalty 3600.0
Contest Date 2012-08-20
Final Order 2013-02-15
Nr Instances 1
Nr Exposed 2
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.501(b)(1): Each employee on a walking/working surface with an unprotected side or edge which was 6 feet (1.8 m) or more above a lower level was not protected from falling by the use of guardrail systems, safety net systems, or personal fall arrest systems: a) On or about 7/11/12 at the LoGrasso Hall rehabilitation project located at the SUNY Fredonia Campus; employees were at the roof edge without fall protection. The employees were exposed to falls of approximately 12 feet. NO ABATEMENT CERTIFICATION REQUIRED
315501692 0213600 2011-07-05 SCHOOL #4, 750 CENTRAL AVENUE, DUNKIRK, NY, 14048
Inspection Type Planned
Scope Partial
Safety/Health Safety
Close Conference 2011-07-05
Emphasis S: POWERED IND VEHICLE, S: COMMERCIAL CONSTR, L: FORKLIFT, L: FALL, S: FALL FROM HEIGHT
Case Closed 2012-05-15

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260501 B10
Issuance Date 2011-07-25
Abatement Due Date 2011-07-28
Current Penalty 2500.0
Initial Penalty 9000.0
Contest Date 2011-08-16
Final Order 2012-04-13
Nr Instances 1
Nr Exposed 2
Related Event Code (REC) Referral
Gravity 03
314351347 0215800 2011-03-14 VETERANS ADMINISTRATION HOSPITAL, 800 IRVING AVE., SYRACUSE, NY, 13210
Inspection Type Unprog Rel
Scope Complete
Safety/Health Safety
Close Conference 2011-03-16
Emphasis L: FALL
Case Closed 2012-05-08

Related Activity

Type Referral
Activity Nr 200888394
Safety Yes

Violation Items

Citation ID 01001A
Citaton Type Serious
Standard Cited 19260451 F03
Issuance Date 2011-06-09
Abatement Due Date 2011-07-12
Current Penalty 4500.0
Initial Penalty 4500.0
Contest Date 2011-06-24
Final Order 2012-04-26
Nr Instances 1
Nr Exposed 2
Gravity 05
Citation ID 01001B
Citaton Type Serious
Standard Cited 19260451 F07
Issuance Date 2011-06-09
Abatement Due Date 2011-07-12
Contest Date 2011-06-24
Final Order 2012-04-26
Nr Instances 1
Nr Exposed 2
Gravity 05
Citation ID 01002
Citaton Type Serious
Standard Cited 19260454 C03
Issuance Date 2011-06-09
Abatement Due Date 2011-07-12
Current Penalty 4500.0
Initial Penalty 4500.0
Contest Date 2011-06-24
Final Order 2012-04-26
Nr Instances 1
Nr Exposed 1
Gravity 05
117983981 0213600 2008-09-19 50 IROQUOIS DRIVE, SALAMANCA M/S & H/S, SALAMANCA, NY, 14779
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 2008-09-22
Emphasis S: FALL FROM HEIGHT, L: FALL, S: COMMERCIAL CONSTR
Case Closed 2009-11-13

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 5A0001
Issuance Date 2008-10-21
Abatement Due Date 2008-10-24
Current Penalty 1000.0
Initial Penalty 4000.0
Contest Date 2008-11-10
Final Order 2009-05-19
Nr Instances 2
Nr Exposed 3
Gravity 10
Hazard UNAVAIL
309902740 0213600 2006-03-29 RIT CAMPUS SHUMWAY DINING COMMONS, BUILDING 55, ROCHESTER, NY, 14623
Inspection Type Prog Related
Scope Complete
Safety/Health Safety
Close Conference 2006-03-29
Emphasis L: FALL
Case Closed 2006-11-07

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260502 D16 III
Issuance Date 2006-04-17
Abatement Due Date 2006-04-20
Current Penalty 1125.0
Initial Penalty 1125.0
Contest Date 2006-05-08
Final Order 2006-09-15
Nr Instances 1
Nr Exposed 2
Gravity 03
307554758 0213600 2004-03-23 138 W. MAIN STREET, BROCTON, NY, 14716
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 2004-03-25
Case Closed 2004-08-20

Violation Items

Citation ID 01001
Citaton Type Other
Standard Cited 19260153 L
Issuance Date 2004-07-26
Abatement Due Date 2004-07-29
Current Penalty 500.0
Initial Penalty 900.0
Nr Instances 1
Nr Exposed 5
Gravity 02
Citation ID 01002
Citaton Type Other
Standard Cited 19260153 O
Issuance Date 2004-07-26
Abatement Due Date 2004-07-29
Current Penalty 500.0
Initial Penalty 1125.0
Nr Instances 1
Nr Exposed 5
Gravity 03
106863798 0213600 2003-08-28 CLYMER CENTRAL SCHOOL, 8672 EAST MAIN STREET, CLYMER, NY, 14724
Inspection Type Prog Related
Scope Complete
Safety/Health Safety
Close Conference 2003-08-29
Emphasis L: FALL, S: CONSTRUCTION
Case Closed 2004-02-25

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260501 B10
Issuance Date 2003-10-24
Abatement Due Date 2003-10-29
Current Penalty 5600.0
Initial Penalty 8000.0
Contest Date 2003-11-10
Final Order 2004-02-13
Nr Instances 1
Nr Exposed 2
Gravity 10
305232928 0213600 2002-07-09 ALLEGANY LIMESTONE ELEMENTARY SCHOOL, MAPLE AVENUE, ALLEGANY, NY, 14895
Inspection Type Complaint
Scope Partial
Safety/Health Health
Close Conference 2002-07-09
Emphasis S: CONSTRUCTION
Case Closed 2002-07-09

Related Activity

Type Complaint
Activity Nr 203727938
Safety Yes
Health Yes
2076271 0213600 1998-11-13 ALLEGANY-LIMESTONE M/H SCHOOL, 3131 FIVE MILE ROAD, ALLEGANY, NY, 14706
Inspection Type Prog Related
Scope Complete
Safety/Health Safety
Close Conference 1999-02-10
Emphasis S: CONSTRUCTION
Case Closed 1999-04-15

Violation Items

Citation ID 01001
Citaton Type Repeat
Standard Cited 19260501 B10
Issuance Date 1999-03-09
Abatement Due Date 1999-03-12
Current Penalty 4800.0
Initial Penalty 8000.0
Nr Instances 1
Nr Exposed 3
Gravity 10
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 1989-08-02
Case Closed 1989-11-03

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260059 H
Issuance Date 1989-09-28
Abatement Due Date 1989-10-17
Current Penalty 270.0
Initial Penalty 540.0
Nr Instances 1
Nr Exposed 24
Gravity 06
Citation ID 01002
Citaton Type Serious
Standard Cited 19260404 B01 I
Issuance Date 1989-09-28
Abatement Due Date 1989-10-03
Current Penalty 360.0
Initial Penalty 720.0
Nr Instances 3
Nr Exposed 5
Gravity 08
Citation ID 01003
Citaton Type Serious
Standard Cited 19260404 F06
Issuance Date 1989-09-28
Abatement Due Date 1989-10-03
Current Penalty 360.0
Initial Penalty 720.0
Nr Instances 3
Nr Exposed 5
Gravity 08
Citation ID 01004
Citaton Type Serious
Standard Cited 19260451 A04
Issuance Date 1989-09-28
Abatement Due Date 1989-10-03
Current Penalty 225.0
Initial Penalty 450.0
Nr Instances 1
Nr Exposed 1
Gravity 05
Citation ID 01005
Citaton Type Serious
Standard Cited 19260451 A13
Issuance Date 1989-09-28
Abatement Due Date 1989-10-01
Current Penalty 225.0
Initial Penalty 450.0
Nr Instances 2
Nr Exposed 4
Gravity 05
Citation ID 01006
Citaton Type Serious
Standard Cited 19260451 D10
Issuance Date 1989-09-28
Abatement Due Date 1989-10-01
Current Penalty 360.0
Initial Penalty 720.0
Nr Instances 2
Nr Exposed 3
Gravity 08
Citation ID 01007
Citaton Type Serious
Standard Cited 19260451 S05
Issuance Date 1989-09-28
Abatement Due Date 1989-10-03
Current Penalty 225.0
Initial Penalty 450.0
Nr Instances 1
Nr Exposed 1
Gravity 05
Citation ID 01008
Citaton Type Serious
Standard Cited 19260500 B07
Issuance Date 1989-09-28
Abatement Due Date 1989-10-03
Current Penalty 315.0
Initial Penalty 630.0
Nr Instances 1
Nr Exposed 2
Gravity 07
Citation ID 01009
Citaton Type Serious
Standard Cited 19260500 G01
Issuance Date 1989-09-28
Abatement Due Date 1989-10-03
Current Penalty 315.0
Initial Penalty 630.0
Nr Instances 1
Nr Exposed 2
Gravity 07
Citation ID 02001
Citaton Type Other
Standard Cited 19260059 E01
Issuance Date 1989-09-28
Abatement Due Date 1989-10-17
Nr Instances 1
Nr Exposed 24
Gravity 02
Citation ID 02002
Citaton Type Other
Standard Cited 19260059 G01
Issuance Date 1989-09-28
Abatement Due Date 1989-10-17
Nr Instances 1
Nr Exposed 24
Gravity 00
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 1987-04-23
Case Closed 1987-05-13

Violation Items

Citation ID 01001
Citaton Type Other
Standard Cited 19260100 A
Issuance Date 1987-04-30
Abatement Due Date 1987-05-05
Nr Instances 1
Nr Exposed 4
Citation ID 01002
Citaton Type Other
Standard Cited 19260450 A09
Issuance Date 1987-04-30
Abatement Due Date 1987-05-05
Nr Instances 1
Nr Exposed 3
Inspection Type Referral
Scope Complete
Safety/Health Safety
Close Conference 1986-06-09
Case Closed 1986-07-08

Related Activity

Type Referral
Activity Nr 900846593
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260500 G04
Issuance Date 1986-06-13
Abatement Due Date 1986-06-18
Current Penalty 140.0
Initial Penalty 240.0
Nr Instances 1
Nr Exposed 4
Related Event Code (REC) Referral
Citation ID 01002
Citaton Type Serious
Standard Cited 19260500 G05
Issuance Date 1986-06-13
Abatement Due Date 1986-06-18
Current Penalty 120.0
Initial Penalty 200.0
Nr Instances 1
Nr Exposed 1
Related Event Code (REC) Referral
Citation ID 02001
Citaton Type Other
Standard Cited 19260102 A01
Issuance Date 1986-06-13
Abatement Due Date 1986-06-18
Nr Instances 1
Nr Exposed 1

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
9043967208 2020-04-28 0296 PPP 3649 Lake Shore Drive East, Dunkirk, NY, 14048
Loan Status Date 2021-07-08
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 2203500
Loan Approval Amount (current) 2203500
Undisbursed Amount 0
Franchise Name -
Lender Location ID 46391
Servicing Lender Name Manufacturers and Traders Trust Company
Servicing Lender Address One M & T Plaza, 15th Fl, BUFFALO, NY, 14203
Rural or Urban Indicator R
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Dunkirk, CHAUTAUQUA, NY, 14048-0001
Project Congressional District NY-23
Number of Employees 366
NAICS code 423330
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 46391
Originating Lender Name Manufacturers and Traders Trust Company
Originating Lender Address BUFFALO, NY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 2227949.79
Forgiveness Paid Date 2021-06-11

Date of last update: 18 Mar 2025

Sources: New York Secretary of State