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NEXT CAPITAL MANAGEMENT, LLC

Company Details

Name: NEXT CAPITAL MANAGEMENT, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 06 Jan 1999 (26 years ago)
Entity Number: 2332039
ZIP code: 10005
County: New York
Place of Formation: Delaware
Address: 28 LIBERTY ST., NEW YORK, NY, United States, 10005

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NEXT CAPITAL MANAGEMENT, LLC CASH BALANCE PLAN 2023 134044755 2024-10-10 NEXT CAPITAL MANAGEMENT, LLC 10
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2021-01-01
Business code 523900
Plan sponsor’s address ELEVEN TIMES SQUARE, 15TH FL, NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2024-10-10
Name of individual signing CATHI SANFORD-FLORES
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-10-10
Name of individual signing CATHI SANFORD-FLORES
Valid signature Filed with authorized/valid electronic signature
NEXT CAPITAL MANAGEMENT, LLC 401(K) PLAN 2023 134044755 2024-10-10 NEXT CAPITAL MANAGEMENT, LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2124331111
Plan sponsor’s address ELEVEN TIME SQUARE, 15TH FL., NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2024-10-10
Name of individual signing CATHI SANFORD-FLORES
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-10-10
Name of individual signing CATHI SANFORD -FLORES
Valid signature Filed with authorized/valid electronic signature
NEXT CAPITAL MANAGEMENT, LLC CASH BALANCE PLAN 2022 134044755 2023-09-29 NEXT CAPITAL MANAGEMENT, LLC 6
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2021-01-01
Business code 523900
Sponsor’s telephone number 2124331111
Plan sponsor’s address ELEVEN TIMES SQUARE, 15TH FL, NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2023-09-29
Name of individual signing CATHI SANFORD-FLORES
Role Employer/plan sponsor
Date 2023-09-29
Name of individual signing CATHI SANFORD-FLORES
NEXT CAPITAL MANAGEMENT, LLC 401(K) PLAN 2022 134044755 2023-09-29 NEXT CAPITAL MANAGEMENT, LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2124331111
Plan sponsor’s address ELEVEN TIME SQUARE, 15TH FL., NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2023-09-29
Name of individual signing CATHI SANFORD-FLORES
Role Employer/plan sponsor
Date 2023-09-29
Name of individual signing CATHI SANFORD -FLORES
NEXT CAPITAL MANAGEMENT, LLC 401(K) PLAN 2021 134044755 2022-10-05 NEXT CAPITAL MANAGEMENT, LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2124331111
Plan sponsor’s address ELEVEN TIME SQUARE, 15TH FL., NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2022-10-05
Name of individual signing CATHI SANFORD-FLORES
Role Employer/plan sponsor
Date 2022-10-05
Name of individual signing CATHI SANFORD -FLORES
NEXT CAPITAL MANAGEMENT, LLC 401(K) PLAN 2020 134044755 2021-07-23 NEXT CAPITAL MANAGEMENT, LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2124331111
Plan sponsor’s address ELEVEN TIME SQUARE, 15TH FL., NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2021-07-23
Name of individual signing CATHI SANFORD-FLORES
Role Employer/plan sponsor
Date 2021-07-23
Name of individual signing CATHI SANFORD -FLORES
NEXT CAPITAL MANAGEMENT, LLC 401(K) PLAN 2019 134044755 2020-07-20 NEXT CAPITAL MANAGEMENT, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2124331111
Plan sponsor’s address ELEVEN TIME SQUARE, 15TH FL., NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2020-07-20
Name of individual signing CATHI SANFORD-FLORES
Role Employer/plan sponsor
Date 2020-07-20
Name of individual signing CATHI SANFORD -FLORES
NEXT CAPITAL MANAGEMENT, LLC 401(K) PLAN 2018 134044755 2019-09-24 NEXT CAPITAL MANAGEMENT, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2124331111
Plan sponsor’s address ELEVEN TIME SQUARE, 15TH FL., NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2019-09-24
Name of individual signing JAMES MCGURREN
Role Employer/plan sponsor
Date 2019-09-24
Name of individual signing JAMES MCGURREN
NEXT CAPITAL MANAGEMENT, LLC 401(K) PLAN 2017 134044755 2018-08-22 NEXT CAPITAL MANAGEMENT, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2124331111
Plan sponsor’s address ELEVEN TIME SQUARE, 15TH FL., NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2018-08-22
Name of individual signing JAMES MCGURREN
Role Employer/plan sponsor
Date 2018-08-22
Name of individual signing JAMES MCGURREN
NEXT CAPITAL MANAGEMENT, LLC 401(K) PLAN 2016 134044755 2017-09-14 NEXT CAPITAL MANAGEMENT, LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 523900
Sponsor’s telephone number 2124331111
Plan sponsor’s address ELEVEN TIME SQUARE, 15TH FL., NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2017-09-14
Name of individual signing JAMES MCGURREN

DOS Process Agent

Name Role Address
C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY ST., NEW YORK, NY, United States, 10005

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

History

Start date End date Type Value
2000-01-24 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2000-01-24 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
1999-01-06 2000-01-24 Address 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)
1999-01-06 2000-01-24 Address 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
SR-28402 2019-01-28 CERTIFICATE OF CHANGE 2019-01-28
SR-28401 2019-01-28 CERTIFICATE OF CHANGE 2019-01-28
130225002501 2013-02-25 BIENNIAL STATEMENT 2013-01-01
110209002875 2011-02-09 BIENNIAL STATEMENT 2011-01-01
090123003088 2009-01-23 BIENNIAL STATEMENT 2009-01-01
070810000122 2007-08-10 CERTIFICATE OF PUBLICATION 2007-08-10
070104002331 2007-01-04 BIENNIAL STATEMENT 2007-01-01
050121002631 2005-01-21 BIENNIAL STATEMENT 2005-01-01
030203002849 2003-02-03 BIENNIAL STATEMENT 2003-01-01
010214002179 2001-02-14 BIENNIAL STATEMENT 2001-01-01

Date of last update: 20 Jan 2025

Sources: New York Secretary of State