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CHARDAN CAPITAL MARKETS LLC

Headquarter

Company Details

Name: CHARDAN CAPITAL MARKETS LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 01 Mar 2001 (24 years ago)
Entity Number: 2611712
ZIP code: 10006
County: New York
Place of Formation: New York
Address: 45 BROADWAY, 17TH FLOOR, NEW YORK, NY, United States, 10006

DOS Process Agent

Name Role Address
C/O BECKER & POLIAKOFF LLP DOS Process Agent 45 BROADWAY, 17TH FLOOR, NEW YORK, NY, United States, 10006

Links between entities

Type:
Headquarter of
Company Number:
1388208
State:
CONNECTICUT

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001170705
Phone:
(646)465-9003

Latest Filings

Form type:
X-17A-5
File number:
008-65277
Filing date:
2025-04-10
File:
Form type:
SC 13G
Filing date:
2024-11-13
File:
Form type:
3
File number:
001-42004
Filing date:
2024-11-13
File:
Form type:
4
File number:
001-41340
Filing date:
2024-07-02
File:
Form type:
3
File number:
001-41340
Filing date:
2024-07-01
File:

Form 5500 Series

Employer Identification Number (EIN):
134158698
Plan Year:
2023
Number Of Participants:
93
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
90
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
73
Sponsors Telephone Number:
Plan Year:
2020
Number Of Participants:
63
Sponsors Telephone Number:
Plan Year:
2019
Number Of Participants:
63
Sponsors Telephone Number:

History

Start date End date Type Value
2024-01-18 2025-03-04 Address 45 BROADWAY, 17TH FLOOR, NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2019-06-18 2024-01-18 Address 45 BROADWAY, 17TH FLOOR, NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2011-04-05 2019-06-18 Address BECKER & POLIAKOFF LLP, 45 BROADWAY, 8TH FLRR, NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2009-03-19 2011-04-05 Address BECKER & POLIAKOFF LLP, 45 BROADWAY, 11TH FLOOR, NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2003-08-01 2009-03-19 Address 45 BROADWAY, 11TH FLOOR, NEW YORK, NY, 10006, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
250304001575 2025-03-04 BIENNIAL STATEMENT 2025-03-04
240118004010 2024-01-18 BIENNIAL STATEMENT 2024-01-18
221214001030 2022-12-14 BIENNIAL STATEMENT 2021-03-01
190828060184 2019-08-28 BIENNIAL STATEMENT 2019-03-01
190618000802 2019-06-18 CERTIFICATE OF CHANGE 2019-06-18

USAspending Awards / Financial Assistance

Date:
2020-04-28
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
900544.00
Total Face Value Of Loan:
900544.00

Trademarks Section

Serial Number:
90901694
Mark:
DAILY DE-SPAC
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2021-08-25
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
DAILY DE-SPAC

Goods And Services

For:
Business services, namely, providing industry notes and reporting and analysis of Special Purpose Acquisition Company (SPAC) market activity for business purposes; Market analysis; Market research and business analyses; Analyzing and compiling data for measuring the performance of SPAC market activi...
International Classes:
035 - Primary Class
Class Status:
Active
Serial Number:
90901681
Mark:
MORNING SPACUCCINO
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
2021-08-25
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
MORNING SPACUCCINO

Goods And Services

For:
Business services, namely, providing industry notes and reporting and analysis of Special Purpose Acquisition Company (SPAC) market activity for business purposes; Market analysis; Market research and business analyses; Analyzing and compiling business data for measuring the performance of SPAC mark...
International Classes:
035 - Primary Class
Class Status:
Active
Serial Number:
90901663
Mark:
YOUR MORNING SPACUCCINO
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
2021-08-25
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
YOUR MORNING SPACUCCINO

Goods And Services

For:
Business services, namely, providing industry notes and reporting and analysis of Special Purpose Acquisition Company (SPAC) market activity for business purposes; Market analysis; Market research and business analyses; Analyzing and compiling business data for measuring the performance of SPAC mark...
International Classes:
035 - Primary Class
Class Status:
Active
Serial Number:
88672791
Mark:
BIOSCOPE
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
2019-10-29
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
BIOSCOPE

Goods And Services

For:
Software as a service services featuring software for use by others for use in researching financial information about third parties; Software as a service (SAAS) services featuring non-downloadable software for researching healthcare markets
International Classes:
042 - Primary Class
Class Status:
Active
Serial Number:
88063432
Mark:
WHERE INNOVATION BANKS
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
2018-08-02
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
WHERE INNOVATION BANKS

Goods And Services

For:
Financial services, namely, investment banking services, public and private equity financing, financial restructuring, and the trading of financial instruments, securities, shares, equities, options, and other financial products in the U.S. and overseas markets; information, advisory, consultancy, a...
International Classes:
036 - Primary Class
Class Status:
Active

Paycheck Protection Program

Date Approved:
2020-04-27
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
900544
Current Approval Amount:
900544
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
915914.93

Court Cases

Court Case Summary

Filing Date:
2024-08-30
Status:
Pending
Nature Of Judgment:
Missing
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
XTI AEROSPACE, INC.
Party Role:
Plaintiff
Party Name:
CHARDAN CAPITAL MARKETS LLC
Party Role:
Defendant

Court Case Summary

Filing Date:
2024-04-25
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
CHARDAN CAPITAL MARKETS LLC
Party Role:
Plaintiff
Party Name:
QUANTUM VENTURES LLC
Party Role:
Defendant

Court Case Summary

Filing Date:
2021-09-23
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
CHARDAN CAPITAL MARKETS LLC
Party Role:
Plaintiff
Party Name:
DIGINEX LIMITED
Party Role:
Defendant

Date of last update: 30 Mar 2025

Sources: New York Secretary of State