Search icon

GUGGENHEIM SECURITIES, LLC

Company Details

Name: GUGGENHEIM SECURITIES, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 29 Nov 1999 (25 years ago)
Entity Number: 2444252
ZIP code: 10528
County: New York
Place of Formation: Delaware
Address: 600 MAMARONECK AVENUE, #400, HARRISON, NY, United States, 10528

Agent

Name Role Address
UNITED AGENT GROUP INC. Agent 600 MAMARONECK AVENUE, #400, HARRISON, NY, 10528

DOS Process Agent

Name Role Address
C/O UNITED AGENT GROUP INC. DOS Process Agent 600 MAMARONECK AVENUE, #400, HARRISON, NY, United States, 10528

History

Start date End date Type Value
2021-10-20 2023-11-01 Address 600 MAMARONECK AVENUE, #400, HARRISON, NY, 10528, USA (Type of address: Service of Process)
2021-10-20 2023-11-01 Address 600 MAMARONECK AVENUE, #400, HARRISON, NY, 10528, USA (Type of address: Registered Agent)
2016-09-29 2021-10-20 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2010-01-14 2021-10-20 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2004-03-08 2009-08-05 Name GUGGENHEIM CAPITAL MARKETS, LLC
2003-09-08 2010-01-14 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2003-09-08 2016-09-29 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2002-08-23 2003-09-08 Address 1275 BROADWAY, ALBANY, NY, 12204, USA (Type of address: Service of Process)
2002-08-23 2003-09-08 Address 1275 BROADWAY, ALBANY, NY, 12204, USA (Type of address: Registered Agent)
2002-04-02 2002-08-23 Address 41 STATE STREET, SUITE 608, ALBANY, NY, 12207, USA (Type of address: Registered Agent)

Filings

Filing Number Date Filed Type Effective Date
231101035128 2023-11-01 BIENNIAL STATEMENT 2023-11-01
211110003036 2021-11-10 BIENNIAL STATEMENT 2021-11-10
211020002555 2021-10-19 CERTIFICATE OF CHANGE BY ENTITY 2021-10-19
191101061544 2019-11-01 BIENNIAL STATEMENT 2019-11-01
171101007192 2017-11-01 BIENNIAL STATEMENT 2017-11-01
160929000516 2016-09-29 CERTIFICATE OF CHANGE 2016-09-29
151118006135 2015-11-18 BIENNIAL STATEMENT 2015-11-01
131126006029 2013-11-26 BIENNIAL STATEMENT 2013-11-01
111206002361 2011-12-06 BIENNIAL STATEMENT 2011-11-01
100114002689 2010-01-14 BIENNIAL STATEMENT 2009-11-01

Date of last update: 31 Mar 2025

Sources: New York Secretary of State