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AMERICAN STOCK EXCHANGE LLC

Company Details

Name: AMERICAN STOCK EXCHANGE LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 27 Oct 1998 (27 years ago)
Entity Number: 2310392
ZIP code: 10005
County: New York
Place of Formation: Delaware
Address: 28 LIBERTY ST., NEW YORK, NY, United States, 10005

DOS Process Agent

Name Role Address
C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY ST., NEW YORK, NY, United States, 10005

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

History

Start date End date Type Value
2000-01-18 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2000-01-18 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
1998-10-27 2000-01-18 Address 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)
1998-10-27 2000-01-18 Address 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
SR-28043 2019-01-28 CERTIFICATE OF CHANGE 2019-01-28
SR-28042 2019-01-28 CERTIFICATE OF CHANGE 2019-01-28
081204003175 2008-12-04 BIENNIAL STATEMENT 2008-10-01
061110002455 2006-11-10 BIENNIAL STATEMENT 2006-10-01
041022002375 2004-10-22 BIENNIAL STATEMENT 2004-10-01
021002002022 2002-10-02 BIENNIAL STATEMENT 2002-10-01
001218002108 2000-12-18 BIENNIAL STATEMENT 2000-10-01
000118001058 2000-01-18 CERTIFICATE OF CHANGE 2000-01-18
990303000249 1999-03-03 AFFIDAVIT OF PUBLICATION 1999-03-03
990303000246 1999-03-03 AFFIDAVIT OF PUBLICATION 1999-03-03

Inspections

Date Inspection Object Address Grade Type Institution Desctiption
2007-11-01 No data GREENWICH STREET, FROM STREET ALBANY STREET TO STREET CARLISLE STREET No data Street Construction Inspections: Active Department of Transportation PLACE EQUIPMENT OTHER THAN CRANE OR SHOV
2007-10-24 No data GREENWICH STREET, FROM STREET ALBANY STREET TO STREET CARLISLE STREET No data Street Construction Inspections: Active Department of Transportation PLACE SHANTY OR TRAILER ON STREET
2007-10-18 No data GREENWICH STREET, FROM STREET ALBANY STREET TO STREET CARLISLE STREET No data Street Construction Inspections: Active Department of Transportation PLACE SHANTY OR TRAILER ON STREET
2007-09-28 No data GREENWICH STREET, FROM STREET ALBANY STREET TO STREET CARLISLE STREET No data Street Construction Inspections: Active Department of Transportation No data
2007-09-21 No data GREENWICH STREET, FROM STREET ALBANY STREET TO STREET CARLISLE STREET No data Street Construction Inspections: Active Department of Transportation No data
2007-09-04 No data GREENWICH STREET, FROM STREET ALBANY STREET TO STREET CARLISLE STREET No data Street Construction Inspections: Active Department of Transportation (3) TRAILERS J-926
2007-09-02 No data GREENWICH STREET, FROM STREET ALBANY STREET TO STREET CARLISLE STREET No data Street Construction Inspections: Active Department of Transportation No data
2007-01-04 No data GREENWICH STREET, FROM STREET ALBANY STREET TO STREET CARLISLE STREET No data Street Construction Inspections: Pick-Up Department of Transportation without permit 3 generators on street
2006-12-13 No data GREENWICH STREET, FROM STREET ALBANY STREET TO STREET CARLISLE STREET No data Street Construction Inspections: Pick-Up Department of Transportation 3 genators on st

USAspending Awards. Contracts

Contract Type Award or IDV Flag PIID Start Date Current End Date Potential End Date
PO AWARD PBGC01PO080056 2007-12-04 2008-09-30 2008-09-30
Unique Award Key CONT_AWD_PBGC01PO080056_1665_-NONE-_-NONE-
Awarding Agency Pension Benefit Guaranty Corporation
Link View Page

Description

Product and Service Codes D317: AUTO NEWS, DATA & OTHER SVCS

Recipient Details

Recipient AMERICAN STOCK EXCHANGE, LLC
UEI EAZCPWTX9457
Legacy DUNS 001666379
Recipient Address UNITED STATES, 86 TRINITY PLACE, NEW YORK, 100061818

Trademark

Mark US Serial Number Application Filing Date US Registration Number Registration Date
MAJOR MARKET INDEX 73442705 1983-09-06 No data No data
Register Principal
Mark Type Service Mark
Status Abandoned because the applicant failed to respond or filed a late response to an Office action. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date 1984-11-28

Mark Information

Mark Literal Elements MAJOR MARKET INDEX
Standard Character Claim Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For A STOCK INDEX BASED UPON THE PRICES OF APPROXIMATELY TWENTY SELECTED STOCKS
International Class(es) 036 - Primary Class
U.S Class(es) 102
Class Status ABANDONED
First Use Mar. 15, 1983
Use in Commerce Mar. 15, 1983

Basis Information (Case Level)

Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information

Owner Name AMERICAN STOCK EXCHANGE
Owner Address 86 TRINITY PLACE NEW YORK, NEW YORK UNITED STATES 10006
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information

Attorney Name CHARLES H. REACH, III
Correspondent Name/Address CHARLES H REACH III, LORD, DAY & LORD, 25 BROADWAY, NEW YORK, NEW YORK UNITED STATES 10004

Prosecution History

Date Description
1984-11-28 ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE
1984-04-04 NON-FINAL ACTION MAILED
1984-03-27 ASSIGNED TO EXAMINER

TM Staff and Location Information

Law Office Assigned data usage
Current Location FILE REPOSITORY (FRANCONIA)
Date in Location 1985-01-10

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
305162729 0215000 2002-01-29 123 GREENWICH ST, NEW YORK, NY, 10006
Inspection Type Unprog Rel
Scope Partial
Safety/Health Health
Close Conference 2002-01-29
Case Closed 2002-01-29

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
1413766 Intrastate Non-Hazmat 2005-09-12 10000 2004 3 3 Private(Property)
Legal Name AMERICAN STOCK EXCHANGE LLC
DBA Name -
Physical Address 86 TRINITY PLACE, NEW YORK, NY, 10006, US
Mailing Address 86 TRINITY PLACE, NEW YORK, NY, 10006, US
Phone (212) 894-9393
Fax (212) 894-9558
E-mail CARIDADT@CONED.COM

Safety Measurement System - All Transportation

Total Number of Inspections for the measurement period (24 months) 0
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value 0
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 0
Vehicle Maintenance BASIC Roadside Performance measure value 0
Total Number of Vehicle Inspections for the measurement period 0
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Number of inspections with at least one Driver Fitness BASIC violation 0
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 0
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 0

Court Cases

Docket Number Nature of Suit Filing Date Disposition
0405899 Civil Rights Employment 2004-07-29 other
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Missing
Demanded Amount 0
Termination Class Action Missing
Procedural Progress pretrial conference held
Nature Of Judgment no monetary award
Judgement defendant
Arbitration On Termination Missing
Office 1
Filing Date 2004-07-29
Termination Date 2007-10-22
Date Issue Joined 2004-08-23
Pretrial Conference Date 2005-01-07
Section 1132
Status Terminated

Parties

Name ROBINSON
Role Plaintiff
Name AMERICAN STOCK EXCHANGE LLC
Role Defendant

Date of last update: 31 Mar 2025

Sources: New York Secretary of State