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BROKER DEALER FINANCIAL SERVICES CORP.

BROKER DEALER FINANCIAL SERVICES CORP.

Company Details

Name:	BROKER DEALER FINANCIAL SERVICES CORP.
Jurisdiction:	New York
Legal type:	FOREIGN BUSINESS CORPORATION
Status:	Active
Date of registration:	19 Nov 1999 (25 years ago)
Entity Number:	2441765
ZIP code:	12207
County:	New York
Place of Formation:	Iowa
Principal Address:	140 SOUTH 68TH STREET, WEST DES MOINES, IA, United States, 50266
Address:	80 STATE STREET, ALBANY, NY, United States, 12207

Agent

Name	Role
Registered Agent resigned	Agent

DOS Process Agent

Name	Role	Address
C/O CORPORATION SERVICE COMPANY	DOS Process Agent	80 STATE STREET, ALBANY, NY, United States, 12207

Chief Executive Officer

Name	Role	Address
LISA SMITH	Chief Executive Officer	140 SOUTH 68TH STREET, WEST DES MOINES, IA, United States, 50266

History

Start date	End date	Type	Value
2017-11-01	2024-11-22	Address	140 SOUTH 68TH STREET, WEST DES MOINES, IA, 50266, USA (Type of address: Chief Executive Officer)
2016-12-15	2024-11-22	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2016-12-15	2024-11-22	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2015-11-25	2017-11-01	Address	140 S 68TH ST, STE 2200, WEST DES MOINES, IA, 50266, USA (Type of address: Chief Executive Officer)
2013-11-22	2017-11-01	Address	140 S 68TH ST, STE 2200, WEST DES MOINES, IA, 50266, USA (Type of address: Principal Executive Office)
2013-11-22	2015-11-25	Address	140 S 68TH ST, STE 2200, WEST DES MOINES, IA, 50266, USA (Type of address: Chief Executive Officer)
2013-11-22	2016-12-15	Address	140 S 68TH ST, STE 2200, WEST DES MOINES, IA, 50266, USA (Type of address: Service of Process)
2011-11-22	2013-11-22	Address	1405 S 68TH ST, STE 2200, WEST DES MAINES, IA, 50266, USA (Type of address: Service of Process)
2011-11-22	2013-11-22	Address	1405 S 68TH ST, STE 2200, WEST DES MAINES, IA, 50266, USA (Type of address: Principal Executive Office)
2011-11-22	2013-11-22	Address	140 S 68TH ST, STE 2200, WEST DES MAINES, IA, 50266, USA (Type of address: Chief Executive Officer)
2009-11-30	2011-11-22	Address	8800 NW 62ND AVE, PO BOX 6240, JOHNSTON, IA, 50131, USA (Type of address: Chief Executive Officer)
2001-12-04	2009-11-30	Address	8800 NW 62ND AVE, PO BOX 6240, JOHNSTON, IA, 50131, USA (Type of address: Chief Executive Officer)
2001-12-04	2011-11-22	Address	8800 NW 62ND AVE, PO BOX 6240, JOHNSTON, IA, 50131, USA (Type of address: Principal Executive Office)
2001-12-04	2011-11-22	Address	8800 NW 62ND AVE, PO BOX 6240, JOHNSTON, IA, 50131, USA (Type of address: Service of Process)
1999-11-19	2001-12-04	Address	418 SIXTH AVE., STE. 112, PO BOX 5008, DES MOINES, IA, 50309, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
241122002631	2024-11-21	CERTIFICATE OF RESIGNATION OF REGISTERED AGENT	2024-11-21
171101006146	2017-11-01	BIENNIAL STATEMENT	2017-11-01
161215000557	2016-12-15	CERTIFICATE OF CHANGE	2016-12-15
151125006091	2015-11-25	BIENNIAL STATEMENT	2015-11-01
131122006060	2013-11-22	BIENNIAL STATEMENT	2013-11-01
111122002159	2011-11-22	BIENNIAL STATEMENT	2011-11-01
091130002219	2009-11-30	BIENNIAL STATEMENT	2009-11-01
071130002534	2007-11-30	BIENNIAL STATEMENT	2007-11-01
060105002103	2006-01-05	BIENNIAL STATEMENT	2005-11-01
031104002552	2003-11-04	BIENNIAL STATEMENT	2003-11-01
011204002055	2001-12-04	BIENNIAL STATEMENT	2001-11-01
991119000331	1999-11-19	APPLICATION OF AUTHORITY	1999-11-19

Date of last update: 03 Jan 2025

Sources: New York Secretary of State