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FUTURES AND OPTIONS INC.

Company Details

Name: FUTURES AND OPTIONS INC.
Jurisdiction: New York
Legal type: DOMESTIC NOT-FOR-PROFIT CORPORATION
Status: Active
Date of registration: 15 Mar 1999 (26 years ago)
Entity Number: 2356134
ZIP code: 10271
County: New York
Place of Formation: New York
Address: 120 BROADWAY SUITE 3340, NEW YORK, NY, United States, 10271

Contact Details

Phone +1 212-601-0002

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
403(B) THRIFT PLAN OF FUTURES AND OPTIONS INC. 2022 134063658 2024-01-18 FUTURES AND OPTIONS INC. 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2022-08-01
Business code 523140
Sponsor’s telephone number 2126010002
Plan sponsor’s address 111 BROADWAY, SUITE 1602, NEW YORK, NY, 10006

Signature of

Role Plan administrator
Date 2024-01-18
Name of individual signing DAVID PFEIFER

DOS Process Agent

Name Role Address
THE CORPORATION C/O THE ALLIANCE FOR DOWNTOWN NY DOS Process Agent 120 BROADWAY SUITE 3340, NEW YORK, NY, United States, 10271

Filings

Filing Number Date Filed Type Effective Date
990315000363 1999-03-15 CERTIFICATE OF INCORPORATION 1999-03-15

Tax Exempt

EIN Type of Organization Exempt Organization Status Address Ruling Date
13-4063658 Corporation Unconditional Exemption 111 BROADWAY RM 1602, NEW YORK, NY, 10006-2026 2000-06
In Care of Name -
Group Exemption Number 0000
Subsection Charitable Organization, Educational Organization, Literary Organization, Organization to Prevent Cruelty to Animals, Organization to Prevent Cruelty to Children, Organization for Public Safety Testing, Religious Organization, Scientific Organization
Affiliation Independent - This code is used if the organization is an independent organization or an independent auxiliary (i.e., not affiliated with a National, Regional, or Geographic grouping of organizations).
Classification Educational Organization, Local Association of Employees, Horticultural Organization, Business League, Voluntary Employees' Beneficiary Association (Govt. Emps.), Mutual Ditch or Irrigation Co., Cemetery Company, Other Mutual Corp. or Assoc.
Deductibility Contributions are deductible.
Foundation Organization that receives a substantial part of its support from a governmental unit or the general public 170(b)(1)(A)(vi)
Tax Period 2023-06
Asset 5,000,000 to 9,999,999
Income 1,000,000 to 4,999,999
Filing Requirement 990 (all other) or 990EZ return
PF Filing Requirement No 990-PF return
Accounting Period Jun
Asset Amount 5876975
Income Amount 3850486
Form 990 Revenue Amount 3605504
National Taxonomy of Exempt Entities Education: Educational Services and Schools - Other
Sort Name -

Publication 78 Data

Description Organizations eligible to receive tax-deductible charitable contributions. Users may rely on this list in determining deductibility of their contributions.
On Publication 78 Data List Yes
Deductibility Type of organization and use of contribution: A public charity. Deductibility Limitation: 50% (60% for cash contributions)

Copies of Returns (990, 990-EZ, 990-PF, 990-T)

Organization Name FUTURES AND OPTIONS INC
EIN 13-4063658
Tax Period 202306
Filing Type E
Return Type 990
File View File
Organization Name FUTURES AND OPTIONS INC
EIN 13-4063658
Tax Period 202206
Filing Type E
Return Type 990
File View File
Organization Name FUTURES AND OPTIONS INC
EIN 13-4063658
Tax Period 202106
Filing Type E
Return Type 990
File View File
Organization Name FUTURES AND OPTIONS INC
EIN 13-4063658
Tax Period 202006
Filing Type E
Return Type 990
File View File
Organization Name FUTURES AND OPTIONS INC
EIN 13-4063658
Tax Period 201906
Filing Type E
Return Type 990
File View File
Organization Name FUTURES AND OPTIONS INC
EIN 13-4063658
Tax Period 201806
Filing Type E
Return Type 990
File View File
Organization Name FUTURES AND OPTIONS INC
EIN 13-4063658
Tax Period 201706
Filing Type E
Return Type 990
File View File
Organization Name FUTURES AND OPTIONS INC
EIN 13-4063658
Tax Period 201606
Filing Type E
Return Type 990
File View File

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
2917018800 2021-04-13 0202 PPS 120 Broadway Ste 1019, New York, NY, 10271-1001
Loan Status Date 2022-01-22
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 449797
Loan Approval Amount (current) 449797
Undisbursed Amount 0
Franchise Name -
Lender Location ID 48270
Servicing Lender Name JPMorgan Chase Bank, National Association
Servicing Lender Address 1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New York, NEW YORK, NY, 10271-1001
Project Congressional District NY-10
Number of Employees 67
NAICS code 624110
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 48270
Originating Lender Name JPMorgan Chase Bank, National Association
Originating Lender Address COLUMBUS, OH
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 452625.47
Forgiveness Paid Date 2021-12-02
2785528209 2020-08-03 0202 PPP 120 BROADWAY STE 1019, NEW YORK, NY, 10271
Loan Status Date 2021-04-24
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 456810
Loan Approval Amount (current) 456810
Undisbursed Amount 0
Franchise Name -
Lender Location ID 48270
Servicing Lender Name JPMorgan Chase Bank, National Association
Servicing Lender Address 1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address NEW YORK, NEW YORK, NY, 10271-0001
Project Congressional District NY-10
Number of Employees 47
NAICS code 624110
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 194093
Originating Lender Name JPMorgan Chase Bank, National Association
Originating Lender Address CHICAGO, IL
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 459346.82
Forgiveness Paid Date 2021-02-25

Date of last update: 31 Mar 2025

Sources: New York Secretary of State