GUGGENHEIM SECURITIES, LLC
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| Name: | GUGGENHEIM SECURITIES, LLC |
| Jurisdiction: | New York |
| Legal type: | FOREIGN LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 29 Nov 1999 (26 years ago) |
| Entity Number: | 2444252 |
| ZIP code: | 10528 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 600 MAMARONECK AVENUE, #400, HARRISON, NY, United States, 10528 |
| Name | Role | Address |
|---|---|---|
| UNITED AGENT GROUP INC. | Agent | 600 MAMARONECK AVENUE, #400, HARRISON, NY, 10528 |
| Name | Role | Address |
|---|---|---|
| C/O UNITED AGENT GROUP INC. | DOS Process Agent | 600 MAMARONECK AVENUE, #400, HARRISON, NY, United States, 10528 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2021-10-20 | 2023-11-01 | Address | 600 MAMARONECK AVENUE, #400, HARRISON, NY, 10528, USA (Type of address: Registered Agent) |
| 2021-10-20 | 2023-11-01 | Address | 600 MAMARONECK AVENUE, #400, HARRISON, NY, 10528, USA (Type of address: Service of Process) |
| 2016-09-29 | 2021-10-20 | Address | 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent) |
| 2010-01-14 | 2021-10-20 | Address | 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process) |
| 2004-03-08 | 2009-08-05 | Name | GUGGENHEIM CAPITAL MARKETS, LLC |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 231101035128 | 2023-11-01 | BIENNIAL STATEMENT | 2023-11-01 |
| 211110003036 | 2021-11-10 | BIENNIAL STATEMENT | 2021-11-10 |
| 211020002555 | 2021-10-19 | CERTIFICATE OF CHANGE BY ENTITY | 2021-10-19 |
| 191101061544 | 2019-11-01 | BIENNIAL STATEMENT | 2019-11-01 |
| 171101007192 | 2017-11-01 | BIENNIAL STATEMENT | 2017-11-01 |
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Date of last update: 31 Mar 2025
Sources: New York Secretary of State