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AMERICAN STOCK EXCHANGE LLC

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Company Details

Name: AMERICAN STOCK EXCHANGE LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 27 Oct 1998 (27 years ago)
Entity Number: 2310392
ZIP code: 10005
County: New York
Place of Formation: Delaware
Address: 28 LIBERTY ST., NEW YORK, NY, United States, 10005

DOS Process Agent

Name Role Address
C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY ST., NEW YORK, NY, United States, 10005

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

History

Start date End date Type Value
2000-01-18 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2000-01-18 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
1998-10-27 2000-01-18 Address 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)
1998-10-27 2000-01-18 Address 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
SR-28042 2019-01-28 CERTIFICATE OF CHANGE 2019-01-28
SR-28043 2019-01-28 CERTIFICATE OF CHANGE 2019-01-28
081204003175 2008-12-04 BIENNIAL STATEMENT 2008-10-01
061110002455 2006-11-10 BIENNIAL STATEMENT 2006-10-01
041022002375 2004-10-22 BIENNIAL STATEMENT 2004-10-01

USAspending Awards / Contracts

Procurement Instrument Identifier:
PBGC01PO080056
Award Or Idv Flag:
AWARD
Award Type:
PO
Action Obligation:
362.40
Base And Exercised Options Value:
362.40
Base And All Options Value:
362.40
Awarding Agency Name:
Pension Benefit Guaranty Corporation
Performance Start Date:
2007-12-04
Product Or Service Code:
D317: AUTO NEWS, DATA & OTHER SVCS

Trademarks Section

Serial Number:
81007699
Mark:
FACS
Status:
CANCELLED - SECTION 8
Mark Literal Elements:
FACS
Serial Number:
75321473
Mark:
AMEX.
Status:
CANCELLED - SECTION 8
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
1997-07-09
Mark Drawing Type:
Illustration: Drawing with word(s)/letter(s)/number(s) in Stylized form
Mark Literal Elements:
AMEX.

Goods And Services

For:
magazines, news reports, pamphlets, and printed studies in pamphlet form relating to securities and the marketing of securities and financial instruments based on indices
First Use:
1997-05-09
International Classes:
016 - Primary Class
Class Status:
Sec. 8 – Entire Registration
For:
financial services, namely, providing a market for securities and financial instruments based on indices, providing information about securities and corporations issuing securities, compiling and disseminating price level and volume indices
First Use:
1997-05-09
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
75232697
Mark:
EXTRA FUNDS
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
1997-01-28
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
EXTRA FUNDS

Goods And Services

For:
open end management investment companies and unit investment trusts, shares or units of which are listed on and trade in the secondary market on a stock exchange
International Classes:
036 - Primary Class
Class Status:
Abandoned
Serial Number:
75072963
Mark:
BOUNDS
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
1996-03-14
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
BOUNDS

Goods And Services

For:
option market services, namely facilitating the trading of options on stocks and stock indexes
International Classes:
036 - Primary Class
Class Status:
Abandoned
Serial Number:
74461956
Mark:
FAIR TRADE. FAIR PRACTICE. FAIR PLAY.
Status:
CANCELLED - SECTION 8
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
1993-11-10
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
FAIR TRADE. FAIR PRACTICE. FAIR PLAY.

Goods And Services

For:
periodicals; namely, magazines, news reports and pamphlets issued on a regular as well as irregular basis, and printed studies in pamphlet form, issued irregularly, relating to securities and the marketing of securities
International Classes:
016 - Primary Class
Class Status:
Sec. 8 – Entire Registration
For:
securities exchange services; namely, providing a market for the trading of equity securities and derivative instruments; providing financial information about securities and corporations issuing securities; compiling and disseminating trade and quote, index value, and other market information
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration

OSHA's Inspections within Industry

Inspection Summary

Date:
2002-01-29
Type:
Unprog Rel
Address:
123 GREENWICH ST, NEW YORK, NY, 10006
Safety Health:
Health
Scope:
Partial

Motor Carrier Census

Carrier Operation:
Intrastate Non-Hazmat
Fax:
(212) 894-9558
Add Date:
2005-09-08
Operation Classification:
Private(Property)
power Units:
3
Drivers:
3
Inspections:
0
FMCSA Link:

Court Cases

Court Case Summary

Filing Date:
2007-05-31
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Both plaintiff and defendant demand jury
Nature Of Suit:
Other Personal Injury

Parties

Party Name:
ABATL
Party Role:
Plaintiff
Party Name:
AMERICAN STOCK EXCHANGE LLC
Party Role:
Defendant

Court Case Summary

Filing Date:
2007-05-31
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Other Personal Injury

Parties

Party Name:
SPARANO,
Party Role:
Plaintiff
Party Name:
AMERICAN STOCK EXCHANGE LLC
Party Role:
Defendant

Court Case Summary

Filing Date:
2005-12-22
Status:
Terminated
Nature Of Judgment:
Missing
Jury Demand:
Missing
Nature Of Suit:
Civil Rights Employment

Parties

Party Name:
Party Role:
Plaintiff
Party Name:
AMERICAN STOCK EXCHANGE LLC
Party Role:
Defendant

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Date of last update: 31 Mar 2025

Sources: New York Secretary of State