PQ NEW YORK, INC.

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	2007-07-01
Business code	445291
Sponsor’s telephone number	2123599000
Plan sponsor’s mailing address	434 BROADWAY, 3RD FLOOR, NEW YORK, NY, 10013
Plan sponsor’s address	434 BROADWAY, 3RD FLOOR, NEW YORK, NY, 10013

Number of participants as of the end of the plan year

Active participants	996
Retired or separated participants receiving benefits	0

Signature of

Role	Plan administrator
Date	2014-07-22
Name of individual signing	YANIRIS VARGAS
Valid signature	Filed with authorized/valid electronic signature

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2005-01-01
Business code	722110
Sponsor’s telephone number	2123599000
Plan sponsor’s mailing address	434 BROADWAY, 3RD FLOOR, NEW YORL, NY, 10013
Plan sponsor’s address	434 BROADWAY, 3RD FLOOR, NEW YORL, NY, 10013

Plan administrator’s name and address

Administrator’s EIN	133841022
Plan administrator’s name	YANIRIS VARGAS

Number of participants as of the end of the plan year

Active participants	1422
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	194
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	718
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2

Signature of

Role	Plan administrator
Date	2013-10-15
Name of individual signing	YANIRIS VARGAS
Valid signature	Filed with authorized/valid electronic signature

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Plaintiff demands jury
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	order entered
Nature Of Judgment	no monetary award
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2018-07-31
Termination Date	2018-11-09
Section	1331
Status	Terminated

Parties

Name	MURPHY
Role	Plaintiff
Name	PQ NEW YORK, INC.
Role	Defendant

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Plaintiff demands jury
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	pretrial conference held
Nature Of Judgment	no monetary award
Judgement	defendant
Arbitration On Termination	Missing
Office	1
Filing Date	2016-04-25
Termination Date	2017-07-11
Pretrial Conference Date	2016-07-29
Section	0201
Sub Section	FL
Status	Terminated

Parties

Name	PQ NEW YORK, INC.
Role	Defendant
Name	KUTLUCA,
Role	Plaintiff

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Neither plaintiff nor defendant demands jury
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	other
Nature Of Judgment	no monetary award
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2014-02-11
Termination Date	2015-06-04
Date Issue Joined	2014-05-05
Section	0201
Sub Section	FL
Status	Terminated

Parties

Name	MAHALICK,
Role	Plaintiff
Name	PQ NEW YORK, INC.
Role	Defendant

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Plaintiff demands jury
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	pretrial conference held
Nature Of Judgment	no monetary award
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2018-06-19
Termination Date	2019-05-16
Date Issue Joined	2019-03-05
Pretrial Conference Date	2018-12-06
Section	1331
Status	Terminated

Parties

Name	DONCOUSE
Role	Plaintiff
Name	PQ NEW YORK, INC.
Role	Defendant