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NEUBERGER BERMAN LLC

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Company Details

Name: NEUBERGER BERMAN LLC
Jurisdiction: New York
Legal type: FOREIGN DESIGNATION OF THE SECRETARY OF STATE
Status: Recorded
Date of registration: 04 Dec 1998 (27 years ago)
Date of dissolution: 04 Dec 1998
Entity Number: 2321573
County: Blank
Place of Formation: Delaware

Contact Details

Phone +1 212-526-2522

Unique Entity ID

A UEI is a government-provided number, like a tax ID number, that’s used to identify businesses eligible for federal grants, awards and contracts.

Note: In April 2022, the federal government replaced its old identifier of choice, the Data Universal Numbering System (DUNS) number, with a government-issued UEI. Now all the federal government’s Integrated Award Environment systems use UEI numbers instead of DUNS numbers. So any entity doing business with the federal government must register for a UEI.

CAGE Code:
5MUU7
UEI Expiration Date:
2016-09-07

Business Information

Activation Date:
2015-09-08
Initial Registration Date:
2009-08-12

Commercial and government entity program

The The Commercial And Government Entity Code (CAGE) is assigned by the Department of Defense's Defense Logistics Agency (DLA) and represents your company's physical address for GSA's mailings, payments, and administrative records.

Note: A CAGE Code enables a company to contract with the U.S. government, allowing bid on government contracts and to receive government payments. Also for business this means that it's a Verified business entity and Has a validated physical address.

CAGE number:
5MUU7
Status:
Obsolete
Type:
Non-Manufacturer
CAGE Update Date:
2024-03-02
CAGE Expiration:
2022-02-07

Contact Information

POC:
CARTER REYNOLDS
Phone:
+1 212-476-5642
Fax:
+1 646-537-4411

Trademarks Section

Serial Number:
78864033
Mark:
CRESCENT MANAGEMENT
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2006-04-18
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
CRESCENT MANAGEMENT
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Investment advisory services and portolio management services
First Use:
2006-03-15
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
78329685
Mark:
RELATIONSHIP BUILDER-EARNING CLIENTS' TRUST THROUGH NEEDS ASSESSMENT
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
2003-11-18
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
RELATIONSHIP BUILDER-EARNING CLIENTS' TRUST THROUGH NEEDS ASSESSMENT
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial services, namely, mutual fund investment management services, mutual fund distribution services, mutual fund administration services, securities, brokerage services, clearance services, namely, clearing and settling financial transactions on behalf of others, maintaining assets and securit...
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
76407049
Mark:
INFLUENTIAL ADVISOR
Status:
CANCELLED - SECTION 8
Mark Type:
TRADEMARK
Application Filing Date:
2002-05-10
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
INFLUENTIAL ADVISOR
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Printed publications, namely, a quarterly financial newsletter
First Use:
2002-05-23
International Classes:
016 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
76406953
Mark:
NEUBERGER BERMAN INFLUENTIAL ADVISOR
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
TRADEMARK
Application Filing Date:
2002-05-10
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
NEUBERGER BERMAN INFLUENTIAL ADVISOR
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Printed publications, namely, a quarterly financial newsletter
International Classes:
016 - Primary Class
Class Status:
Active
Serial Number:
76310066
Mark:
NEUBERGER BERMAN ADVANTAGE
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2001-09-07
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
NEUBERGER BERMAN ADVANTAGE
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial services, namely, variable universal life insurance underwriting services, money management in the financial field, private asset management in the financial field, insurance consultation, retirement planning, financial planning in the nature of retirement planning, trust, estate advisory...
First Use:
2001-11-01
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration

Court Cases

Court Case Summary

Filing Date:
2011-11-07
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Civil (Rico)

Parties

Party Name:
GAMORAN
Party Role:
Plaintiff
Party Name:
NEUBERGER BERMAN LLC
Party Role:
Defendant

Court Case Summary

Filing Date:
2010-08-05
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
THE FRIDATOR TRUST
Party Role:
Plaintiff
Party Name:
NEUBERGER BERMAN LLC
Party Role:
Defendant

Court Case Summary

Filing Date:
2002-10-23
Status:
Terminated
Nature Of Judgment:
Missing
Jury Demand:
Missing
Nature Of Suit:
Other Fraud

Parties

Party Name:
BIRMINGHAM-JEFFERSON,
Party Role:
Plaintiff
Party Name:
NEUBERGER BERMAN LLC
Party Role:
Defendant

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Date of last update: 31 Mar 2025

Sources: New York Secretary of State

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