|
FOREX CAPITAL MARKETS
|
2011
|
113502151
|
2012-07-25
|
FOREX CAPITAL MARKETS, LLC
|
449
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
501
|
| Effective date of plan |
2011-01-01
|
| Business code |
523130
|
| Sponsor’s telephone number |
2128977660
|
| Plan sponsor’s mailing address |
55 WATER STREET, 50TH FLOOR, NEW YORK, NY, 10041
|
| Plan sponsor’s
address |
55 WATER STREET, 50TH FLOOR, NEW YORK, NY, 10041
|
Plan administrator’s name and address
| Administrator’s EIN |
113502151 |
| Plan administrator’s name |
FOREX CAPITAL MARKETS, LLC |
| Plan administrator’s
address |
55 WATER STREET, 50TH FLOOR, NEW YORK, NY, 10041 |
| Administrator’s telephone number |
2128977660 |
Number of participants as of the end of the plan year
| Active participants |
449 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-07-25 |
| Name of individual signing |
SANDRA FAUST |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2012-07-25 |
| Name of individual signing |
DAVID SAKHAI |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
FOREX CAPITAL MARKET WELFARE BENEFIT PLAN
|
2010
|
113502151
|
2011-08-05
|
FOREX CAPITAL MARKETS, LLC
|
551
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
501
|
| Effective date of plan |
2003-01-01
|
| Business code |
523130
|
| Sponsor’s telephone number |
2128977660
|
| Plan sponsor’s mailing address |
32 OLD SLIP, 10TH FLOOR, NEW YORK, NY, 100055300
|
| Plan sponsor’s
address |
32 OLD SLIP, 10TH FLOOR, NEW YORK, NY, 100055300
|
Plan administrator’s name and address
| Administrator’s EIN |
113502151 |
| Plan administrator’s name |
FOREX CAPITAL MARKETS, LLC |
| Plan administrator’s
address |
32 OLD SLIP, 10TH FLOOR, NEW YORK, NY, 100055300 |
| Administrator’s telephone number |
2128977660 |
Number of participants as of the end of the plan year
| Active participants |
498 |
| Retired or separated participants receiving
benefits |
20 |
| Other
retired or separated participants entitled to future benefits |
24 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-08-05 |
| Name of individual signing |
SANDRA FAUST |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
FOREX CAPITAL MARKET WELFARE BENEFIT PLAN
|
2009
|
113502151
|
2010-07-23
|
FOREX CAPITAL MARKETS, LLC
|
451
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
501
|
| Effective date of plan |
2003-01-01
|
| Business code |
523130
|
| Sponsor’s telephone number |
2128977660
|
| Plan sponsor’s mailing address |
32 OLD SLIP, 10TH FLOOR, NEW YORK, NY, 100055300
|
| Plan sponsor’s
address |
32 OLD SLIP, 10TH FLOOR, NEW YORK, NY, 100055300
|
Plan administrator’s name and address
| Administrator’s EIN |
113502151 |
| Plan administrator’s name |
FOREX CAPITAL MARKETS, LLC |
| Plan administrator’s
address |
32 OLD SLIP, 10TH FLOOR, NEW YORK, NY, 100055300 |
| Administrator’s telephone number |
2128977660 |
Number of participants as of the end of the plan year
| Active participants |
489 |
| Retired or separated participants receiving
benefits |
13 |
| Other
retired or separated participants entitled to future benefits |
49 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-07-23 |
| Name of individual signing |
JOE FILKO |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
