| Name: | FINRA REGULATION, INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN NOT-FOR-PROFIT CORPORATION |
| Status: | Active |
| Date of registration: | 14 Sep 1998 (26 years ago) |
| Entity Number: | 2297283 |
| ZIP code: | 12207 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Name | Role | Address |
|---|---|---|
| C/O CORPORATION SERVICE COMPANY | DOS Process Agent | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 80 STATE STREET, ALBANY, NY, 12207 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2005-12-07 | 2015-01-09 | Address | 15 NORTH MILL STREET, NYACK, NY, 10960, USA (Type of address: Registered Agent) |
| 2005-12-07 | 2015-01-09 | Address | 15 NORTH MILL STREET, NYACK, NY, 10960, USA (Type of address: Service of Process) |
| 2000-02-14 | 2005-12-07 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent) |
| 1998-09-14 | 2000-02-14 | Address | 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent) |
| 1998-09-14 | 2005-12-07 | Address | 1735 K. STREET, NW, WASHINGTON, DC, 20006, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 150109000630 | 2015-01-09 | CERTIFICATE OF CHANGE | 2015-01-09 |
| 080114000971 | 2008-01-14 | CERTIFICATE OF AMENDMENT | 2008-01-14 |
| 051207000201 | 2005-12-07 | CERTIFICATE OF CHANGE | 2005-12-07 |
| 000214001177 | 2000-02-14 | CERTIFICATE OF CHANGE | 2000-02-14 |
| 980914000403 | 1998-09-14 | APPLICATION OF AUTHORITY | 1998-09-14 |
Date of last update: 03 Jan 2025
Sources: New York Secretary of State
