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SEWARD & KISSEL LLP

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Company Details

Name: SEWARD & KISSEL LLP
Jurisdiction: New York
Legal type: DOMESTIC REGISTERED LIMITED LIABILITY PARTNERSHIP
Status: Active
Date of registration: 26 Jan 1999 (26 years ago)
Entity Number: 2339024
ZIP code: 10004
County: Blank
Place of Formation: New York
Address: ONE BATTERY PARK PLAZA, NEW YORK, NY, United States, 10004
Principal Address: 1 BATTERY PARK PLAZA, NEW YORK, NY, United States, 10004

Contact Details

Phone +1 212-574-1364

DOS Process Agent

Name Role Address
SEWARD & KISSEL LLP DOS Process Agent ONE BATTERY PARK PLAZA, NEW YORK, NY, United States, 10004

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000919574
Phone:
212-574-1200

Latest Filings

Form type:
SC 13G/A
Filing date:
2016-02-16
File:
Form type:
13F-HR/A
File number:
028-14587
Filing date:
2011-11-17
File:
Form type:
13F-HR
File number:
028-14587
Filing date:
2011-11-14
File:

Form 5500 Series

Employer Identification Number (EIN):
135551783
Plan Year:
2023
Number Of Participants:
85
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
87
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
82
Sponsors Telephone Number:
Plan Year:
2020
Number Of Participants:
88
Sponsors Telephone Number:
Plan Year:
2019
Number Of Participants:
82
Sponsors Telephone Number:

History

Start date End date Type Value
2013-11-27 2024-04-18 Address ONE BATTERY PARK PLAZA, NEW YORK, NY, 10004, USA (Type of address: Service of Process)
2008-12-16 2013-11-27 Address ONE BATTERY PARK PLAZA, NEW YORK, NY, 10004, USA (Type of address: Service of Process)
2006-03-02 2008-12-16 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2006-03-02 2024-04-18 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2003-12-17 2006-03-02 Address 111 8TH AVE, 13TH FL, NEW YORK, NY, 10011, 5213, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240418004203 2024-04-18 FIVE YEAR STATEMENT 2024-04-18
181113002028 2018-11-13 FIVE YEAR STATEMENT 2019-01-01
131127002161 2013-11-27 FIVE YEAR STATEMENT 2014-01-01
081216002269 2008-12-16 FIVE YEAR STATEMENT 2009-01-01
060302000533 2006-03-02 CERTIFICATE OF AMENDMENT 2006-03-02

USAspending Awards / Financial Assistance

Date:
2020-04-09
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
4854929.62
Total Face Value Of Loan:
4854929.62

Trademarks Section

Serial Number:
88341618
Mark:
SKRC GATEWAY
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
2019-03-15
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
SKRC GATEWAY

Goods And Services

For:
Providing online subscription-based regulatory compliance training in the form of seminars and workshops for the asset management, investment management, private funds, securities, commodities, broker-dealer and registered funds industries, and distribution of training materials therewith
International Classes:
041 - Primary Class
Class Status:
Active
For:
Providing online subscription-based regulatory compliance information for the asset management, investment management, private funds, securities, commodities, broker-dealer and registered funds industries
International Classes:
045 - Primary Class
Class Status:
Active
Serial Number:
87331498
Mark:
SKRC
Status:
SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED
Mark Type:
SERVICE MARK
Application Filing Date:
2017-02-10
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
SKRC

Goods And Services

For:
Legal services and regulatory compliance consulting for asset management, investment management, private funds, securities, commodities and other similar industries
International Classes:
045 - Primary Class
Class Status:
Active
Serial Number:
85818284
Mark:
BROKER DEALINGS A BROKER-DEALER LAW BLOG
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2013-01-08
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
BROKER DEALINGS A BROKER-DEALER LAW BLOG

Goods And Services

For:
On-line journals, namely, blogs featuring information in the field of legal, regulatory and compliance issues related to broker-dealers and capital markets
First Use:
2013-05-20
International Classes:
041 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
85104879
Mark:
IM DEALS
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2010-08-11
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
IM DEALS

Goods And Services

For:
On-line journals, namely, blogs featuring information in the field of corporate transactions
First Use:
2010-07-12
International Classes:
041 - Primary Class
Class Status:
Active
Serial Number:
77635384
Mark:
SEWARD & KISSEL
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2008-12-17
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
SEWARD & KISSEL

Goods And Services

For:
Legal services
First Use:
1968-01-01
International Classes:
045 - Primary Class
Class Status:
Active

Paycheck Protection Program

Date Approved:
2020-04-09
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
4854929.62
Current Approval Amount:
4854929.62
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
4911060.59

Court Cases

Court Case Summary

Filing Date:
2016-12-14
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Both plaintiff and defendant demand jury
Nature Of Suit:
Property Damage - Product Liabilty

Parties

Party Name:
BARACK
Party Role:
Plaintiff
Party Name:
SEWARD & KISSEL LLP
Party Role:
Defendant

Court Case Summary

Filing Date:
2006-07-05
Status:
Terminated
Nature Of Judgment:
Missing
Jury Demand:
Missing
Nature Of Suit:
Other Labor Litigation

Parties

Party Name:
SEWARD & KISSEL LLP
Party Role:
Defendant
Party Name:
CELLAMARE
Party Role:
Plaintiff

Court Case Summary

Filing Date:
1999-10-19
Nature Of Judgment:
Missing
Jury Demand:
Missing
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
SEWARD & KISSEL LLP
Party Role:
Plaintiff
Party Name:
KOEPPEL,
Party Role:
Defendant

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Date of last update: 31 Mar 2025

Sources: New York Secretary of State