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PENGUIN GROUP (USA) INC.

Company Details

Name: PENGUIN GROUP (USA) INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Inactive
Date of registration: 12 Nov 1998 (26 years ago)
Date of dissolution: 06 Jun 2013
Entity Number: 2314960
ZIP code: 12207
County: New York
Place of Formation: Delaware
Principal Address: 375 HUDSON ST, NEW YORK, NY, United States, 10014
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

Agent

Name Role
REGISTERED AGENT REVOKED Agent

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Chief Executive Officer

Name Role Address
DAVID SHANKS Chief Executive Officer 375 HUDSON ST, NEW YORK, NY, United States, 10014

History

Start date End date Type Value
2001-03-22 2002-11-12 Address 812 FIFTH AVE, NEW YORK, NY, 10021, USA (Type of address: Chief Executive Officer)
2001-03-22 2002-11-12 Address 375 HUDSON ST, NEW YORK, NY, 10014, USA (Type of address: Principal Executive Office)
2000-12-26 2001-03-28 Address ATTN: KAREN MAYER, ESQ., 375 HUDSON STREET, NEW YORK, NY, 10014, USA (Type of address: Service of Process)
1998-12-11 2000-12-26 Address ATTN: KAREN MAYER, 375 HUDSON STREET, NEW YORK, NY, 10014, USA (Type of address: Service of Process)
1998-11-12 1998-12-11 Address ATTN: KAREN MAYER, SECRETARY, 375 HUDSON STREET, NEW YORK, NY, 10014, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
130606000189 2013-06-06 CERTIFICATE OF TERMINATION 2013-06-06
110126002023 2011-01-26 BIENNIAL STATEMENT 2010-11-01
081212002084 2008-12-12 BIENNIAL STATEMENT 2008-11-01
061109002079 2006-11-09 BIENNIAL STATEMENT 2006-11-01
030123000633 2003-01-23 CERTIFICATE OF AMENDMENT 2003-01-23
021112002190 2002-11-12 BIENNIAL STATEMENT 2002-11-01
010328000040 2001-03-28 CERTIFICATE OF CHANGE 2001-03-28
010322002735 2001-03-22 BIENNIAL STATEMENT 2000-11-01
001226000059 2000-12-26 CERTIFICATE OF MERGER 2000-12-31
981211000633 1998-12-11 CERTIFICATE OF MERGER 1998-12-11

Trademark

Mark US Serial Number Application Filing Date US Registration Number Registration Date
D 73620946 1986-09-19 1436407 1987-04-14
Trademark image
Register Principal
Mark Type Trademark
Status Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date 2020-03-27
Publication Date 1987-01-20
Date Cancelled 2020-03-27

Mark Information

Mark Literal Elements D
Standard Character Claim No
Mark Drawing Type 3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S) /NUMBER(S)
Design Search Code(s) 26.11.21 - Rectangles that are completely or partially shaded

Goods and Services

For BOOKS OF GENERAL CIRCULATION
International Class(es) 016 - Primary Class
U.S Class(es) 038
Class Status SECTION 8 - CANCELLED
First Use Aug. 06, 1986
Use in Commerce Aug. 06, 1986

Basis Information (Case Level)

Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information

Owner Name PENGUIN GROUP (USA) INC.
Owner Address 375 HUDSON STREET NEW YORK, NEW YORK UNITED STATES 10014
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information

Attorney Name RONALD S. KADDEN
Correspondent Name/Address PENGUIN GROUP (USA) INC., 375 HUDSON STREET, NEW YORK, NEW YORK UNITED STATES 10014-3657

Prosecution History

Date Description
2020-03-27 CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
2013-06-12 ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2008-11-27 NOTICE OF DESIGN SEARCH CODE MAILED
2007-05-09 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2007-05-09 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2007-05-09 ASSIGNED TO PARALEGAL
2007-01-23 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2007-01-23 TEAS SECTION 8 & 9 RECEIVED
2006-10-31 CASE FILE IN TICRS
1992-08-04 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1992-05-04 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1987-12-28 CORRECTION UNDER SECTION 7 - PROCESSED
1987-12-01 CORRECTION UNDER SECTION 7 - PROCESSED
1987-06-01 SEC 7 REQUEST FILED
1987-04-14 REGISTERED-PRINCIPAL REGISTER
1987-01-20 PUBLISHED FOR OPPOSITION
1986-12-18 NOTICE OF PUBLICATION
1986-11-24 APPROVED FOR PUB - PRINCIPAL REGISTER
1986-11-20 ASSIGNED TO EXAMINER

TM Staff and Location Information

Current Location POST REGISTRATION
Date in Location 2007-05-09

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
307691618 0215800 2005-06-07 ONE GROSSET DRIVE, KIRKWOOD, NY, 13795
Inspection Type Accident
Scope Partial
Safety/Health Safety
Close Conference 2005-06-22
Case Closed 2005-08-01

Related Activity

Type Accident
Activity Nr 100881556

Violation Items

Citation ID 01001A
Citaton Type Serious
Standard Cited 19100147 C04 I
Issuance Date 2005-07-01
Abatement Due Date 2005-07-07
Current Penalty 1875.0
Initial Penalty 1875.0
Nr Instances 1
Nr Exposed 2
Gravity 03
Citation ID 01001B
Citaton Type Serious
Standard Cited 19100147 C07 I
Issuance Date 2005-07-01
Abatement Due Date 2005-08-03
Nr Instances 300
Nr Exposed 2
Gravity 03
Citation ID 01002
Citaton Type Serious
Standard Cited 19100212 A01
Issuance Date 2005-07-01
Abatement Due Date 2005-07-07
Current Penalty 1125.0
Initial Penalty 1125.0
Nr Instances 1
Nr Exposed 1
Gravity 01
Citation ID 02001
Citaton Type Other
Standard Cited 19100178 L04 III
Issuance Date 2005-07-01
Abatement Due Date 2005-07-11
Nr Instances 6
Nr Exposed 2
Gravity 01
Citation ID 02002
Citaton Type Other
Standard Cited 19100178 P01
Issuance Date 2005-07-01
Abatement Due Date 2005-08-03
Nr Instances 1
Nr Exposed 1
Gravity 01
Citation ID 02003
Citaton Type Other
Standard Cited 19101200 E01
Issuance Date 2005-07-01
Abatement Due Date 2005-08-03
Nr Instances 1
Nr Exposed 4
Gravity 01

Court Cases

Docket Number Nature of Suit Filing Date Disposition
0602438 Copyright 2006-03-29 other
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Defendant demands jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress other
Nature Of Judgment no monetary award
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2006-03-29
Termination Date 2011-03-21
Date Issue Joined 2006-05-15
Section 1331
Status Terminated

Parties

Name PENGUIN GROUP (USA) INC.
Role Plaintiff
Name STEINBECK,
Role Defendant
0406795 Copyright 2004-08-24 transfer to another district
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Missing
Demanded Amount 0
Termination Class Action Missing
Procedural Progress other
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2004-08-24
Termination Date 2009-04-23
Date Issue Joined 2004-09-30
Section 0101
Status Terminated

Parties

Name PENGUIN GROUP (USA) INC.
Role Plaintiff
Name STEINBECK,
Role Defendant
1006508 Other Contract Actions 2010-09-01 voluntarily
Circuit Second Circuit
Origin original proceeding
Jurisdiction diversity of citizenship
Jury Demand Neither plaintiff nor defendant demands jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress no court action
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2010-09-01
Termination Date 2010-09-02
Section 1332
Sub Section BC
Status Terminated

Parties

Name PENGUIN GROUP (USA) INC.
Role Plaintiff
Name WOJNAROWSKI
Role Defendant
0408032 Other Contract Actions 2004-10-12 other
Circuit Second Circuit
Origin original proceeding
Jurisdiction diversity of citizenship
Jury Demand Missing
Demanded Amount 150000
Termination Class Action Missing
Procedural Progress no court action
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2004-10-12
Termination Date 2004-11-19
Section 1332
Sub Section OC
Status Terminated

Parties

Name PENGUIN GROUP (USA) INC.
Role Plaintiff
Name THOMAS NELSON, INC.
Role Defendant
0900528 Copyright 2011-06-02 other
Circuit Second Circuit
Origin remanded for further action (removal from court of appeals)
Jurisdiction federal question
Jury Demand Neither plaintiff nor defendant demands jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress order decided
Nature Of Judgment no monetary award
Judgement defendant
Arbitration On Termination Missing
Office 1
Filing Date 2011-06-02
Termination Date 2013-03-08
Section 0501
Status Terminated

Parties

Name PENGUIN GROUP (USA) INC.
Role Plaintiff
Name AMERICAN BUDDHA
Role Defendant
1203394 Antitrust 2012-04-30 other
Circuit Second Circuit
Origin multi district litigation (cases transferred to this district by an order entered by Judicial Panel on Multi District Litigation pursuant to 28 USC 1407)
Jurisdiction federal question
Jury Demand Both plaintiff and defendant demand jury
Demanded Amount 0
Termination Class Action granted
Procedural Progress pretrial conference held
Nature Of Judgment no monetary award
Judgement plaintiff
Arbitration On Termination Missing
Office 1
Filing Date 2012-04-30
Termination Date 2015-09-01
Date Issue Joined 2012-06-22
Pretrial Conference Date 2013-08-09
Section 0001
Status Terminated

Parties

Name THE STATE OF TEXAS,
Role Plaintiff
Name PENGUIN GROUP (USA) INC.
Role Defendant
1105551 Other Contract Actions 2011-08-10 other
Circuit Second Circuit
Origin original proceeding
Jurisdiction diversity of citizenship
Jury Demand Plaintiff demands jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress pretrial conference held
Nature Of Judgment no monetary award
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2011-08-10
Termination Date 2012-01-09
Date Issue Joined 2011-11-18
Pretrial Conference Date 2011-11-15
Section 1332
Sub Section BC
Status Terminated

Parties

Name GRIMES
Role Plaintiff
Name PENGUIN GROUP (USA) INC.
Role Defendant
1200001 Copyright 2012-01-03 settled
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Neither plaintiff nor defendant demands jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress pretrial conference held
Nature Of Judgment no monetary award
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2012-01-03
Termination Date 2014-11-20
Date Issue Joined 2012-02-10
Pretrial Conference Date 2012-02-08
Section 0101
Status Terminated

Parties

Name COOLEY,
Role Plaintiff
Name PENGUIN GROUP (USA) INC.
Role Defendant
0607887 Other Civil Rights 2006-10-02 settled
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Missing
Demanded Amount 0
Termination Class Action Missing
Procedural Progress pretrial conference held
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2006-10-02
Termination Date 2008-04-30
Date Issue Joined 2007-09-20
Section 1981
Sub Section CV
Status Terminated

Parties

Name ALDRED
Role Plaintiff
Name PENGUIN GROUP (USA) INC.
Role Defendant
0502765 Other Contract Actions 2005-03-11 voluntarily
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Missing
Demanded Amount 0
Termination Class Action Missing
Procedural Progress no court action
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2005-03-11
Termination Date 2005-09-12
Section 1332
Sub Section OC
Status Terminated

Parties

Name ENTINE
Role Plaintiff
Name PENGUIN GROUP (USA) INC.
Role Defendant
0900528 Copyright 2009-01-20 motion before trial
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Neither plaintiff nor defendant demands jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress order decided
Nature Of Judgment no monetary award
Judgement defendant
Arbitration On Termination Missing
Office 1
Filing Date 2009-01-20
Termination Date 2009-04-21
Section 0501
Status Terminated

Parties

Name PENGUIN GROUP (USA) INC.
Role Plaintiff
Name AMERICAN BUDDHA
Role Defendant
0901829 Trademark 2009-02-26 voluntarily
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Neither plaintiff nor defendant demands jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress no court action
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2009-02-26
Termination Date 2009-05-21
Section 1051
Status Terminated

Parties

Name PENGUIN GROUP (USA) INC.
Role Plaintiff
Name KNOWLEDGE HOUSE PUBLISH,
Role Defendant
1302801 Other Contract Actions 2013-04-26 settled
Circuit Second Circuit
Origin original proceeding
Jurisdiction diversity of citizenship
Jury Demand Plaintiff demands jury
Demanded Amount 0
Termination Class Action denied
Procedural Progress pretrial conference held
Nature Of Judgment no monetary award
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2013-04-26
Termination Date 2015-08-12
Date Issue Joined 2014-06-12
Pretrial Conference Date 2013-10-18
Section 1332
Sub Section BC
Status Terminated

Parties

Name JAMES,
Role Plaintiff
Name PENGUIN GROUP (USA) INC.
Role Defendant

Date of last update: 31 Mar 2025

Sources: New York Secretary of State