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  5. ADVENT CAPITAL MANAGEMENT, LLC

ADVENT CAPITAL MANAGEMENT, LLC

Company Details

Name: ADVENT CAPITAL MANAGEMENT, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 19 Apr 2001 (24 years ago)
Entity Number: 2629985
ZIP code: 10005
County: New York
Place of Formation: Delaware
Address: 28 LIBERTY STREET, NEW YORK, NY, United States, 10005

Contact Details

Phone +1 212-482-1726

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ADVENT CAPITAL MANAGEMENT LLC 401K PROFIT SHARING PLAN & TRUST 2023 134168910 2024-06-25 ADVENT CAPITAL MANAGEMENT LLC 67
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2124821600
Plan sponsor’s address 888 SEVENTH AVENUE, 31ST FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2024-06-25
Name of individual signing NEETA SINGH
ADVENT CAPITAL MANAGEMENT LLC 401K PROFIT SHARING PLAN & TRUST 2023 134168910 2024-10-07 ADVENT CAPITAL MANAGEMENT LLC 67
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2124821600
Plan sponsor’s address 888 SEVENTH AVENUE, 31ST FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2024-10-07
Name of individual signing NEETA SINGH
Valid signature Filed with authorized/valid electronic signature
ADVENT CAPITAL MANAGEMENT LLC 401K PROFIT SHARING PLAN & TRUST 2022 134168910 2023-08-02 ADVENT CAPITAL MANAGEMENT LLC 67
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2124790645
Plan sponsor’s address 888 SEVENTH AVENUE, 31ST FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2023-08-02
Name of individual signing NEETA SINGH
ADVENT CAPITAL MANAGEMENT LLC 401K PROFIT SHARING PLAN & TRUST 2021 134168910 2022-10-01 ADVENT CAPITAL MANAGEMENT LLC 76
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2124790645
Plan sponsor’s address 888 SEVENTH AVENUE, 31ST FLOOR TEST, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2022-10-01
Name of individual signing KAREN LAMENSDORF
ADVENT CAPITAL MANAGEMENT LLC 401K PROFIT SHARING PLAN & TRUST 2021 134168910 2022-09-23 ADVENT CAPITAL MANAGEMENT LLC 76
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2124790645
Plan sponsor’s address 888 SEVENTH AVENUE, 31ST FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2022-09-23
Name of individual signing KAREN LAMENSDORF
ADVENT CAPITAL MANAGEMENT LLC 401K PROFIT SHARING PLAN & TRUST 2020 134168910 2021-09-16 ADVENT CAPITAL MANAGEMENT LLC 79
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2124821600
Plan sponsor’s address 888 SEVENTH AVENUE, 31ST FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2021-09-16
Name of individual signing KAREN LAMENSDORF
ADVENT CAPITAL MANAGEMENT LLC 401K PROFIT SHARING PLAN & TRUST 2019 134168910 2020-09-01 ADVENT CAPITAL MANAGEMENT LLC 77
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2124790675
Plan sponsor’s address 888 SEVENTH AVENUE, 31ST FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2020-09-01
Name of individual signing KAREN LAMENSDORF
ADVENT CAPITAL MANAGEMENT LLC 401K PROFIT SHARING PLAN & TRUST 2018 134168910 2019-10-15 ADVENT CAPITAL MANAGEMENT LLC 82
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2124790675
Plan sponsor’s address 888 SEVENTH AVENUE, 31ST FLOOR, NEW YORK, NY, 10019
ADVENT CAPITAL MANAGEMENT LLC 401K PROFIT SHARING PLAN & TRUST 2017 134168910 2018-10-05 ADVENT CAPITAL MANAGEMENT LLC 74
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2124821608
Plan sponsor’s address 888 SEVENTH AVENUE, 31ST FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2018-10-05
Name of individual signing BOB WHITE
ADVENT CAPITAL MANAGEMENT LLC 401K PROFIT SHARING PLAN & TRUST 2016 134168910 2017-10-11 ADVENT CAPITAL MANAGEMENT LLC 76
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523900
Sponsor’s telephone number 2124790675
Plan sponsor’s address 1271 AVE OF THE AMERICAS 45TH FL, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2017-10-11
Name of individual signing BOB WHITE

DOS Process Agent

Name Role Address
C/O C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY STREET, NEW YORK, NY, United States, 10005

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY STREET, NEW YORK, NY, 10005

History

Start date End date Type Value
2011-05-06 2020-06-09 Address 1271 AVE OF AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Service of Process)
2003-04-01 2011-05-06 Address 1065 AVE OF AMERICAS, NEW YORK, NY, 10018, USA (Type of address: Service of Process)
2001-04-19 2003-04-01 Address 30 BROAD STREET, NEW YORK, NY, 10004, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
200609000565 2020-06-09 CERTIFICATE OF CHANGE 2020-06-09
110506002567 2011-05-06 BIENNIAL STATEMENT 2011-04-01
090403002542 2009-04-03 BIENNIAL STATEMENT 2009-04-01
070529002418 2007-05-29 BIENNIAL STATEMENT 2007-04-01
030401002171 2003-04-01 BIENNIAL STATEMENT 2003-04-01
011206000058 2001-12-06 AFFIDAVIT OF PUBLICATION 2001-12-06
011206000055 2001-12-06 AFFIDAVIT OF PUBLICATION 2001-12-06
010419000622 2001-04-19 APPLICATION OF AUTHORITY 2001-04-19

Related by officers

C/O C T CORPORATION SYSTEM

BAOBOB ADVISORS LLC PRET 1020 SIXTH AVENUE, INC. 1 RAYMOND ST LLC REDSHAW, INC. 100 FOREST AVE, LLC 100 INIP DRIVE OWNER GP, L.L.C. 100 INIP DRIVE OWNER, L.P. 100 MARCUS BLVD OWNER LLC 1000 DEAN OWNER LLC 1004 FULTON OWNER LLC

C T CORPORATION SYSTEM

BOFA MERRILL LYNCH ASSET HOLDINGS, INC. " 21" BRANDS, INC. "ADP TOTALSOURCE SERVICES, INC." ARLON GROUP LLC "LA COMUNIDAD" CORPORATION "TREND LABORATORIES, INC." PRET 485 LEXINGTON, INC. (800) 777-CLUB. ++INTEGRATED TACTICS, LLC

Related by address

28 LIBERTY STREET, NEW YORK, NY, United States, 10005

+42 W 35TH HOLDINGS LLC 0511 BLUM CHARLTON, LLC 1 BAY BLVD HOLDINGS, LLC 1 DANIEL LORD ROAD LLC 1 DEARBORN TACOS LLC 1 HOTEL BROOKLYN BRIDGE, L.L.C. 1 HOTEL CENTRAL PARK, L.L.C. 1 KAKIAT COURT LLC 1 MILL ROAD APARTMENTS INVESTORS RHPI, LLC 1 RAYMOND ST LLC

Date of last update: 20 Jan 2025

Sources: New York Secretary of State

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