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THE HUMPTY DUMPTY INSTITUTE, INC.

Company Details

Name: THE HUMPTY DUMPTY INSTITUTE, INC.
Jurisdiction: New York
Legal type: DOMESTIC NOT-FOR-PROFIT CORPORATION
Status: Active
Date of registration: 19 Oct 1998 (27 years ago)
Entity Number: 2307873
ZIP code: 10023
County: New York
Place of Formation: New York
Address: C/O MICHAEL W. SONNENFELDT, 146 CENTRAL PARK WEST STE 10-D, NEW YORK, NY, United States, 10023

Unique Entity ID

Unique Entity ID Expiration Date Physical Address Mailing Address
VEZBNDKPQM15 2025-03-14 140 THOMPSON ST, APT 2E, NEW YORK, NY, 10012, 3117, USA 527 HUDSON STREET #20061, NEW YORK, NY, 10014, USA

Business Information

Congressional District 10
State/Country of Incorporation NY, USA
Activation Date 2024-03-18
Initial Registration Date 2006-03-15
Entity Start Date 1998-08-30
Fiscal Year End Close Date Dec 31

Points of Contacts

Electronic Business
Title PRIMARY POC
Name KATARZYNA MAZUR
Address 177 PRINCE STREET, SUITE 205, NEW YORK, NY, 10012, USA
Title ALTERNATE POC
Name KATARZYNA MAZUR
Address HUMPTY DUMPTY INSTITUTE, 29 WEST 46TH STREET, 5TH FLOOR, NEW YORK, NY, 10036, 4104, USA
Government Business
Title PRIMARY POC
Name KATARZYNA MAZUR
Address 177 PRINCE STREET, SUITE 205, NEW YORK, NY, 10012, USA
Title ALTERNATE POC
Name KATARZYNA MAZUR
Address 29 WEST 46TH ST., 5TH FLOOR, NEW YORK, NY, 10036, 4104, USA
Past Performance
Title PRIMARY POC
Name KATARZYNA MAZUR
Address HUMPTY DUMPTY INSTITUTE, 29 WEST 46TH STREET, 5TH FLOOR, NEW YORK, NY, 10036, 4104, USA
Title ALTERNATE POC
Name JOSEPH MERANTE
Address 177 PRINCE STREET, SUITE 205, NEW YORK, NY, 10012, USA

Commercial and government entity program

CAGE number Status Type Established CAGE Update Date CAGE Expiration SAM Expiration
4C6H3 Obsolete Non-Manufacturer 2006-03-16 2024-03-18 No data 2025-03-14

Contact Information

POC KATARZYNA MAZUR
Phone +1 917-664-3764
Address 140 THOMPSON ST, NEW YORK, NY, 10012 3117, UNITED STATES

Ownership of Offeror Information

Highest Level Owner Information not Available
Immediate Level Owner Information not Available
List of Offerors (0) Information not Available

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HUMPTY DUMPTY INSTITUTE, INC. 401(K) PLAN 2012 134028567 2013-12-18 HUMPTY DUMPTY INSTITUTE, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 611000
Sponsor’s telephone number 2129447111
Plan sponsor’s mailing address 29 W 46TH STREET, 5TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address 29 W 46TH STREET, 5TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN 134028567
Plan administrator’s name HUMPTY DUMPTY INSTITUTE, INC.
Plan administrator’s address 29 W 46TH STREET, 5TH FLOOR, NEW YORK, NY, 10036
Administrator’s telephone number 2129447111

Number of participants as of the end of the plan year

Active participants 5
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 6
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2013-12-18
Name of individual signing KATARZYNA MAZUR
Valid signature Filed with authorized/valid electronic signature
HUMPTY DUMPTY INSTITUTE, INC. 401(K) PLAN 2011 134028567 2012-10-11 HUMPTY DUMPTY INSTITUTE, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 611000
Sponsor’s telephone number 2129447111
Plan sponsor’s mailing address 29 W 46TH STREET, 5TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address 29 W 46TH STREET, 5TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN 134028567
Plan administrator’s name HUMPTY DUMPTY INSTITUTE, INC.
Plan administrator’s address 29 W 46TH STREET, 5TH FLOOR, NEW YORK, NY, 10036
Administrator’s telephone number 2129447111

Number of participants as of the end of the plan year

Active participants 6
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 6
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2012-10-11
Name of individual signing MICHAEL BLOOD
Valid signature Filed with authorized/valid electronic signature
HUMPTY DUMPTY INSTITUTE, INC. 401(K) PLAN 2009 134028567 2010-10-12 HUMPTY DUMPTY INSTITUTE, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 611000
Sponsor’s telephone number 2129447111
Plan sponsor’s mailing address 29 W 46TH STREET, 5TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address 29 W 46TH STREET, 5TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN 134028567
Plan administrator’s name HUMPTY DUMPTY INSTITUTE, INC.
Plan administrator’s address 29 W 46TH STREET, 5TH FLOOR, NEW YORK, NY, 10036
Administrator’s telephone number 2129447111

Number of participants as of the end of the plan year

Active participants 3
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 5
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2010-10-12
Name of individual signing MICHAEL BLOOD
Valid signature Filed with authorized/valid electronic signature

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent C/O MICHAEL W. SONNENFELDT, 146 CENTRAL PARK WEST STE 10-D, NEW YORK, NY, United States, 10023

Filings

Filing Number Date Filed Type Effective Date
981019000624 1998-10-19 CERTIFICATE OF INCORPORATION 1998-10-19

USAspending Awards. Financial Assistance

FAIN Awarding Agency Assistance Listings Start Date End Date Description
SPK33011GR071 Department of State 19.501 - PUBLIC DIPLOMACY PROGRAMS FOR AFGHANISTAN AND PAKISTAN 2011-10-19 2011-11-02 PAS INVITES THE HUMPTY DUMPTY INSITUTE MUSIC GROUP TO PAKISTAN OCTOBER 19-NOVEMBER 2, 2011. THE GROUP WILL CONDUCT PAS ORGNAIZE PROGRAMS AS THE AMERI
Recipient HUMPTY DUMPTY INSTITUTE
Recipient Name Raw THE HUMPTY DUMPTY INSITUTE.
Recipient UEI VEZBNDKPQM15
Recipient DUNS 008634961
Recipient Address THE HUMPTY DUMPTY INSITUTE, 29-W 46, 5TH FLOOR., NEW YORK (NEW YORK), NEW YORK, 00001-0014
Obligated Amount 62150.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
SPMWRA11GR106 Department of State 19.800 - WEAPONS REMOVAL AND ABATEMENT 2011-09-30 2013-03-31 MINE ACTION OPERATIONS
Recipient HUMPTY DUMPTY INSTITUTE
Recipient Name Raw HUMPTY DUMPTY INSTITUTE
Recipient UEI VEZBNDKPQM15
Recipient DUNS 008634961
Recipient Address 29 WEST 46 STREET, FIFTH FLOOR, NEW YORK, NEW YORK, NEW YORK, 10036-4104
Obligated Amount 189106.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
SPMWRA11GR097 Department of State 19.800 - WEAPONS REMOVAL AND ABATEMENT 2011-09-01 2012-03-31 STABILIZATION OF UXO CLEARANCE OPERATIONS
Recipient HUMPTY DUMPTY INSTITUTE
Recipient Name Raw HUMPTY DUMPTY INSTITUTE
Recipient UEI VEZBNDKPQM15
Recipient DUNS 008634961
Recipient Address 29 WEST 46 STREET, FIFTH FLOOR, NEW YORK, NEW YORK, NEW YORK, 10036-4104
Obligated Amount 258750.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
SRS50011GR102 Department of State 19.700 - GENERAL DEPARTMENT OF STATE ASSISTANCE 2011-04-01 2012-04-01 THE GRANT WILL ALLOW TO UNDERWRITE PERFORMANCES FOR MARY MCBRIDE AND HER BAND IN MOSCOW.
Recipient HUMPTY DUMPTY INSTITUTE
Recipient Name Raw THE HUMPTY DUMPTY INSTITUTE
Recipient UEI VEZBNDKPQM15
Recipient DUNS 008634961
Recipient Address 29 W. 46TH STREET, NEW YORK (NEW YORK), NEW YORK, NEW YORK, 10036-4104
Obligated Amount 29100.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
SRS50010GR182 Department of State 00.000 - UNKNOWN 2010-09-30 2011-09-30 THE GRANT WILL COVER THE COST OF BRINGING A PROMINENT AMERICAN SINGER'S BAND TO PERFORM IN RUSSIA. THE CONCERT AT THE MOSCOW HOUSE OF MUSIC IS SCHEDU
Recipient HUMPTY DUMPTY INSTITUTE
Recipient Name Raw THE HUMPTY DUMPTY INSTITUTE
Recipient UEI VEZBNDKPQM15
Recipient DUNS 008634961
Recipient Address 29W 46TH STREET, NEW YORK (NEW YORK), NEW YORK, NEW YORK, 10036-4120
Obligated Amount 65000.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
SPMHDP10GR119 Department of State 00.000 - UNKNOWN 2010-09-15 2012-03-14 VICTIMS ASSISTANCE
Recipient HUMPTY DUMPTY INSTITUTE
Recipient Name Raw HUMPTY DUMPTY INSTITUTE
Recipient UEI VEZBNDKPQM15
Recipient DUNS 008634961
Recipient Address 29 WEST 46 STREET FIFTH FLOOR, NEW YORK, NEW YORK, NEW YORK, 10036-4104
Obligated Amount 200000.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
SPM08GR086 Department of State 00.000 - UNKNOWN 2008-05-01 2009-04-30 COMMODITIES MONETIZATION
Recipient HUMPTY DUMPTY INSTITUTE
Recipient Name Raw HUMPTY DUMPTY INSTITUTE
Recipient UEI VEZBNDKPQM15
Recipient DUNS 008634961
Recipient Address 29 WEST 46 STREET, FIFTH FLOOR, NEW YORK, NEW YORK, 10036-4104
Obligated Amount 63800.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
SPM08GR087 Department of State 00.000 - UNKNOWN 2008-05-01 2009-04-30 INTERNATIONAL FINANCE FACILITY
Recipient HUMPTY DUMPTY INSTITUTE
Recipient Name Raw HUMPTY DUMPTY INSTITUTE
Recipient UEI VEZBNDKPQM15
Recipient DUNS 008634961
Recipient Address 29 WEST 46 STREET, FIFTH FLOOR, NEW YORK, NEW YORK, 10036-4104
Obligated Amount 32000.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page

Tax Exempt

EIN Type of Organization Exempt Organization Status Address Ruling Date
13-4028567 Corporation Unconditional Exemption 527 HUDSON STREET SUITE 20061, NEW YORK, NY, 10014-2678 1999-10
In Care of Name % RALPH CWERMAN
Group Exemption Number 0000
Subsection Charitable Organization, Educational Organization, Literary Organization, Organization to Prevent Cruelty to Animals, Organization to Prevent Cruelty to Children, Organization for Public Safety Testing, Religious Organization, Scientific Organization
Affiliation Independent - This code is used if the organization is an independent organization or an independent auxiliary (i.e., not affiliated with a National, Regional, or Geographic grouping of organizations).
Classification Government Instrumentality, Title-Holding Corporation, Charitable Organization, Agricultural Organization, Board of Trade, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Burial Association, Credit Union, Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Deductibility Contributions are deductible.
Foundation Organization that receives a substantial part of its support from a governmental unit or the general public 170(b)(1)(A)(vi)
Tax Period 2023-12
Asset 25,000 to 99,999
Income 500,000 to 999,999
Filing Requirement 990 (all other) or 990EZ return
PF Filing Requirement No 990-PF return
Accounting Period Dec
Asset Amount 43211
Income Amount 746251
Form 990 Revenue Amount 746251
National Taxonomy of Exempt Entities -
Sort Name -

Publication 78 Data

Description Organizations eligible to receive tax-deductible charitable contributions. Users may rely on this list in determining deductibility of their contributions.
On Publication 78 Data List Yes
Deductibility Type of organization and use of contribution: A public charity. Deductibility Limitation: 50% (60% for cash contributions)

Copies of Returns (990, 990-EZ, 990-PF, 990-T)

Organization Name HUMPTY DUMPTY INSTITUTE INC
EIN 13-4028567
Tax Period 202212
Filing Type E
Return Type 990
File View File
Organization Name HUMPTY DUMPTY INSTITUTE INC
EIN 13-4028567
Tax Period 202112
Filing Type E
Return Type 990
File View File
Organization Name HUMPTY DUMPTY INSTITUTE INC
EIN 13-4028567
Tax Period 202012
Filing Type E
Return Type 990
File View File
Organization Name HUMPTY DUMPTY INSTITUTE INC
EIN 13-4028567
Tax Period 201912
Filing Type E
Return Type 990
File View File
Organization Name HUMPTY DUMPTY INSTITUTE INC
EIN 13-4028567
Tax Period 201812
Filing Type P
Return Type 990
File View File
Organization Name HUMPTY DUMPTY INSTITUTE INC
EIN 13-4028567
Tax Period 201712
Filing Type P
Return Type 990
File View File
Organization Name HUMPTY DUMPTY INSTITUTE INC
EIN 13-4028567
Tax Period 201612
Filing Type P
Return Type 990
File View File

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
7310568307 2021-01-28 0202 PPS 177 Prince St Apt 205, New York, NY, 10012-2936
Loan Status Date 2022-04-19
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 41533.84
Loan Approval Amount (current) 41533.84
Undisbursed Amount 0
Franchise Name -
Lender Location ID 110352
Servicing Lender Name First Bank of the Lake
Servicing Lender Address 4558 Osage Beach Pkwy, Ste 100, OSAGE BEACH, MO, 65065-2372
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New York, NEW YORK, NY, 10012-2936
Project Congressional District NY-10
Number of Employees 3
NAICS code 813319
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Non-Profit Organization
Originating Lender ID 110352
Originating Lender Name First Bank of the Lake
Originating Lender Address OSAGE BEACH, MO
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 42005.71
Forgiveness Paid Date 2022-03-31

Date of last update: 31 Mar 2025

Sources: New York Secretary of State