AMERICAN FORGE & FOUNDRY, INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-11-01
Business code	423990
Sponsor’s telephone number	5188610101
Plan sponsor’s address	N.E. INDUSTRIAL PARK , PO BOX 59, BLDG 10, BAY 1., GUILDERLAND CENTER, NY, 12085

Signature of

Role	Plan administrator
Date	2017-03-15
Name of individual signing	JAMES J COSTANZO

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-11-01
Business code	423990
Sponsor’s telephone number	5188610101
Plan sponsor’s address	N.E. INDUSTRIAL PARK , PO BOX 59, BLDG 10, BAY 1., GUILDERLAND CENTER, NY, 12085

Signature of

Role	Plan administrator
Date	2017-02-16
Name of individual signing	JAMES J COSTANZO

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-11-01
Business code	423990
Sponsor’s telephone number	5188610101
Plan sponsor’s address	N.E. INDUSTRIAL PARK , PO BOX 59, BLDG 10, BAY 1., GUILDERLAND CENTER, NY, 12085

Signature of

Role	Plan administrator
Date	2016-07-01
Name of individual signing	JAMES COSTANZO

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-11-01
Business code	423990
Sponsor’s telephone number	5188610101
Plan sponsor’s address	N.E. INDUSTRIAL PARK , PO BOX 59, BLDG 10, BAY 1., GUILDERLAND CENTER, NY, 12085

Signature of

Role	Plan administrator
Date	2015-07-02
Name of individual signing	JAMES COSTANZO

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-11-01
Business code	423990
Sponsor’s telephone number	5188610101
Plan sponsor’s address	N.E. INDUSTRIAL PARK , PO BOX 59, BLDG 10, BAY 1., GUILDERLAND CENTER, NY, 12085

Signature of

Role	Plan administrator
Date	2014-06-10
Name of individual signing	JAMES WHITEHEAD

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-11-01
Business code	423990
Sponsor’s telephone number	5188610101
Plan sponsor’s address	N.E. INDUSTRIAL PARK , PO BOX 59, BLDG 10, BAY 1., GUILDERLAND CENTER, NY, 12085

Signature of

Role	Plan administrator
Date	2013-07-17
Name of individual signing	JAMES COSTANZO

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-11-01
Business code	423990
Sponsor’s telephone number	5188610101
Plan sponsor’s address	N.E. INDUSTRIAL PARK , PO BOX 59, BLDG 10, BAY 1., GUILDERLAND CENTER, NY, 12085

Plan administrator’s name and address

Administrator’s EIN	141826805
Plan administrator’s name	AMERICAN FORGE & FOUNDRY INC.
Plan administrator’s address	N.E. INDUSTRIAL PARK , PO BOX 59, BLDG 10, BAY 1., GUILDERLAND CENTER, NY, 12085
Administrator’s telephone number	5188610101

Signature of

Role	Plan administrator
Date	2012-07-23
Name of individual signing	JAMES COSTANZO

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-11-01
Business code	423990
Sponsor’s telephone number	5188610101
Plan sponsor’s address	N.E. INDUSTRIAL PARK , PO BOX 59, BLDG 10, BAY 1., GUILDERLAND CENTER, NY, 12085

Plan administrator’s name and address

Administrator’s EIN	141826805
Plan administrator’s name	AMERICAN FORGE & FOUNDRY INC.
Plan administrator’s address	N.E. INDUSTRIAL PARK , PO BOX 59, BLDG 10, BAY 1., GUILDERLAND CENTER, NY, 12085
Administrator’s telephone number	5188610101

Signature of

Role	Plan administrator
Date	2011-07-01
Name of individual signing	JAMES COSTANZO

Register	Principal
Mark Type	Trademark
Status	The registration has been renewed.
Status Date	2016-03-18
Publication Date	1985-04-09

Mark Information

Mark Literal Elements	AFF AMERICAN FORGE & FOUNDRY
Standard Character Claim	No
Mark Drawing Type	3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S) /NUMBER(S)
Design Search Code(s)	26.07.01 - Diamonds with plain multiple line border; Diamonds with plain single line border, 26.07.12 - Diamonds with bars, bands and lines, 26.11.26 - Oblongs as carriers for words, letters or designs

Goods and Services

For	HYDRAULIC JACKS AND POWER TOOLS, NAMELY DRILL PRESSES, BAND SAWS, ELECTRIC SAWS, SANDERS AND GRINDERS
International Class(es)	007 - Primary Class
U.S Class(es)	023
Class Status	ACTIVE
First Use	Sep. 01, 1978
Use in Commerce	Sep. 01, 1978

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	AMERICAN FORGE & FOUNDRY, INC.
Owner Address	300 CORPORATE DRIVE ELGIN, ILLINOIS UNITED STATES 60123
Legal Entity Type	CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Attorney Name	Kelly Phair McCarthy
Docket Number	12273-2
Attorney Email Authorized	Yes
Attorney Primary Email Address	trademarkgroup@sideman.com
Fax	(415) 392-0827
Phone	(415) 392-1960
Correspondent e-mail	trademarkgroup@sideman.com
Correspondent Name/Address	Kelly Phair McCarthy, Sideman & Bancroft LLP, One Embarcadero Center, Suite 2200, San Francisco, CALIFORNIA United States 94111
Correspondent e-mail Authorized	Yes

Prosecution History

Date	Description
2024-07-10	TEAS VOLUNTARY AMENDMENT RECEIVED
2024-07-09	TEAS SECTION 8 & 9 RECEIVED
2024-06-18	COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2023-12-11	TEAS CHANGE OF CORRESPONDENCE RECEIVED
2023-12-11	ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2023-12-11	TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2023-02-01	ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2022-11-28	APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
2022-11-28	TEAS CHANGE OF CORRESPONDENCE RECEIVED
2022-11-28	ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2022-11-28	TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2022-11-28	TEAS CHANGE OF OWNER ADDRESS RECEIVED
2018-11-21	ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2016-03-18	NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2016-03-18	REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
2016-03-18	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2015-12-17	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2016-03-18	AMENDMENT UNDER SECTION 7 - PROCESSED
2016-03-01	CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2015-12-17	TEAS SECTION 8 & 9 RECEIVED
2015-12-09	TEAS SECTION 7 REQUEST RECEIVED
2011-02-16	TEAS CHANGE OF CORRESPONDENCE RECEIVED
2011-02-16	TEAS CHANGE OF CORRESPONDENCE RECEIVED
2005-08-25	REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2005-08-25	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2005-06-21	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2005-08-16	ASSIGNED TO PARALEGAL
2005-06-21	PAPER RECEIVED
1991-10-30	REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1991-06-13	REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1985-06-18	REGISTERED-PRINCIPAL REGISTER
1985-04-09	PUBLISHED FOR OPPOSITION
1985-03-08	NOTICE OF PUBLICATION
1985-02-26	APPROVED FOR PUB - PRINCIPAL REGISTER
1984-12-28	CORRESPONDENCE RECEIVED IN LAW OFFICE
1984-11-21	NON-FINAL ACTION MAILED
1984-08-30	CORRESPONDENCE RECEIVED IN LAW OFFICE
1984-02-29	NON-FINAL ACTION MAILED
1984-02-23	ASSIGNED TO EXAMINER

TM Staff and Location Information

Current Location	GENERIC WEB UPDATE
Date in Location	2016-03-18

Inspection Type	FollowUp
Scope	Partial
Safety/Health	Safety
Close Conference	2014-10-23
Emphasis	L: FORKLIFT
Case Closed	2014-12-18

Related Activity

Type	Inspection
Activity Nr	983218
Safety	Yes

Inspection Type	Complaint
Scope	Partial
Safety/Health	Safety
Close Conference	2014-07-01
Case Closed	2014-08-18

Related Activity

Type	Complaint
Activity Nr	895242
Safety	Yes
Health	Yes

Violation Items

Citation ID	01001
Citaton Type	Serious
Standard Cited	19100036 D01
Issuance Date	2014-07-18
Abatement Due Date	2014-07-30
Current Penalty	900.0
Initial Penalty	1200.0
Final Order	2014-07-30
Nr Instances	1
Nr Exposed	5
Gravity	1
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.36(d)(1): Employee(s) were not able to open an exit route door from the inside at all times without keys, tools, or special knowledge: a) Back of Warehouse - On or prior to July 1, 2014, an exit door was locked.
Citation ID	01002
Citaton Type	Serious
Standard Cited	19100038 B
Issuance Date	2014-07-18
Abatement Due Date	2014-07-30
Current Penalty	900.0
Initial Penalty	1200.0
Final Order	2014-07-30
Nr Instances	1
Nr Exposed	15
Gravity	1
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.38(b): An emergency action plan was not in writing, kept in the workplace, and available to employees for review: a) Warehouse - On or about July 1, 2014, there was no emergency action plan in place at the facility.
Citation ID	02001
Citaton Type	Other
Standard Cited	19040007 B04
Issuance Date	2014-07-18
Abatement Due Date	2014-07-30
Current Penalty	300.0
Initial Penalty	400.0
Final Order	2014-07-30
Nr Instances	1
Nr Exposed	1
FTA Current Penalty	0.0
Citation text line	29 CFR 1904.7(b)(4): When an injury or illness involves restricted work or job transfer but does not involve death or days away from work, the employer did not record the injury or illness on the OSHA 300 log by placing a check mark in the space for job transfer or restriction and an entry of the number of restricted or transferred days in the restricted workdays column: Located at American Forge & Foundry, Inc., on or about July 1, 2014, the employer did not accurately record the following workplace injuries and illnesses on the OSHA 300 Log for calendar year 2014: a) Warehouse - On or about February 26, 2014, case number 1, a Warehouse Supervisor employee injured his back lifting product boxes to unload a container. The injury involved light duty or restricted days.
Citation ID	02002
Citaton Type	Other
Standard Cited	19040029 B03
Issuance Date	2014-07-18
Current Penalty	300.0
Initial Penalty	400.0
Final Order	2014-07-30
Nr Instances	1
Nr Exposed	1
FTA Current Penalty	0.0
Citation text line	29 CFR 1904.29(b)(3): Each recordable injury or illness was not entered on the OSHA 300 Log and on an incident report (OSHA Form 301or equivalent) within seven (7) calendar days of receiving information that a recordable injury or illness had occurred. Located at American Forge & Foundry, Inc., on or about July 1, 2014, the employer did not record the following workplace injuries and illnesses on the OSHA 300 Log for calendar year 2014: a) Warehouse - On or about June 13, 2014, case number 2, a Warehouse Worker employee injured his back lifting product to fill orders was not recorded on the OSHA 300 Log for calendar year 2014.
Citation ID	02003
Citaton Type	Other
Standard Cited	19100178 L04 III
Issuance Date	2014-07-18
Abatement Due Date	2014-07-30
Current Penalty	0.0
Initial Penalty	0.0
Final Order	2014-07-30
Nr Instances	1
Nr Exposed	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.178(l)(4)(iii): An evaluation of each powered industrial truck operator's performance was not being conducted at least once every three years: a) Warehouse - On or about July 1, 2014, an employee who operates a forklift on a weekly basis did not receive an evaluation in the previous 3 years for this powered industrial truck.