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KOREA INVESTMENT & SECURITIES AMERICA, INC.

Company Details

Name: KOREA INVESTMENT & SECURITIES AMERICA, INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 27 Apr 2000 (25 years ago)
Entity Number: 2503768
ZIP code: 10019
County: New York
Place of Formation: Delaware
Address: 1350 AVE OF THE AMERICAS, SUITE 1602, NEW YORK, NY, United States, 10019
Principal Address: 1350 AVE OF AMERICAS, #1602, NEW YORK, NY, United States, 10019

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
KOREA INVESTMENT & SECURITIES AMERICA, INC. 401(K) PLAN 2023 134118512 2024-05-16 KOREA INVESTMENT & SECURITIES AMERICA, INC. 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-10-01
Business code 523130
Sponsor’s telephone number 2123140685
Plan sponsor’s address 1350 AVENUE OF THE AMERICA SUITE 16, NEW YORK, NY, 10019

Plan administrator’s name and address

Administrator’s EIN 273232902
Plan administrator’s name SBSF
Plan administrator’s address 3475 CORPORATE WAY, SUITE D, DULUTH, GA, 30096

Signature of

Role Plan administrator
Date 2024-05-16
Name of individual signing VU TRAN
KOREA INVESTMENT & SECURITIES AMERICA, INC. 401(K) PLAN 2022 134118512 2023-05-08 KOREA INVESTMENT & SECURITIES AMERICA, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-10-01
Business code 523130
Sponsor’s telephone number 2123140685
Plan sponsor’s address 1350 AVENUE OF THE AMERICA SUITE 16, NEW YORK, NY, 10019

Plan administrator’s name and address

Administrator’s EIN 273232902
Plan administrator’s name SBSF
Plan administrator’s address 1670 MCKENDREE CHURCH RD STE 50, LAWRENCEVILLE, GA, 30043

Signature of

Role Plan administrator
Date 2023-05-08
Name of individual signing VU TRAN
KOREA INVESTMENT & SECURITIES AMERICA, INC. 401(K) PLAN 2021 134118512 2022-05-08 KOREA INVESTMENT & SECURITIES AMERICA, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-10-01
Business code 523130
Sponsor’s telephone number 2123140685
Plan sponsor’s address 1350 AVENUE OF THE AMERICA SUITE 16, NEW YORK, NY, 10019

Plan administrator’s name and address

Administrator’s EIN 273232902
Plan administrator’s name SBSF
Plan administrator’s address 1670 MCKENDREE CHURCH RD STE 50, LAWRENCEVILLE, GA, 30043

Signature of

Role Plan administrator
Date 2022-05-08
Name of individual signing VU TRAN
KOREA INVESTMENT & SECURITIES AMERICA, INC. 401(K) PLAN 2020 134118512 2021-06-07 KOREA INVESTMENT & SECURITIES AMERICA, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-10-01
Business code 523130
Sponsor’s telephone number 2123140685
Plan sponsor’s address 1350 AVENUE OF THE AMERICA SUITE 16, NEW YORK, NY, 10019

Plan administrator’s name and address

Administrator’s EIN 273232902
Plan administrator’s name SBSF
Plan administrator’s address 1670 MCKENDREE CHURCH RD STE 50, LAWRENCEVILLE, GA, 30043

Signature of

Role Plan administrator
Date 2021-06-07
Name of individual signing VU TRAN

DOS Process Agent

Name Role Address
KOREA INVESTMENT & SECURITIES AMERICA, INC. DOS Process Agent 1350 AVE OF THE AMERICAS, SUITE 1602, NEW YORK, NY, United States, 10019

Chief Executive Officer

Name Role Address
HOON SULL Chief Executive Officer 1350 AVE OF AMERICAS, #1602, NEW YORK, NY, United States, 10019

History

Start date End date Type Value
2024-08-23 2024-08-23 Address 1350 AVE OF AMERICAS, #1602, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2018-04-02 2024-08-23 Address 1350 AVE OF THE AMERICAS, SUITE 1602, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
2018-04-02 2024-08-23 Address 1350 AVE OF AMERICAS, #1602, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2012-05-30 2018-04-02 Address 1350 AVE OF AMERICAS, #1110, NEW YORK, NY, 10019, USA (Type of address: Principal Executive Office)
2012-05-30 2018-04-02 Address 1350 AVE OF AMERICAS, #1110, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2012-05-30 2018-04-02 Address 1350 AVE OF THE AMERICAS, SUITE 1110, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
2010-12-07 2012-05-30 Address 1350 AVE OF AMERICAS / #1110, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2010-12-07 2012-05-30 Address 1350 AVE OF AMERICAS / #1110, NEW YORK, NY, 10019, USA (Type of address: Principal Executive Office)
2010-04-21 2010-12-07 Address 400 KELBY ST 11TH FL, FORT LEE, NJ, 07024, USA (Type of address: Chief Executive Officer)
2007-06-05 2010-04-21 Address 400 KELBY ST 11TH FL, FORT LEE, NJ, 07024, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
240823001845 2024-08-23 BIENNIAL STATEMENT 2024-08-23
200401060172 2020-04-01 BIENNIAL STATEMENT 2020-04-01
180402007589 2018-04-02 BIENNIAL STATEMENT 2018-04-01
160404006602 2016-04-04 BIENNIAL STATEMENT 2016-04-01
140407006702 2014-04-07 BIENNIAL STATEMENT 2014-04-01
120530002209 2012-05-30 BIENNIAL STATEMENT 2012-04-01
101207002517 2010-12-07 AMENDMENT TO BIENNIAL STATEMENT 2010-04-01
100421003248 2010-04-21 BIENNIAL STATEMENT 2010-04-01
080416002221 2008-04-16 BIENNIAL STATEMENT 2008-04-01
070605002156 2007-06-05 BIENNIAL STATEMENT 2006-04-01

Date of last update: 20 Jan 2025

Sources: New York Secretary of State