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ACQUA WELLINGTON ASSET MANAGEMENT LLC

Company Details

Name: ACQUA WELLINGTON ASSET MANAGEMENT LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 10 Jan 2000 (25 years ago)
Entity Number: 2459652
ZIP code: 10036
County: New York
Place of Formation: Delaware
Address: ATTN MARTIN ERIC WEISBERG ESQ, 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, United States, 10036

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ACQUA WELLINGTON ASSET MANAGEMENT, LLC 401(K) SAVINGS & RETIREMENT PLAN 2017 134096139 2018-05-07 ACQUA WELLINGTON ASSET MANAGEMENT, LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2128569594
Plan sponsor’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013
ACQUA WELLINGTON ASSET MANAGEMENT, LLC 401(K) SAVINGS & RETIREMENT PLAN 2016 134096139 2017-09-25 ACQUA WELLINGTON ASSET MANAGEMENT, LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2128569594
Plan sponsor’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013
ACQUA WELLINGTON ASSET MANAGEMENT, LLC 401(K) SAVINGS & RETIREMENT PLAN 2015 134096139 2016-09-20 ACQUA WELLINGTON ASSET MANAGEMENT, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2128569594
Plan sponsor’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013

Signature of

Role Plan administrator
Date 2016-09-20
Name of individual signing NEVILLA KONDILI
ACQUA WELLINGTON ASSET MANAGEMENT, LLC 401(K) SAVINGS & RETIREMENT PLAN 2014 134096139 2015-05-26 ACQUA WELLINGTON ASSET MANAGEMENT, LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2128569594
Plan sponsor’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013

Signature of

Role Plan administrator
Date 2015-05-26
Name of individual signing NEVILLA KONDILI
ACQUA WELLINGTON ASSET MANAGEMENT, LLC 401(K) SAVINGS & RETIREMENT PLAN 2013 134096139 2014-05-29 ACQUA WELLINGTON ASSET MANAGEMENT, LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2128569594
Plan sponsor’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013

Signature of

Role Plan administrator
Date 2014-05-29
Name of individual signing NEVILA KOPRENCKA
ACQUA WELLINGTON ASSET MANAGEMENT, LLC 401(K) SAVINGS & RETIREMENT PLAN 2012 134096139 2013-05-30 ACQUA WELLINGTON ASSET MANAGEMENT, LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2128569594
Plan sponsor’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013

Signature of

Role Plan administrator
Date 2013-05-30
Name of individual signing NEVILA KOPRENCKA
ACQUA WELLINGTON ASSET MANAGEMENT, LLC 401(K) SAVINGS & RETIREMENT PLAN 2011 134096139 2012-05-15 ACQUA WELLINGTON ASSET MANAGEMENT, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2128569594
Plan sponsor’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013

Plan administrator’s name and address

Administrator’s EIN 134096139
Plan administrator’s name ACQUA WELLINGTON ASSET MANAGEMENT, LLC
Plan administrator’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013
Administrator’s telephone number 2128569594

Signature of

Role Plan administrator
Date 2012-05-15
Name of individual signing NEVILA KOPRENCKA
ACQUA WELLINGTON ASSET MANAGEMENT, LLC 401(K) SAVINGS & RETIREMENT PLAN 2010 134096139 2011-10-04 ACQUA WELLINGTON ASSET MANAGEMENT, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2128569594
Plan sponsor’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013

Plan administrator’s name and address

Administrator’s EIN 134096139
Plan administrator’s name ACQUA WELLINGTON ASSET MANAGEMENT, LLC
Plan administrator’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013
Administrator’s telephone number 2128569594

Signature of

Role Plan administrator
Date 2011-10-04
Name of individual signing NEVILA KOPRENCKA
ACQUA WELLINGTON ASSET MANAGEMENT, LLC 401(K) SAVINGS & RETIREMENT PLAN 2009 134096139 2010-10-13 ACQUA WELLINGTON ASSET MANAGEMENT, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2128569594
Plan sponsor’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013

Plan administrator’s name and address

Administrator’s EIN 134096139
Plan administrator’s name ACQUA WELLINGTON ASSET MANAGEMENT, LLC
Plan administrator’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013
Administrator’s telephone number 2128569594

Signature of

Role Plan administrator
Date 2010-10-13
Name of individual signing NEVILA KOPRENCKA
ACQUA WELLINGTON ASSET MANAGEMENT, LLC 401(K) SAVINGS & RETIREMENT PLAN 2009 134096139 2010-06-22 ACQUA WELLINGTON ASSET MANAGEMENT, LLC 12
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2128569594
Plan sponsor’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013

Plan administrator’s name and address

Administrator’s EIN 134096139
Plan administrator’s name ACQUA WELLINGTON ASSET MANAGEMENT, LLC
Plan administrator’s address 100 GRAND STREET, 4TH FLOOR, NEW YORK, NY, 10013
Administrator’s telephone number 2128569594

Signature of

Role Plan administrator
Date 2010-06-22
Name of individual signing KALMAN SCHOOR

DOS Process Agent

Name Role Address
C/O PARKER CHAPIN FLATTAU & KLIMPL, LLP DOS Process Agent ATTN MARTIN ERIC WEISBERG ESQ, 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, United States, 10036

Filings

Filing Number Date Filed Type Effective Date
000425000574 2000-04-25 AFFIDAVIT OF PUBLICATION 2000-04-25
000425000578 2000-04-25 AFFIDAVIT OF PUBLICATION 2000-04-25
000110000556 2000-01-10 APPLICATION OF AUTHORITY 2000-01-10

Date of last update: 20 Jan 2025

Sources: New York Secretary of State