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  5. ECC ADVISORS, LLC

ECC ADVISORS, LLC

Company Details

Name: ECC ADVISORS, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 06 Dec 1999 (25 years ago)
Entity Number: 2446453
ZIP code: 10017
County: New York
Place of Formation: Delaware
Address: 767 THIRD AVE FLR 7, NEW YORK, NY, United States, 10017

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ECC ADVISORS LLC 401(K) PROFIT SHARING PLAN AND TRUST 2023 134087733 2024-08-13 ECC ADVISORS LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 2127020950
Plan sponsor’s address 767 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2024-08-13
Name of individual signing WARREN WANG
ECC ADVISORS LLC 401(K) PROFIT SHARING PLAN AND TRUST 2022 134087733 2023-09-21 ECC ADVISORS LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 2127020950
Plan sponsor’s address 767 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2023-09-21
Name of individual signing WARREN WANG
ECC ADVISORS LLC 401(K) PROFIT SHARING PLAN AND TRUST 2021 134087733 2022-07-09 ECC ADVISORS LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 2127020950
Plan sponsor’s address 767 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2022-07-09
Name of individual signing WARREN WANG
ECC ADVISORS LLC 401(K) PROFIT SHARING PLAN AND TRUST 2020 134087733 2021-07-15 ECC ADVISORS LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 2127020950
Plan sponsor’s address 767 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2021-07-15
Name of individual signing WARREN WANG
ECC ADVISORS LLC 401(K) PROFIT SHARING PLAN AND TRUST 2019 134087733 2020-10-13 ECC ADVISORS LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 2127020950
Plan sponsor’s address 767 THIRD AVENUE,7TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2020-10-13
Name of individual signing WARREN WANG
ECC ADVISORS LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 134087733 2019-07-15 ECC ADVISORS LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 2127020950
Plan sponsor’s address 767 THIRD AVENUE,7TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2019-07-15
Name of individual signing WARREN WANG
ECC ADVISORS LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 134087733 2018-07-25 ECC ADVISORS LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 2127020950
Plan sponsor’s address 767 THIRD AVENUE,7TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2018-07-25
Name of individual signing WARREN WANG
ECC ADVISORS LLC 401 K PROFIT SHARING PLAN TRUST 2016 134087733 2017-06-12 ECC ADVISORS LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 2127020950
Plan sponsor’s address 767 3RD AVE RM 700, NEW YORK, NY, 100179026

Signature of
Role Plan administrator
Date 2017-06-12
Name of individual signing WARREN WANG
ECC ADVISORS LLC 401 K PROFIT SHARING PLAN TRUST 2015 134087733 2016-07-13 ECC ADVISORS LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 2127020950
Plan sponsor’s address 767 3RD AVE RM 700, NEW YORK, NY, 100179026

Signature of
Role Plan administrator
Date 2016-07-13
Name of individual signing WARREN WANG
ECC ADVISORS LLC 401 K PROFIT SHARING PLAN TRUST 2014 134087733 2015-07-10 ECC ADVISORS LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 2127020950
Plan sponsor’s address 767 3RD AVE RM 700, NEW YORK, NY, 100179026

Signature of
Role Plan administrator
Date 2015-07-10
Name of individual signing WARREN WANG

Agent

Name Role Address
CHARLES B. HIGHES Agent 767 3RD AVE 7TH FL, NY, NY, 10017

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 767 THIRD AVE FLR 7, NEW YORK, NY, United States, 10017

History

Start date End date Type Value
1999-12-06 2014-07-29 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
1999-12-06 2014-01-15 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
140729000213 2014-07-29 CERTIFICATE OF CHANGE 2014-07-29
140115002301 2014-01-15 BIENNIAL STATEMENT 2013-12-01
120215002268 2012-02-15 BIENNIAL STATEMENT 2011-12-01
100106002108 2010-01-06 BIENNIAL STATEMENT 2009-12-01
080109002244 2008-01-09 BIENNIAL STATEMENT 2007-12-01
051201002656 2005-12-01 BIENNIAL STATEMENT 2005-12-01
031205002002 2003-12-05 BIENNIAL STATEMENT 2003-12-01
011207002214 2001-12-07 BIENNIAL STATEMENT 2001-12-01
000225000629 2000-02-25 AFFIDAVIT OF PUBLICATION 2000-02-25
000225000623 2000-02-25 AFFIDAVIT OF PUBLICATION 2000-02-25

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
9786077104 2020-04-15 0202 PPP 767 3rd Ave Fl 7, New York, NY, 10017-2023
Loan Status Date 2021-03-23
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 78300
Loan Approval Amount (current) 78300
Undisbursed Amount 0
Franchise Name -
Lender Location ID 48270
Servicing Lender Name JPMorgan Chase Bank, National Association
Servicing Lender Address 1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New York, NEW YORK, NY, 10017-2023
Project Congressional District NY-12
Number of Employees 6
NAICS code 523910
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 474333
Originating Lender Name JPMorgan Chase Bank, National Association
Originating Lender Address San Francisco, CA
Gender Unanswered
Veteran Non-Veteran
Forgiveness Amount 78954.29
Forgiveness Paid Date 2021-02-25

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Date of last update: 31 Mar 2025

Sources: New York Secretary of State

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