Menu
Search icon

NORTHEAST SECURITIES, INC.

Headquarter

Company Details

Name: NORTHEAST SECURITIES, INC.
Jurisdiction: New York
Legal type: DOMESTIC DESIGNATION OF THE SECRETARY OF STATE
Status: Recorded
Date of registration: 05 Jul 2001 (24 years ago)
Date of dissolution: 05 Jul 2001
Entity Number: 2657459
County: Blank

Links between entities

Type Company Name Company Number State
Headquarter of NORTHEAST SECURITIES, INC., Alabama 000-921-554 Alabama
Headquarter of NORTHEAST SECURITIES, INC., KENTUCKY 0517603 KENTUCKY
Headquarter of NORTHEAST SECURITIES, INC., CONNECTICUT 0597578 CONNECTICUT

Central Index Key

CIK number Mailing Address Business Address Phone
0001387218 333 EARLE OVINGTON BLVD., SUITE 706, MITCHEL FIELD, NY, 11553 333 EARLE OVINGTON BLVD., SUITE 706, MITCHEL FIELD, NY, 11553 516-396-1600

Filings since 2007-01-26
Form type SC 13G
Filing date 2007-01-26
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NORTHEAST SECURITIES, INC. 401K PLAN 2018 112997095 2019-07-11 NORTHEAST SECURITIES, INC. 57
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2019-07-11
Name of individual signing GENE STICE
NORTHEAST SECURITIES, INC. 401(K) PLAN 2018 112997095 2019-12-12 NORTHEAST SECURITIES, INC. 29
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2019-12-12
Name of individual signing GENE STICE
NORTHEAST SECURITIES, INC. 401K PLAN 2017 112997095 2018-10-05 NORTHEAST SECURITIES, INC. 78
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2018-10-05
Name of individual signing PAUL DUFFY
NORTHEAST SECURITIES, INC. 401K PLAN 2016 112997095 2017-04-10 NORTHEAST SECURITIES, INC. 83
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2017-04-10
Name of individual signing PAUL DUFFY
NORTHEAST SECURITIES, INC. 401K PLAN 2015 112997095 2016-03-18 NORTHEAST SECURITIES, INC. 97
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2016-03-18
Name of individual signing STEPHEN J. PERRONE
NORTHEAST SECURITIES, INC. 401K PLAN 2014 112997095 2015-06-08 NORTHEAST SECURITIES, INC. 95
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2015-06-08
Name of individual signing STEPHEN J. PERRONE
NORTHEAST SECURITIES, INC. 401K PLAN 2013 112997095 2015-06-08 NORTHEAST SECURITIES, INC. 97
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2015-06-08
Name of individual signing STEPHEN J. PERRONE
NORTHEAST SECURITIES, INC. 401K PLAN 2013 112997095 2014-04-14 NORTHEAST SECURITIES, INC. 97
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2014-04-14
Name of individual signing STEPHEN J. PERRONE
NORTHEAST SECURITIES, INC. 401K PLAN 2012 112997095 2013-05-13 NORTHEAST SECURITIES, INC. 97
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2013-05-13
Name of individual signing STEPHEN J. PERRONE

Court Cases

Docket Number Nature of Suit Filing Date Disposition
1404612 Civil Rights Employment 2014-08-13 voluntarily
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Plaintiff demands jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress other
Nature Of Judgment no monetary award
Judgement missing
Arbitration On Termination Missing
Office 2
Filing Date 2014-08-13
Termination Date 2015-05-13
Date Issue Joined 2014-09-23
Section 2000
Sub Section E
Status Terminated

Parties
Name PASSMAN
Role Plaintiff
Name NORTHEAST SECURITIES, INC.
Role Defendant
0601615 Other Statutory Actions 2006-04-07 other
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Missing
Demanded Amount 0
Termination Class Action Missing
Procedural Progress no court action
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Exempt
Office 1
Filing Date 2006-04-07
Termination Date 2006-07-14
Section 1331
Status Terminated

Parties
Name NORTHEAST SECURITIES, INC.
Role Plaintiff
Name NICHOLAS
Role Defendant
0306503 Other Civil Rights 2003-12-30 voluntarily
Circuit Second Circuit
Origin removed (began in the state court, removed to the district court)
Jurisdiction federal question
Jury Demand Missing
Demanded Amount 0
Termination Class Action Missing
Procedural Progress no court action
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Missing
Office 2
Filing Date 2003-12-30
Termination Date 2004-04-02
Section 1441
Sub Section CV
Status Terminated

Parties
Name SELLINO
Role Plaintiff
Name NORTHEAST SECURITIES, INC.
Role Defendant

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 30 Mar 2025

Sources: New York Secretary of State

Privacy policy Policy
About us About us
Contacts Contact us

© 2025 bizyork.com, Part of Big Data Integrated