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  5. THE F. B. HERON FOUNDATION

THE F. B. HERON FOUNDATION

Company Details

Name: THE F. B. HERON FOUNDATION
Jurisdiction: New York
Legal type: FOREIGN NOT-FOR-PROFIT CORPORATION
Status: Active
Date of registration: 26 Mar 1999 (26 years ago)
Entity Number: 2361062
ZIP code: 10112
County: New York
Place of Formation: Delaware
Address: 30 ROCKEFELLER PLAZA, NEW YORK, NY, United States, 10112

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
THE F B HERON FOUNDATION 401(K) SAVINGS PLAN 2023 133647019 2024-07-15 F.B. HERON FOUNDATION 22
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2000-05-01
Business code 813000
Sponsor’s telephone number 4752501020
Plan sponsor’s mailing address P.O. BOX 9438, NEW HAVEN, CT, 06534
Plan sponsor’s address 55 HUDSON YARDS, C/O MILBANK LLP, NEW YORK, NY, 10001

Number of participants as of the end of the plan year
Active participants 7
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 15
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 22
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2024-07-15
Name of individual signing JOHN WEILER
Valid signature Filed with authorized/valid electronic signature
THE F B HERON FOUNDATION 401(K) SAVINGS PLAN 2022 133647019 2023-05-05 F.B. HERON FOUNDATION 24
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2000-05-01
Business code 813000
Sponsor’s telephone number 4752501020
Plan sponsor’s mailing address P.O. BOX 996, NEW MILFORD, CT, 06776
Plan sponsor’s address 55 HUDSON YARDS, C/O MILBANK LLP, NEW YORK, NY, 10001

Number of participants as of the end of the plan year
Active participants 12
Retired or separated participants receiving benefits 1
Other retired or separated participants entitled to future benefits 9
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 22
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2023-05-05
Name of individual signing HENRY VIRGIL
Valid signature Filed with authorized/valid electronic signature
THE F B HERON FOUNDATION 401(K) SAVINGS PLAN 2021 133647019 2022-09-30 F.B. HERON FOUNDATION 20
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2000-05-01
Business code 813000
Sponsor’s telephone number 4752501020
Plan sponsor’s mailing address P.O. BOX 996, NEW MILFORD, CT, 06776
Plan sponsor’s address 55 HUDSON YARDS, C/O MILBANK LLP, NEW YORK, NY, 10001

Number of participants as of the end of the plan year
Active participants 14
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 10
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 22
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 1

Signature of
Role Plan administrator
Date 2022-09-30
Name of individual signing NHADINE LEUNG
Valid signature Filed with authorized/valid electronic signature
THE F.B. HERON FOUNDATION 401(K) SAVINGS PLAN 2016 133647019 2017-06-22 THE F.B. HERON FOUNDATION 20
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2000-05-01
Business code 813000
Sponsor’s telephone number 2124041828
Plan sponsor’s address 100 BROADWAY, 17TH FLOOR, NEW YORK, NY, 10005
THE F.B. HERON FOUNDATION 401(K) SAVINGS PLAN 2015 133647019 2016-07-25 THE F.B. HERON FOUNDATION 18
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2000-05-01
Business code 813000
Sponsor’s telephone number 2124041828
Plan sponsor’s address 100 BROADWAY, 17TH FLOOR, NEW YORK, NY, 10005
THE F.B. HERON FOUNDATION 401(K) SAVINGS PLAN 2014 133647019 2015-07-27 THE F.B. HERON FOUNDATION 15
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2000-05-01
Business code 813000
Sponsor’s telephone number 2124041828
Plan sponsor’s address 100 BROADWAY, 17TH FLOOR, NEW YORK, NY, 10005

Signature of
Role Plan administrator
Date 2015-07-27
Name of individual signing IAN MAGEE
Role Employer/plan sponsor
Date 2015-07-27
Name of individual signing IAN MAGEE
THE F.B. HERON FOUNDATION 401(K) SAVINGS PLAN 2013 133647019 2014-10-15 THE F.B. HERON FOUNDATION 13
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2000-05-01
Business code 813000
Sponsor’s telephone number 2124041828
Plan sponsor’s address 100 BROADWAY, 17TH FLOOR, NEW YORK, NY, 10005

Signature of
Role Plan administrator
Date 2014-10-15
Name of individual signing JANEEN RABINOWITZ
Role Employer/plan sponsor
Date 2014-10-15
Name of individual signing JANEEN RABINOWITZ
THE F.B. HERON FOUNDATION 401(K) SAVINGS PLAN 2012 133647019 2013-07-25 THE F.B. HERON FOUNDATION 13
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2000-05-01
Business code 813000
Sponsor’s telephone number 2124041828
Plan sponsor’s address 100 BROADWAY, 17TH FLOOR, NEW YORK, NY, 10005

Signature of
Role Plan administrator
Date 2013-07-25
Name of individual signing COLLEEN DEMPSEY
Role Employer/plan sponsor
Date 2013-07-25
Name of individual signing COLLEEN DEMPSEY
THE F.B. HERON FOUNDATION 401(K) SAVINGS PLAN 2011 133647019 2012-07-26 THE F.B. HERON FOUNDATION 15
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2000-05-01
Business code 813000
Sponsor’s telephone number 2124041828
Plan sponsor’s address 100 BROADWAY, 17TH FLOOR, NEW YORK, NY, 10005

Plan administrator’s name and address
Administrator’s EIN 133647019
Plan administrator’s name THE F.B. HERON FOUNDATION
Plan administrator’s address 100 BROADWAY, 17TH FLOOR, NEW YORK, NY, 10005
Administrator’s telephone number 2124041828

Signature of
Role Plan administrator
Date 2012-07-26
Name of individual signing KATHLEEN STARR
Role Employer/plan sponsor
Date 2012-07-26
Name of individual signing KATHLEEN STARR
THE F.B. HERON FOUNDATION 401(K) SAVINGS PLAN 2010 133647019 2011-10-12 THE F.B. HERON FOUNDATION 17
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2000-05-01
Business code 813000
Sponsor’s telephone number 2124041828
Plan sponsor’s address 100 BROADWAY, 17TH FLOOR, NEW YORK, NY, 10005

Plan administrator’s name and address
Administrator’s EIN 133647019
Plan administrator’s name THE F.B. HERON FOUNDATION
Plan administrator’s address 100 BROADWAY, 17TH FLOOR, NEW YORK, NY, 10005
Administrator’s telephone number 2124041828

Signature of
Role Plan administrator
Date 2011-10-12
Name of individual signing KATHLEEN STARR
Role Employer/plan sponsor
Date 2011-10-12
Name of individual signing KATHLEEN STARR

Agent

Name Role Address
JAMES S. SLIGAR C/O MILBANK TWEED HADLEY & MCCLOY LLP Agent ONE CHASE MANHATTAN PLAZA, NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 30 ROCKEFELLER PLAZA, NEW YORK, NY, United States, 10112

Filings

Filing Number Date Filed Type Effective Date
990326000666 1999-03-26 APPLICATION OF AUTHORITY 1999-03-26

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Related by address

30 ROCKEFELLER PLAZA, NEW YORK, NY, United States, 10112

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Date of last update: 03 Jan 2025

Sources: New York Secretary of State

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