|
0107255
|
Other Contract Actions
|
2001-08-06
|
settled
|
|
| Circuit |
Second Circuit
|
| Origin |
removed (began in the state court, removed to the district court)
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2001-08-06
|
| Termination Date |
2001-09-19
|
| Section |
1441
|
| Status |
Terminated
|
Parties
| Name |
UBS PAINEWEBBER INC.
|
| Role |
Plaintiff
|
|
| Name |
ROSSETTO,
|
| Role |
Defendant
|
|
|
|
0104039
|
Other Fraud
|
2001-05-14
|
settled
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Missing
|
| Demanded Amount |
1000000
|
| Termination Class Action |
Missing
|
| Procedural Progress |
no court action
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2001-05-14
|
| Termination Date |
2005-02-01
|
| Date Issue Joined |
2004-05-17
|
| Pretrial Conference Date |
2001-09-28
|
| Section |
1332
|
| Sub Section |
FR
|
| Status |
Terminated
|
Parties
| Name |
WOLFF
|
| Role |
Plaintiff
|
|
| Name |
UBS PAINEWEBBER INC.
|
| Role |
Defendant
|
|
|
|
0301186
|
Securities, Commodities, Exchange
|
2003-02-24
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
multi district litigation (cases transferred to this district by an order entered by Judicial Panel on Multi District Litigation pursuant to 28 USC 1407)
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2003-02-24
|
| Termination Date |
2004-05-05
|
| Section |
1331
|
| Status |
Terminated
|
Parties
| Name |
BEIGHTOL,
|
| Role |
Plaintiff
|
|
| Name |
UBS PAINEWEBBER INC.
|
| Role |
Defendant
|
|
|
|
0600611
|
Other Fraud
|
2006-01-25
|
remanded to state court
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2006-01-25
|
| Termination Date |
2006-02-21
|
| Section |
1441
|
| Sub Section |
NR
|
| Status |
Terminated
|
Parties
| Name |
UBS PAINEWEBBER INC.
|
| Role |
Plaintiff
|
|
| Name |
-8
|
| Role |
Defendant
|
|
|
|
0100703
|
Securities, Commodities, Exchange
|
2001-10-05
|
motion before trial
|
|
| Circuit |
Second Circuit
|
| Origin |
removed (began in the state court, removed to the district court)
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
judgement on motion
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2001-10-05
|
| Termination Date |
2002-07-16
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
GOODHUE
|
| Role |
Plaintiff
|
|
| Name |
UBS PAINEWEBBER INC.
|
| Role |
Defendant
|
|
|
|
0109458
|
Other Contract Actions
|
2001-10-26
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2001-10-26
|
| Termination Date |
2002-02-13
|
| Section |
1332
|
| Status |
Terminated
|
Parties
| Name |
UBS PAINEWEBBER INC.
|
| Role |
Plaintiff
|
|
| Name |
OPTICAL CABLE CORP.
|
| Role |
Defendant
|
|
|
