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ROZELL INDUSTRIES, INC.

Company Details

Name: ROZELL INDUSTRIES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 22 Sep 1998 (27 years ago)
Entity Number: 2299833
ZIP code: 12804
County: Warren
Place of Formation: New York
Address: 129 PARK RD, QUEENSBURY, NY, United States, 12804

Shares Details

Shares issued 200

Share Par Value 0.01

Type PAR VALUE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ROZELL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2023 141808537 2024-07-01 ROZELL INDUSTRIES, INC. 99
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1987-02-01
Business code 238220
Sponsor’s telephone number 5187932634
Plan sponsor’s address 129 PARK RD, QUEENSBURY, NY, 12804

Signature of

Role Plan administrator
Date 2024-07-01
Name of individual signing MICHAEL ROZELL
Role Employer/plan sponsor
Date 2024-07-01
Name of individual signing MICHAEL ROZELL

Chief Executive Officer

Name Role Address
BRIAN ROZELL Chief Executive Officer 129 PARK RD, QUEENSBURY, NY, United States, 12804

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 129 PARK RD, QUEENSBURY, NY, United States, 12804

History

Start date End date Type Value
2024-12-16 2024-12-16 Address 129 PARK RD, QUEENSBURY, NY, 12804, USA (Type of address: Chief Executive Officer)
2024-08-30 2024-08-30 Address 129 PARK RD, QUEENSBURY, NY, 12804, USA (Type of address: Chief Executive Officer)
2024-08-30 2024-12-16 Address 129 PARK RD, QUEENSBURY, NY, 12804, USA (Type of address: Service of Process)
2024-08-30 2024-12-16 Address 129 PARK RD, QUEENSBURY, NY, 12804, USA (Type of address: Chief Executive Officer)
2024-08-30 2024-12-16 Shares Share type: PAR VALUE, Number of shares: 200, Par value: 0.01
2012-09-26 2024-08-30 Address 129 PARK RD, QUEENSBURY, NY, 12804, USA (Type of address: Chief Executive Officer)
2006-08-16 2012-09-26 Address 129 PARK RD, QUEENSBURY, NY, 12804, USA (Type of address: Chief Executive Officer)
2004-10-12 2024-08-30 Address 129 PARK RD, QUEENSBURY, NY, 12804, USA (Type of address: Service of Process)
2002-08-29 2006-08-16 Address 129 PARK RD, QUEENSBURY, NY, 12804, USA (Type of address: Chief Executive Officer)
2000-09-15 2002-08-29 Address 145 PARK RD, QUEENSBURY, NY, 12804, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
241216001994 2024-12-16 BIENNIAL STATEMENT 2024-12-16
240830017477 2024-08-30 BIENNIAL STATEMENT 2024-08-30
220608001813 2022-06-08 BIENNIAL STATEMENT 2020-09-01
180905006573 2018-09-05 BIENNIAL STATEMENT 2018-09-01
160923006009 2016-09-23 BIENNIAL STATEMENT 2016-09-01
140905006150 2014-09-05 BIENNIAL STATEMENT 2014-09-01
120926006027 2012-09-26 BIENNIAL STATEMENT 2012-09-01
110310002230 2011-03-10 BIENNIAL STATEMENT 2010-09-01
080908002582 2008-09-08 BIENNIAL STATEMENT 2008-09-01
060816002452 2006-08-16 BIENNIAL STATEMENT 2006-09-01

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
344676432 0213100 2020-02-03 201 ROUTE 23B, HUDSON, NY, 12534
Inspection Type Unprog Rel
Scope Partial
Safety/Health Safety
Case Closed 2020-05-28

Related Activity

Type Inspection
Activity Nr 1467662
Safety Yes
Type Inspection
Activity Nr 1459566
Safety Yes
343430351 0213100 2018-08-29 OWENS CORNING 1277 FEURA BUSH RD, FEURA BUSH, NY, 12067
Inspection Type Referral
Scope Partial
Safety/Health Safety
Close Conference 2018-08-29
Case Closed 2018-12-14

Related Activity

Type Referral
Activity Nr 1376743
Safety Yes
Type Inspection
Activity Nr 1344262
Safety Yes
343294914 0213100 2018-07-13 129 PARK ROAD, QUEENSBURY, NY, 12804
Inspection Type Referral
Scope Partial
Safety/Health Safety
Close Conference 2018-07-13
Emphasis N: AMPUTATE
Case Closed 2018-08-17

Related Activity

Type Referral
Activity Nr 1358520
Safety Yes
Type Referral
Activity Nr 1358535
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Other
Standard Cited 19040039 A02
Issuance Date 2018-07-13
Current Penalty 0.0
Initial Penalty 5000.0
Final Order 2018-08-17
Nr Instances 1
Nr Exposed 1
Related Event Code (REC) Referral
FTA Current Penalty 0.0
Citation text line 29 CFR 1904.39(a)(2): The employer failed to report an employee's amputation, as a result of a work-related incident, within (24) twenty-four hours: a) Rozell Industries, Inc. - On or about 12/1/17, the employer did not notify OSHA within 24 hours of a work-related incident that resulted in an amputation.
310522842 0213100 2007-09-13 QUEENSBURY AVE & PARK ROAD, QUEENSBURY, NY, 12804
Inspection Type Prog Related
Scope Partial
Safety/Health Safety
Close Conference 2007-09-18
Emphasis L: FALL, S: FALL FROM HEIGHT
Case Closed 2007-12-28

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 5A0001
Issuance Date 2007-10-19
Abatement Due Date 2007-10-24
Current Penalty 1800.0
Initial Penalty 3000.0
Nr Instances 1
Nr Exposed 4
Gravity 10
Hazard LIFTING
309201515 0213100 2005-09-27 333 AVIATION RD., QUEENSBURY, NY, 12804
Inspection Type Planned
Scope Partial
Safety/Health Safety
Close Conference 2005-09-27
Emphasis L: FALL
Case Closed 2005-11-08

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260404 B01 II
Issuance Date 2005-10-04
Abatement Due Date 2005-10-07
Current Penalty 525.0
Initial Penalty 525.0
Nr Instances 1
Nr Exposed 1
Gravity 01
309201739 0213100 2005-09-27 333 AVIATION RD., QUEENSBURY, NY, 12804
Inspection Type Planned
Scope Partial
Safety/Health Health
Close Conference 2005-09-27
Case Closed 2005-09-29
303374854 0213100 2001-02-21 3 HIGHLAND AVE., QUEENSBURY, NY, 12801
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 2001-02-21
Emphasis S: CONSTRUCTION
Case Closed 2001-03-23

Violation Items

Citation ID 01001
Citaton Type Other
Standard Cited 19260350 J
Issuance Date 2001-02-26
Abatement Due Date 2001-03-01
Nr Instances 1
Nr Exposed 17
Gravity 01
Citation ID 01002
Citaton Type Other
Standard Cited 19260453 B02 V
Issuance Date 2001-02-26
Abatement Due Date 2001-03-01
Nr Instances 1
Nr Exposed 1
Gravity 01
Citation ID 01003
Citaton Type Other
Standard Cited 19261052 C01
Issuance Date 2001-02-26
Abatement Due Date 2001-03-01
Nr Instances 1
Nr Exposed 17
Gravity 01
Citation ID 01004
Citaton Type Other
Standard Cited 19261053 B04
Issuance Date 2001-02-26
Abatement Due Date 2001-03-01
Nr Instances 1
Nr Exposed 8
Gravity 01
302552856 0213100 1999-11-05 GREENWICH CENTRAL SCHOOL, GRAY AVE., GREENWICH, NY, 12834
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 1999-11-05
Emphasis S: CONSTRUCTION
Case Closed 1999-12-30

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260300 B01
Issuance Date 1999-11-24
Abatement Due Date 1999-11-30
Current Penalty 578.0
Initial Penalty 1050.0
Nr Instances 1
Nr Exposed 4
Gravity 01
Citation ID 01002
Citaton Type Serious
Standard Cited 19260405 B02
Issuance Date 1999-11-24
Abatement Due Date 1999-11-30
Current Penalty 962.0
Initial Penalty 1750.0
Nr Instances 2
Nr Exposed 4
Gravity 03
Citation ID 02001
Citaton Type Other
Standard Cited 19260404 B01 I
Issuance Date 1999-11-24
Abatement Due Date 1999-11-30
Nr Instances 1
Nr Exposed 4
Gravity 01
Citation ID 02002
Citaton Type Other
Standard Cited 19260405 G02 IV
Issuance Date 1999-11-24
Abatement Due Date 1999-11-30
Nr Instances 1
Nr Exposed 2
Gravity 01
302552666 0213100 1999-10-25 2435 HAMBURG ST., SCHENECTADY, NY, 12303
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 1999-10-25
Emphasis S: CONSTRUCTION
Case Closed 1999-12-02

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260095 A
Issuance Date 1999-11-04
Abatement Due Date 1999-11-09
Current Penalty 750.0
Initial Penalty 750.0
Nr Instances 1
Nr Exposed 1
Gravity 01
Citation ID 02001
Citaton Type Other
Standard Cited 19260416 E01
Issuance Date 1999-11-04
Abatement Due Date 1999-11-09
Nr Instances 1
Nr Exposed 1
Gravity 01
Citation ID 02002
Citaton Type Other
Standard Cited 19261053 B04
Issuance Date 1999-11-04
Abatement Due Date 1999-11-09
Nr Instances 1
Nr Exposed 2
Gravity 01

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
5042757106 2020-04-13 0248 PPP 129 Park Rd, QUEENSBURY, NY, 12804
Loan Status Date 2021-03-13
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 1084893
Loan Approval Amount (current) 1084893
Undisbursed Amount 0
Franchise Name -
Lender Location ID 49989
Servicing Lender Name NBT Bank, National Association
Servicing Lender Address 52 S Broad St, NORWICH, NY, 13815-1646
Rural or Urban Indicator R
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address QUEENSBURY, WARREN, NY, 12804-0006
Project Congressional District NY-21
Number of Employees 120
NAICS code 236220
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 49989
Originating Lender Name NBT Bank, National Association
Originating Lender Address NORWICH, NY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 1093869.37
Forgiveness Paid Date 2021-02-17
2036108302 2021-01-20 0248 PPS 129 Park Rd, Queensbury, NY, 12804-7617
Loan Status Date 2022-07-06
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 1557500
Loan Approval Amount (current) 1557500
Undisbursed Amount 0
Franchise Name -
Lender Location ID 49989
Servicing Lender Name NBT Bank, National Association
Servicing Lender Address 52 S Broad St, NORWICH, NY, 13815-1646
Rural or Urban Indicator R
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Queensbury, WARREN, NY, 12804-7617
Project Congressional District NY-21
Number of Employees 85
NAICS code 238990
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 49989
Originating Lender Name NBT Bank, National Association
Originating Lender Address NORWICH, NY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 1578622.26
Forgiveness Paid Date 2022-06-09

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
1137578 Interstate 2023-09-12 70000 2022 14 31 Private(Property)
Legal Name ROZELL INDUSTRIES
DBA Name -
Physical Address 129 PARK ROAD, QUEENSBURY, NY, 12804, US
Mailing Address 129 PARK ROAD, QUEENSBURY, NY, 12804, US
Phone (518) 793-2634
Fax (518) 793-2865
E-mail ELETTUS@ROZELLIND.COM

Safety Measurement System - All Transportation

Total Number of Inspections for the measurement period (24 months) 5
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value 0
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 5
Vehicle Maintenance BASIC Roadside Performance measure value 7
Total Number of Vehicle Inspections for the measurement period 4
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Number of inspections with at least one Driver Fitness BASIC violation 0
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 3
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 1
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 0

Inspections

Unique report number of the inspection SPB0372997
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2024-08-07
ID that indicates the level of inspection Walk-around
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 3
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 1
Number of violations related to Hazardous Materials 1
Total number of Out-Of-Service violations 1
Total number of Out-Of-Service violations related to Hazardous Materials 0
Hazardous substance labeling is required N
Description of the type of the main unit TRUCK TRACTOR
Description of the make of the main unit GMC
License plate of the main unit 23780NC
License state of the main unit NY
Vehicle Identification Number of the main unit 1GT02REG3HZ254443
Description of the type of the secondary unit SEMI-TRAILER
Description of the make of the secondary unit TRLR
License plate of the secondary unit CC66407
License state of the secondary unit NY
Vehicle Identification Number of the secondary unit 58CB1TG23NC005676
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 3
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 3
Number of Hazardous Materials Compliance BASIC violations 0
Unique report number of the inspection SPH0130058
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2024-08-07
ID that indicates the level of inspection Full
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 3
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit INTL
License plate of the main unit 81847MN
License state of the main unit NY
Vehicle Identification Number of the main unit 3HAESTZT2LL840931
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 0
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 0
Number of Hazardous Materials Compliance BASIC violations 0
Unique report number of the inspection SPG0195580
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2024-03-26
ID that indicates the level of inspection Walk-around
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 2
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit TRUCK TRACTOR
Description of the make of the main unit INTL
License plate of the main unit 18711TC
License state of the main unit NY
Vehicle Identification Number of the main unit 2HSCHAPRX7C428216
Description of the type of the secondary unit SEMI-TRAILER
Description of the make of the secondary unit DAKO
License plate of the secondary unit BF14623
License state of the secondary unit NY
Vehicle Identification Number of the secondary unit 1DA72T7876P017691
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 2
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 2
Number of Hazardous Materials Compliance BASIC violations 0
Unique report number of the inspection SPG0251451
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2024-01-25
ID that indicates the level of inspection Driver-Only
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 2
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit INTL
License plate of the main unit 81847MN
License state of the main unit NY
Vehicle Identification Number of the main unit 3HAESTZT2LL840931
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Total number of BASIC violations 0
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 0
Number of Hazardous Materials Compliance BASIC violations 0
Unique report number of the inspection SPB0362010
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2023-07-26
ID that indicates the level of inspection Walk-around
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 1
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit TRUCK TRACTOR
Description of the make of the main unit INTL
License plate of the main unit 18711TC
License state of the main unit NY
Vehicle Identification Number of the main unit 2HSCHAPRX7C428216
Description of the type of the secondary unit SEMI-TRAILER
License plate of the secondary unit BF14623
License state of the secondary unit NY
Vehicle Identification Number of the secondary unit 1DA72T7876P017691
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 2
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 2
Number of Hazardous Materials Compliance BASIC violations 0

Violations

The date of the inspection 2024-08-07
Code of the violation 39617C
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 4
The time weight that is assigned to a violation 3
The description of a violation Operating a CMV without proof of a periodic inspection
The description of the violation group Inspection Reports
The unit a violation is cited against Vehicle secondary unit
The date of the inspection 2024-03-26
Code of the violation 39395A
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 2
The time weight that is assigned to a violation 2
The description of a violation No/discharged/unsecured fire extinguisher
The description of the violation group Emergency Equipment
The unit a violation is cited against Vehicle main unit
The date of the inspection 2024-08-07
Code of the violation 39343D
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation Y
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 2
The severity weight that is assigned to a violation 4
The time weight that is assigned to a violation 3
The description of a violation No or defective automatic trailer brake
The description of the violation group Brakes All Others
The unit a violation is cited against Vehicle secondary unit
The date of the inspection 2024-03-26
Code of the violation 3939TS
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 6
The time weight that is assigned to a violation 2
The description of a violation Inoperative turn signal
The description of the violation group Lighting
The unit a violation is cited against Vehicle main unit
The date of the inspection 2023-07-26
Code of the violation 3939BRKLAMP
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 6
The time weight that is assigned to a violation 1
The description of a violation Inoperative Brake Lamps
The description of the violation group Lighting
The unit a violation is cited against Vehicle main unit
The date of the inspection 2023-07-26
Code of the violation 39345B2UV
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 4
The time weight that is assigned to a violation 1
The description of a violation Brake Hose or Tubing Chafing and/or Kinking Under Vehicle
The description of the violation group Brakes All Others
The unit a violation is cited against Vehicle main unit

Date of last update: 31 Mar 2025

Sources: New York Secretary of State