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ROSS & ASSOCIATES, LLC

Company Details

Name: ROSS & ASSOCIATES, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 25 May 2001 (24 years ago)
Entity Number: 2643247
ZIP code: 11570
County: Nassau
Place of Formation: New York
Address: 49 Front Street, ROCKVILLE CENTER, NY, United States, 11570

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ROSS & ASSOCIATES 401(K) PROFIT SHARING PLAN 2023 113613715 2024-10-14 ROSS & ASSOCIATES 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541110
Sponsor’s telephone number 5164425855
Plan sponsor’s address 5 N. VILLAGE AVENUE, ROCKVILLE CENTER, NY, 11570
ROSS & ASSOCIATES 401(K) PROFIT SHARING PLAN 2022 113613715 2023-10-10 ROSS & ASSOCIATES 31
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541110
Sponsor’s telephone number 5164425855
Plan sponsor’s address 5 N. VILLAGE AVENUE, ROCKVILLE CENTER, NY, 11570
ROSS & ASSOCIATES 401(K) PROFIT SHARING PLAN 2021 113613715 2022-09-13 ROSS & ASSOCIATES 38
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541110
Sponsor’s telephone number 5164425855
Plan sponsor’s address 5 N. VILLAGE AVENUE, ROCKVILLE CENTER, NY, 11570
ROSS & ASSOCIATES 401(K) PROFIT SHARING PLAN 2020 113613715 2021-10-06 ROSS & ASSOCIATES 38
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541110
Sponsor’s telephone number 5164425855
Plan sponsor’s address 5 N. VILLAGE AVENUE, ROCKVILLE CENTER, NY, 11570
ROSS & ASSOCIATES 401(K) PROFIT SHARING PLAN 2016 113613715 2017-09-28 ROSS & ASSOCIATES 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 238900
Sponsor’s telephone number 2123024900
Plan sponsor’s address 50 LIVINGSTONE AVENUE - 4TH FLOOR, DOBBS FERRY, NY, 10522

Signature of

Role Plan administrator
Date 2017-09-28
Name of individual signing JAMES ROSS
Role Employer/plan sponsor
Date 2017-09-28
Name of individual signing JAMES ROSS
ROSS & ASSOCIATES CASH BALANCE PLAN AND TRUST 2016 113613715 2017-09-28 ROSS & ASSOCIATES 0
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 238900
Sponsor’s telephone number 2123024900
Plan sponsor’s address 50 LIVINGSTONE AVENUE - 4TH FLOOR, DOBBS FERRY, NY, 10522

Signature of

Role Plan administrator
Date 2017-09-28
Name of individual signing JAMES ROSS
Role Employer/plan sponsor
Date 2017-09-28
Name of individual signing JAMES ROSS
ROSS & ASSOCIATES CASH BALANCE PLAN AND TRUST 2015 113613715 2016-10-07 ROSS & ASSOCIATES 16
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 238900
Sponsor’s telephone number 2123024900
Plan sponsor’s address 50 LIVINGSTONE AVENUE - 4TH FLOOR, DOBBS FERRY, NY, 10522

Signature of

Role Plan administrator
Date 2016-10-07
Name of individual signing JAMES ROSS
Role Employer/plan sponsor
Date 2016-10-07
Name of individual signing JAMES ROSS
ROSS & ASSOCIATES 401(K) PROFIT SHARING PLAN 2015 113613715 2016-10-07 ROSS & ASSOCIATES 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 238900
Sponsor’s telephone number 2123024900
Plan sponsor’s address 50 LIVINGSTONE AVENUE - 4TH FLOOR, DOBBS FERRY, NY, 10522

Signature of

Role Plan administrator
Date 2016-10-07
Name of individual signing JAMES ROSS
Role Employer/plan sponsor
Date 2016-10-07
Name of individual signing JAMES ROSS
ROSS & ASSOCIATES 401(K) PROFIT SHARING PLAN 2014 113613715 2015-09-10 ROSS & ASSOCIATES 24
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 238900
Sponsor’s telephone number 2123024900
Plan sponsor’s address 50 LIVINGSTONE AVENUE - 4TH FLOOR, DOBBS FERRY, NY, 10522

Signature of

Role Plan administrator
Date 2015-09-10
Name of individual signing JAMES ROSS
Role Employer/plan sponsor
Date 2015-09-10
Name of individual signing JAMES ROSS
ROSS & ASSOCIATES CASH BALANCE PLAN AND TRUST 2014 113613715 2015-09-11 ROSS & ASSOCIATES 19
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 238900
Sponsor’s telephone number 2123024900
Plan sponsor’s address 50 LIVINGSTONE AVENUE - 4TH FLOOR, DOBBS FERRY, NY, 10522

Signature of

Role Plan administrator
Date 2015-09-11
Name of individual signing JAMES ROSS
Role Employer/plan sponsor
Date 2015-09-11
Name of individual signing JAMES ROSS

DOS Process Agent

Name Role Address
ROSS & ASSOCIATES, LLC DOS Process Agent 49 Front Street, ROCKVILLE CENTER, NY, United States, 11570

Permits

Number Date End date Type Address
M002023341A04 2023-12-07 No data MISCELLANEOUS - EMBARGO WAIVER REQUEST No data
M022023199A42 2023-07-18 2023-08-17 OCCUPANCY OF ROADWAY AS STIPULATED 2 AVENUE, MANHATTAN, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET
M022023199A43 2023-07-18 2023-08-17 PLACE EQUIPMENT OTHER THAN CRANE OR SHOV 2 AVENUE, MANHATTAN, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET
M022023199A41 2023-07-18 2023-08-17 PLACE MATERIAL ON STREET 2 AVENUE, MANHATTAN, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET
M022023136B64 2023-05-16 2023-07-18 PLACE EQUIPMENT OTHER THAN CRANE OR SHOV 2 AVENUE, MANHATTAN, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET
M022023136B56 2023-05-16 2023-07-18 PLACE MATERIAL ON STREET 2 AVENUE, MANHATTAN, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET
M022023136B57 2023-05-16 2023-07-18 CROSSING SIDEWALK 2 AVENUE, MANHATTAN, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET
M022023136B58 2023-05-16 2023-07-18 OCCUPANCY OF ROADWAY AS STIPULATED 2 AVENUE, MANHATTAN, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET
M022023136B60 2023-05-16 2023-07-18 PLACE OPEN CONSTRUCTION DEBRIS CONTAINER ON STREET 2 AVENUE, MANHATTAN, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET
M022023136B59 2023-05-16 2023-07-18 PLACE OPEN CONSTRUCTION DEBRIS CONTAINER ON STREET 2 AVENUE, MANHATTAN, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET

History

Start date End date Type Value
2011-06-06 2024-06-14 Address 5 NORTH VILLAGE AVE / 2ND FL, ROCKVILLE CENTER, NY, 11570, USA (Type of address: Service of Process)
2005-05-11 2011-06-06 Address 5 NO. VILLAGE AVE 2ND FLR, ROCKVILLE CENTER, NY, 11570, USA (Type of address: Service of Process)
2003-06-12 2005-05-11 Address 245-02 JERICHO TURNPIKE, FLORAL PARK, NY, 11001, USA (Type of address: Service of Process)
2003-06-06 2003-06-12 Address 245-02 JERICHO TURNPIKE, FLORAL PARK, NY, 11001, USA (Type of address: Service of Process)
2001-05-25 2003-06-06 Address 20-28 FRANCIS LEWIS BLVD, WHITESTONE, NY, 11357, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240614002700 2024-06-14 BIENNIAL STATEMENT 2024-06-14
210507060766 2021-05-07 BIENNIAL STATEMENT 2021-05-01
130508006461 2013-05-08 BIENNIAL STATEMENT 2013-05-01
110606002200 2011-06-06 BIENNIAL STATEMENT 2011-05-01
090507002470 2009-05-07 BIENNIAL STATEMENT 2009-05-01
070508002137 2007-05-08 BIENNIAL STATEMENT 2007-05-01
050511002771 2005-05-11 BIENNIAL STATEMENT 2005-05-01
030612000019 2003-06-12 CERTIFICATE OF CHANGE 2003-06-12
030606002067 2003-06-06 BIENNIAL STATEMENT 2003-05-01
010802000230 2001-08-02 AFFIDAVIT OF PUBLICATION 2001-08-02

Inspections

Date Inspection Object Address Grade Type Institution Desctiption
2025-03-19 No data EAST 21 STREET, FROM STREET 2 AVENUE TO STREET 3 AVENUE No data Street Construction Inspections: Post-Audit Department of Transportation OPEN PROTECTED SIDEWALK FOR FOUNDATION
2024-11-03 No data EAST 21 STREET, FROM STREET 2 AVENUE TO STREET 3 AVENUE No data Street Construction Inspections: CAR Re-Inspect Department of Transportation IFO 248, plastic barrier has been removed from sidewalk area at this time. No permit needed to address condition. CAR Pass.
2024-09-18 No data EAST 21 STREET, FROM STREET 2 AVENUE TO STREET 3 AVENUE No data Street Construction Inspections: CAR Re-Inspect Department of Transportation plastic barrier that was left behind on the sidewalk.Respondent notified via CAR# 20248570093 on 7/2/2024 and failed to remove construction equipment occupying a portion of the street. Above permit expired on 3/31/2023 and used for id
2024-08-10 No data EAST 21 STREET, FROM STREET 2 AVENUE TO STREET 3 AVENUE No data Street Construction Inspections: CAR Re-Inspect Department of Transportation A/T/P/O I observed (1) white plastic barrier that was left behind on the sidewalk.Respondent notified via CAR#20248570093 on 7/2/2024 and failed to remove cited construction equipment occupying portion of the street. Cited permit expired on 3/31/2023
2024-07-02 No data EAST 21 STREET, FROM STREET 2 AVENUE TO STREET 3 AVENUE No data Street Construction Inspections: Post-Audit Department of Transportation IFO #248 East 21st Street, plastic Yodock barrier left over a tree pit on the sidewalk serving no purpose. Barrier must be removed from the segment.
2023-08-01 No data 2 AVENUE, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET No data Street Construction Inspections: Active Department of Transportation Materials placed on the streets in the Work Zone Area.
2023-06-22 No data EAST 21 STREET, FROM STREET 2 AVENUE TO STREET 3 AVENUE No data Street Construction Inspections: Post-Audit Department of Transportation Found multiple sidewalk flags restored.
2023-06-21 No data 2 AVENUE, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET No data Street Construction Inspections: Active Department of Transportation Materials placed in parking lane behind Yodocks .
2023-06-12 No data 2 AVENUE, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET No data Street Construction Inspections: Active Department of Transportation Barriers with fence on top placed down in parking lane.
2023-06-05 No data 2 AVENUE, FROM STREET EAST 20 STREET TO STREET EAST 21 STREET No data Street Construction Inspections: Active Department of Transportation Temporary construction sign posted in the Work Zone Area. Protected Bike Lane clear.

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
343509295 0215000 2018-10-01 11 GREEN ST., NEW YORK, NY, 10013
Inspection Type Referral
Scope Partial
Safety/Health Safety
Close Conference 2018-10-01
Case Closed 2019-02-22

Related Activity

Type Referral
Activity Nr 1388245
Safety Yes
341204261 0215000 2015-12-15 272 W 86TH STREET, NEW YORK, NY, 10024
Inspection Type Referral
Scope Complete
Safety/Health Safety
Close Conference 2015-12-15
Emphasis L: FALL
Case Closed 2017-08-24

Related Activity

Type Referral
Activity Nr 1056986
Safety Yes
Type Inspection
Activity Nr 1120326
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260404 F06
Issuance Date 2016-06-14
Current Penalty 2000.0
Initial Penalty 2000.0
Final Order 2016-07-08
Nr Instances 3
Nr Exposed 2
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.404(f)(6): The path to ground from circuits and equipment was not permanent and continuous: Location: 272 w 86th Street, New York N.Y. On or about 12/15/2015 a) Employees exposed to electric shock hazard from ungrounded temp wiring during construction activities. Temporary wiring connections did not have the (green) ground wire connected.
Citation ID 01002
Citaton Type Serious
Standard Cited 19260405 A02 II E
Issuance Date 2016-06-14
Current Penalty 1200.0
Initial Penalty 1200.0
Final Order 2016-07-08
Nr Instances 5
Nr Exposed 2
Gravity 1
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.405(a)(2)(ii)(E): All lamps for temporary illumination were not protected from accidental contact or breakage: Location: 272 w 86th Street, New York N.Y. On or about 12/15/2015 a) Temporary lighting were not protected by cages or cover on the ground floor.
Citation ID 01003
Citaton Type Serious
Standard Cited 19260405 G02 IV
Issuance Date 2016-06-14
Current Penalty 1600.0
Initial Penalty 1600.0
Final Order 2016-07-08
Nr Instances 4
Nr Exposed 2
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.405(g)(2)(iv): Flexible cords were connected to devices and fittings without having provided strain relief measures to support the cables which caused strain to be transmitted to joints or terminal screws: Location: 272 w 86th Street, New York N.Y. On or about 12/15/2015 a) Strain relief was not provided for the main feed electric cables coming into the basement; cables were not properly supported and can be damaged during construction activities.
Citation ID 01004
Citaton Type Serious
Standard Cited 19260501 B04 I
Issuance Date 2016-06-14
Current Penalty 2000.0
Initial Penalty 2000.0
Final Order 2016-07-08
Nr Instances 4
Nr Exposed 2
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.501(b)(4)(i): Each employee on walking/working surfaces was not protected from falling through holes (including skylights) more than 6 feet (1.8m) above lower levels, by personal fall arrest systems, covers, or guardrail systems erected around such holes: Location: 272 w 86th Street, New York N.Y. On or about 12/15/2015 a) Unprotected floor holes/openings which were not provided with a cover during construction activities. Approximately four unprotected floor holes on the second floor.
339845109 0215600 2014-07-10 30-30 THOMSON AVE, LONG ISLAND CITY, NY, 11101
Inspection Type Referral
Scope Partial
Safety/Health Safety
Close Conference 2014-07-15
Case Closed 2014-08-29

Related Activity

Type Inspection
Activity Nr 985003
Safety Yes
Type Referral
Activity Nr 897753
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Other
Standard Cited 19260405 B02
Issuance Date 2014-08-05
Abatement Due Date 2014-08-29
Current Penalty 0.0
Initial Penalty 2000.0
Final Order 2014-08-29
Nr Instances 1
Nr Exposed 1
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.405(b)(2): All pull boxes, junction boxes, and fittings were not provided with covers: (a) At the work site - Live electrical panels were not covered. Cardboard cut outs covered one panel box and two more were completely open: on or about 07/10/14. NOTE: THE EMPLOYER IS REQUIRED TO SUBMIT ABATEMENT CERTIFICATION FOR THIS ITEM IN THE ACCORDANCE WITH 29 CFR 1903.19
339362469 0215000 2013-08-23 514 W. 168TH ST, NEW YORK, NY, 10032
Inspection Type Referral
Scope Complete
Safety/Health Safety
Close Conference 2013-08-23
Emphasis L: FALL
Case Closed 2013-08-26

Related Activity

Type Referral
Activity Nr 848347
Safety Yes
312935182 0215000 2009-01-22 262 W 124 STREET, NEW YORK, NY, 10027
Inspection Type Prog Related
Scope Complete
Safety/Health Safety
Close Conference 2009-01-22
Emphasis L: FALL, S: FALL FROM HEIGHT
Case Closed 2009-01-22

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
9095187201 2020-04-28 0202 PPP 50 LIVINGSTONE AVE 4 FL STE 1, DOBBS FERRY, NY, 10522
Loan Status Date 2021-07-20
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 379536
Loan Approval Amount (current) 379536
Undisbursed Amount 0
Franchise Name -
Lender Location ID 224478
Servicing Lender Name Signature Bank
Servicing Lender Address 565 5th Ave, 12th Fl, NEW YORK CITY, NY, 10017-2496
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address DOBBS FERRY, WESTCHESTER, NY, 10522-0001
Project Congressional District NY-16
Number of Employees 28
NAICS code 236220
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 224478
Originating Lender Name Signature Bank
Originating Lender Address NEW YORK CITY, NY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 383747.29
Forgiveness Paid Date 2021-06-15
4129368308 2021-01-22 0235 PPS 5 N Village Ave Ste 2, Rockville Centre, NY, 11570-4701
Loan Status Date 2022-03-18
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 379534
Loan Approval Amount (current) 379534
Undisbursed Amount 0
Franchise Name -
Lender Location ID 224478
Servicing Lender Name Signature Bank
Servicing Lender Address 565 5th Ave, 12th Fl, NEW YORK CITY, NY, 10017-2496
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Rockville Centre, NASSAU, NY, 11570-4701
Project Congressional District NY-04
Number of Employees 13
NAICS code 236220
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 224478
Originating Lender Name Signature Bank
Originating Lender Address NEW YORK CITY, NY
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 383516.51
Forgiveness Paid Date 2022-02-15

Date of last update: 30 Mar 2025

Sources: New York Secretary of State