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GENESIS SECURITIES, LLC

Company Details

Name: GENESIS SECURITIES, LLC
Jurisdiction: New York
Legal type: FOREIGN DESIGNATION OF THE SECRETARY OF STATE
Status: Recorded
Date of registration: 05 May 2000 (25 years ago)
Date of dissolution: 05 May 2000
Entity Number: 2507069
County: Blank
Place of Formation: Georgia

Central Index Key

CIK number Mailing Address Business Address Phone
0001080959 50 BROAD ST., SUITE 288, 2ND FLOOR, NEW YORK, NY, 10004 50 BROAD ST., 2ND FLOOR, NEW YORK, NY, 10004 212-688-0888

Filings since 2010-03-01
Form type X-17A-5
File number 008-51614
Filing date 2010-03-01
Reporting date 2009-12-31
File View File

Filings since 2009-03-02
Form type X-17A-5
File number 008-51614
Filing date 2009-03-02
Reporting date 2008-12-31
File View File

Filings since 2008-03-03
Form type X-17A-5
File number 008-51614
Filing date 2008-03-03
Reporting date 2007-12-31
File View File

Filings since 2007-05-09
Form type X-17A-5
File number 008-51614
Filing date 2007-05-09
Reporting date 2006-12-31
File View File

Filings since 2006-04-03
Form type X-17A-5
File number 008-51614
Filing date 2006-04-03
Reporting date 2005-12-31
File View File

Filings since 2005-03-01
Form type X-17A-5
File number 008-51614
Filing date 2005-03-01
Reporting date 2004-12-31
File View File

Filings since 2004-02-27
Form type X-17A-5
File number 008-51614
Filing date 2004-02-27
Reporting date 2003-12-31
File View File

Filings since 2003-02-28
Form type X-17A-5
File number 008-51614
Filing date 2003-02-28
Reporting date 2002-12-31
File View File

Filings since 2002-04-02
Form type X-17A-5/A
File number 008-51614
Filing date 2002-04-02
Reporting date 2001-12-31
File View File

Filings since 2002-02-28
Form type X-17A-5
File number 008-51614
Filing date 2002-02-28
Reporting date 2001-12-31
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
GENESIS SECURITIES LLC 401(K) RETIREMENT PLAN 2012 113473080 2013-09-09 GENESIS SECURITIES LLC 83
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523120
Sponsor’s telephone number 2126680888
Plan sponsor’s address 50 BROAD STREET, NEW YORK, NY, 10004

Signature of
Role Plan administrator
Date 2013-09-09
Name of individual signing WILLIAM YEH
GENESIS SECURITIES LLC 401(K) RETIREMENT PLAN 2011 113473080 2012-07-26 GENESIS SECURITIES LLC 103
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523120
Sponsor’s telephone number 2126680888
Plan sponsor’s address 50 BROAD STREET, NEW YORK, NY, 10004

Plan administrator’s name and address
Administrator’s EIN 113473080
Plan administrator’s name GENESIS SECURITIES LLC
Plan administrator’s address 50 BROAD STREET, NEW YORK, NY, 10004
Administrator’s telephone number 2126680888

Signature of
Role Plan administrator
Date 2012-07-26
Name of individual signing WILLIAM YEH
GENESIS SECURITIES LLC 401(K) RETIREMENT PLAN 2010 113473080 2011-05-19 GENESIS SECURITIES LLC 118
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523120
Sponsor’s telephone number 2126680888
Plan sponsor’s address 50 BROAD STREET, NEW YORK, NY, 10004

Plan administrator’s name and address
Administrator’s EIN 113473080
Plan administrator’s name GENESIS SECURITIES LLC
Plan administrator’s address 50 BROAD STREET, NEW YORK, NY, 10004
Administrator’s telephone number 2126680888

Signature of
Role Plan administrator
Date 2011-05-19
Name of individual signing WILLIAM YEH
GENESIS SECURITIES, LLC. 2009 113473080 2010-08-11 GENESIS SECURITIES, LLC 50
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2009-06-01
Business code 523120
Sponsor’s telephone number 2126680888
Plan sponsor’s DBA name BROKER DEALER
Plan sponsor’s mailing address 50 BROAD STREET, 12TH FLOOR, NEW YORK, NY, 10004
Plan sponsor’s address 50 BROAD STREET, 12TH FLOOR, NEW YORK, NY, 10004

Plan administrator’s name and address
Administrator’s EIN 113473080
Plan administrator’s name GENESIS SECURITIES, LLC
Plan administrator’s address 50 BROAD STREET, 12TH FLOOR, NEW YORK, NY, 10004
Administrator’s telephone number 2126680888

Number of participants as of the end of the plan year
Active participants 69

Signature of
Role Plan administrator
Date 2010-08-11
Name of individual signing WILLIAM YEH
Valid signature Filed with authorized/valid electronic signature
GENESIS SECURITIES, LLC. 2009 113473080 2010-08-10 GENESIS SECURITIES, LLC 50
Three-digit plan number (PN) 501
Effective date of plan 2009-06-01
Business code 523120
Sponsor’s telephone number 2126680888
Plan sponsor’s DBA name BROKER DEALER
Plan sponsor’s mailing address 50 BROAD STREET, 12TH FLOOR, NEW YORK, NY, 10004
Plan sponsor’s address 50 BROAD STREET, 12TH FLOOR, NEW YORK, NY, 10004

Plan administrator’s name and address
Administrator’s EIN 113473080
Plan administrator’s name GENESIS SECURITIES, LLC
Plan administrator’s address 50 BROAD STREET, 12TH FLOOR, NEW YORK, NY, 10004
Administrator’s telephone number 2126680888

Number of participants as of the end of the plan year
Active participants 69

Signature of
Role Employer/plan sponsor
Date 2010-08-10
Name of individual signing WILLIAM YEH
Valid signature Filed with authorized/valid electronic signature
GENESIS SECURITIES LLC 401(K) RETIREMENT PLAN 2009 113473080 2010-07-23 GENESIS SECURITIES LLC 88
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523120
Sponsor’s telephone number 2126680888
Plan sponsor’s address 50 BROAD STREET, NEW YORK, NY, 10004

Plan administrator’s name and address
Administrator’s EIN 113473080
Plan administrator’s name GENESIS SECURITIES LLC
Plan administrator’s address 50 BROAD STREET, NEW YORK, NY, 10004
Administrator’s telephone number 2126680888

Signature of
Role Plan administrator
Date 2010-07-23
Name of individual signing WILLIAM YEH

Court Cases

Docket Number Nature of Suit Filing Date Disposition
1204376 Arbitration 2012-08-31 motion before trial
Circuit Second Circuit
Origin removed (began in the state court, removed to the district court)
Jurisdiction diversity of citizenship
Jury Demand Neither plaintiff nor defendant demands jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress judgement on motion
Nature Of Judgment no monetary award
Judgement defendant
Arbitration On Termination Missing
Office 2
Filing Date 2012-08-31
Termination Date 2013-01-07
Date Issue Joined 2012-11-13
Section 1441
Sub Section IJ
Status Terminated

Parties
Name GENESIS SECURITIES, LLC
Role Plaintiff
Name KULCHESKI,
Role Defendant
1107638 Civil Rights Employment 2011-10-26 want of prosecution
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Plaintiff demands jury
Demanded Amount 10000
Termination Class Action Missing
Procedural Progress order entered
Nature Of Judgment no monetary award
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2011-10-26
Termination Date 2012-05-24
Section 0621
Fee Status FP
Status Terminated

Parties
Name CAMMAROTA
Role Plaintiff
Name GENESIS SECURITIES, LLC
Role Defendant

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 31 Mar 2025

Sources: New York Secretary of State

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