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FRANKLIN ROCK, INC.

Company Details

Name: FRANKLIN ROCK, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 31 Aug 1999 (26 years ago)
Entity Number: 2414566
ZIP code: 13045
County: Cortland
Place of Formation: New York
Address: 1819 State Route 13, Cortland, NY, United States, 13045
Principal Address: 1819 NYS ROUTE 13, CORTLAND, NY, United States, 13045

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
FRANKLIN ROCK, INC RETIREMENT PLAN 2023 161573293 2024-07-10 FRANKLIN ROCK, INC. 58
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 237310
Sponsor’s telephone number 6077562819
Plan sponsor’s address 1819 NYS RTE. 13, CORTLAND, NY, 13045

Signature of

Role Plan administrator
Date 2024-06-26
Name of individual signing JULIE HOPKINS
Role Employer/plan sponsor
Date 2024-06-26
Name of individual signing JULIE HOPKINS
FRANKLIN ROCK, INC RETIREMENT PLAN 2022 161573293 2023-05-23 FRANKLIN ROCK, INC. 43
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 237310
Sponsor’s telephone number 6077562819
Plan sponsor’s address 1819 NYS RTE. 13, CORTLAND, NY, 13045

Signature of

Role Plan administrator
Date 2023-05-23
Name of individual signing JULIE HOPKINS
FRANKLIN ROCK, INC RETIREMENT PLAN 2021 161573293 2022-06-10 FRANKLIN ROCK, INC. 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 237310
Sponsor’s telephone number 6077562819
Plan sponsor’s address 1819 NYS RTE. 13, CORTLAND, NY, 13045

Signature of

Role Plan administrator
Date 2022-06-10
Name of individual signing JULIE HOPKINS
FRANKLIN ROCK, INC RETIREMENT PLAN 2020 161573293 2021-07-14 FRANKLIN ROCK, INC. 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 237310
Sponsor’s telephone number 6077562819
Plan sponsor’s address 1819 NYS RTE. 13, CORTLAND, NY, 13045

Signature of

Role Plan administrator
Date 2021-07-14
Name of individual signing BETSY SPALLUTO
Role Employer/plan sponsor
Date 2021-07-14
Name of individual signing BETSY SPALLUTO
FRANKLIN ROCK, INC RETIREMENT PLAN 2019 161573293 2020-08-28 FRANKLIN ROCK, INC. 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 237310
Sponsor’s telephone number 6077562819
Plan sponsor’s address 1819 NYS RTE. 13, CORTLAND, NY, 13045

Signature of

Role Plan administrator
Date 2020-08-28
Name of individual signing ELIZABETH SPALLUTO
FRANKLIN ROCK, INC RETIREMENT PLAN 2018 161573293 2019-07-01 FRANKLIN ROCK, INC. 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 237310
Sponsor’s telephone number 6077562819
Plan sponsor’s address 1819 NYS RTE. 13, CORTLAND, NY, 13045

Signature of

Role Plan administrator
Date 2019-07-01
Name of individual signing ELIZABETH M. SPALLUTO
Role Employer/plan sponsor
Date 2019-07-01
Name of individual signing ELIZABETH M. SPALLUTO
FRANKLIN ROCK, INC RETIREMENT PLAN 2017 161573293 2018-10-01 FRANKLIN ROCK, INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 237310
Sponsor’s telephone number 6077562819
Plan sponsor’s address 1819 NYS RTE. 13, CORTLAND, NY, 13045

Signature of

Role Plan administrator
Date 2018-10-01
Name of individual signing ELIZABETH M. SPALLUTO
FRANKLIN ROCK, INC RETIREMENT PLAN 2016 161573293 2017-09-20 FRANKLIN ROCK, INC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 237310
Sponsor’s telephone number 6077562819
Plan sponsor’s address 1819 NYS RTE. 13, CORTLAND, NY, 13045

Signature of

Role Plan administrator
Date 2017-09-20
Name of individual signing ELIZABETH M SPALLUTO
FRANKLIN ROCK, INC RETIREMENT PLAN 2015 161573293 2016-07-21 FRANKLIN ROCK, INC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 237310
Sponsor’s telephone number 6077562819
Plan sponsor’s address 1819 NYS RTE. 13, CORTLAND, NY, 13045

Signature of

Role Plan administrator
Date 2016-07-21
Name of individual signing ELIZABETH M. SPALLUTO
Role Employer/plan sponsor
Date 2016-07-21
Name of individual signing ELIZABETH M. SPALLUTO
FRANKLIN ROCK, INC. RETIREMENT PLAN 2014 161573293 2015-10-06 FRANKLIN ROCK, INC. 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 237310
Sponsor’s telephone number 6077562819
Plan sponsor’s address 1819 NYS RTE. 13, CORTLAND, NY, 13045

Signature of

Role Plan administrator
Date 2015-10-06
Name of individual signing STEPHEN J COMPAGNI
Role Employer/plan sponsor
Date 2015-10-06
Name of individual signing STEPHEN J COMPQAGNI

DOS Process Agent

Name Role Address
FRANKLIN ROCK INC DOS Process Agent 1819 State Route 13, Cortland, NY, United States, 13045

Chief Executive Officer

Name Role Address
STEPHEN J. COMPAGNI Chief Executive Officer 1819 NYS ROUTE 13, CORTLAND, NY, United States, 13045

History

Start date End date Type Value
2023-08-22 2024-08-01 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-08-22 2023-08-22 Address 1819 NYS ROUTE 13, CORTLAND, NY, 13045, USA (Type of address: Chief Executive Officer)
2007-08-17 2023-08-22 Address 1819 NYS ROUTE 13, CORTLAND, NY, 13045, USA (Type of address: Service of Process)
2007-08-17 2023-08-22 Address 1819 NYS ROUTE 13, CORTLAND, NY, 13045, USA (Type of address: Chief Executive Officer)
2001-08-10 2007-08-17 Address 1819 NYS RTE 13, CORTLAND, NY, 13045, USA (Type of address: Principal Executive Office)
2001-08-10 2007-08-17 Address 1819 NYS RTE 13, CORTLAND, NY, 13045, USA (Type of address: Chief Executive Officer)
2001-08-10 2007-08-17 Address 1819 NYS RTE 13, CORTLAND, NY, 13045, USA (Type of address: Service of Process)
1999-08-31 2001-08-10 Address 34 FRANKLIN STREET, CORTLAND, NY, 13045, USA (Type of address: Service of Process)
1999-08-31 2023-08-22 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0

Filings

Filing Number Date Filed Type Effective Date
230822003128 2023-08-22 BIENNIAL STATEMENT 2023-08-01
220803000312 2022-08-03 BIENNIAL STATEMENT 2021-08-01
130911006183 2013-09-11 BIENNIAL STATEMENT 2013-08-01
110809003094 2011-08-09 BIENNIAL STATEMENT 2011-08-01
090729002716 2009-07-29 BIENNIAL STATEMENT 2009-08-01
070817003011 2007-08-17 BIENNIAL STATEMENT 2007-08-01
051021002253 2005-10-21 BIENNIAL STATEMENT 2005-08-01
010810002743 2001-08-10 BIENNIAL STATEMENT 2001-08-01
990831000565 1999-08-31 CERTIFICATE OF INCORPORATION 1999-08-31

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
6571987203 2020-04-28 0248 PPP 1819 NYS RT 13, CORTLAND, NY, 13045
Loan Status Date 2021-10-13
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 293486
Loan Approval Amount (current) 293486
Undisbursed Amount 0
Franchise Name -
Lender Location ID 49989
Servicing Lender Name NBT Bank, National Association
Servicing Lender Address 52 S Broad St, NORWICH, NY, 13815-1646
Rural or Urban Indicator R
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address CORTLAND, CORTLAND, NY, 13045-0001
Project Congressional District NY-19
Number of Employees 18
NAICS code 237310
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 49989
Originating Lender Name NBT Bank, National Association
Originating Lender Address NORWICH, NY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 297377.7
Forgiveness Paid Date 2021-09-01

Date of last update: 13 Mar 2025

Sources: New York Secretary of State