| Name: | CAINE MITTER & ASSOCIATES INCORPORATED |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 28 Jan 1999 (26 years ago) |
| Entity Number: | 2339917 |
| ZIP code: | 10168 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, United States, 10168 |
| Principal Address: | 225 WEST 35TH STREET, SUITE 900, NEW YORK, NY, United States, 10001 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CAINE MITTER & ASSOCIATES INCORPORATED 401(K) PLAN AND TRUST | 2023 | 043440964 | 2024-04-22 | CAINE MITTER & ASSOCIATES INCORPORATED | 22 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-04-22 |
| Name of individual signing | THOMAS CAINE |
| Role | Employer/plan sponsor |
| Date | 2024-04-22 |
| Name of individual signing | THOMAS CAINE |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1999-01-01 |
| Business code | 522300 |
| Sponsor’s telephone number | 2126868820 |
| Plan sponsor’s address | 225 W 35TH STREET SUITE 900, NEW YORK, NY, 10001 |
Signature of
| Role | Plan administrator |
| Date | 2023-03-20 |
| Name of individual signing | THOMAS CAINE |
| Role | Employer/plan sponsor |
| Date | 2023-03-20 |
| Name of individual signing | THOMAS CAINE |
| Name | Role | Address |
|---|---|---|
| COGENCY GLOBAL INC. | DOS Process Agent | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, United States, 10168 |
| Name | Role | Address |
|---|---|---|
| NATIONAL CORPORATE RESEARCH, LTD. | Agent | 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, 10168 |
| Name | Role | Address |
|---|---|---|
| THOMAS CAINE | Chief Executive Officer | 325 RIVERSIDE DRIVE, APT # 131, NEW YORK, NY, United States, 10025 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2019-01-03 | 2019-11-27 | Address | 10 EAST 40TH STREET 10TH FLOOR, NEW YORK, NY, 10016, USA (Type of address: Service of Process) |
| 2017-01-09 | 2021-01-07 | Address | 26 BARRETT PLACE, NORTHAMPTON, MA, 01060, USA (Type of address: Chief Executive Officer) |
| 2016-10-17 | 2019-11-27 | Address | 10 EAST 40TH STREET 10TH FLOOR, NEW YORK, NY, 10016, USA (Type of address: Registered Agent) |
| 2016-10-17 | 2019-01-03 | Address | 10 EAST 40TH STREET 10TH FLOOR, NEW YORK, NY, 10016, USA (Type of address: Service of Process) |
| 2001-02-01 | 2017-01-09 | Address | 43 SUMMER ST, NORTHAMPTON, MA, 01060, USA (Type of address: Chief Executive Officer) |
| 1999-01-28 | 2016-10-17 | Address | 43 SUMMER STREET, NORTHAMPTON, MA, 01060, USA (Type of address: Service of Process) |
| 1999-01-28 | 2016-10-17 | Address | 185 MADISON AVENUE, SUITE 1500, NEW YORK, NY, 10016, USA (Type of address: Registered Agent) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 230119001575 | 2023-01-19 | BIENNIAL STATEMENT | 2023-01-01 |
| 210107061519 | 2021-01-07 | BIENNIAL STATEMENT | 2021-01-01 |
| SR-111525 | 2019-11-27 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-11-27 |
| SR-111524 | 2019-11-27 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-11-27 |
| 190103060178 | 2019-01-03 | BIENNIAL STATEMENT | 2019-01-01 |
| 170109006841 | 2017-01-09 | BIENNIAL STATEMENT | 2017-01-01 |
| 161017000392 | 2016-10-17 | CERTIFICATE OF CHANGE | 2016-10-17 |
| 150106006785 | 2015-01-06 | BIENNIAL STATEMENT | 2015-01-01 |
| 130109006201 | 2013-01-09 | BIENNIAL STATEMENT | 2013-01-01 |
| 110502003292 | 2011-05-02 | BIENNIAL STATEMENT | 2011-01-01 |
Date of last update: 03 Jan 2025
Sources: New York Secretary of State
