Menu
Search icon

NORTHEAST SECURITIES, INC.

Headquarter

Company Details

Name: NORTHEAST SECURITIES, INC.
Jurisdiction: New York
Legal type: DOMESTIC DESIGNATION OF THE SECRETARY OF STATE
Status: Recorded
Date of registration: 05 Jul 2001 (24 years ago)
Date of dissolution: 05 Jul 2001
Entity Number: 2657459
County: Blank

Links between entities

Type Company Name Company Number State
Headquarter of NORTHEAST SECURITIES, INC., Alabama 000-921-554 Alabama
Headquarter of NORTHEAST SECURITIES, INC., KENTUCKY 0517603 KENTUCKY
Headquarter of NORTHEAST SECURITIES, INC., CONNECTICUT 0597578 CONNECTICUT

Central Index Key

CIK number Mailing Address Business Address Phone
1387218 333 EARLE OVINGTON BLVD., SUITE 706, MITCHEL FIELD, NY, 11553 333 EARLE OVINGTON BLVD., SUITE 706, MITCHEL FIELD, NY, 11553 516-396-1600

Filings since 2007-01-26
Form type SC 13G
Filing date 2007-01-26
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NORTHEAST SECURITIES, INC. 401K PLAN 2018 112997095 2019-07-11 NORTHEAST SECURITIES, INC. 57
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2019-07-11
Name of individual signing GENE STICE
NORTHEAST SECURITIES, INC. 401(K) PLAN 2018 112997095 2019-12-12 NORTHEAST SECURITIES, INC. 29
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2019-12-12
Name of individual signing GENE STICE
NORTHEAST SECURITIES, INC. 401K PLAN 2017 112997095 2018-10-05 NORTHEAST SECURITIES, INC. 78
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2018-10-05
Name of individual signing PAUL DUFFY
NORTHEAST SECURITIES, INC. 401K PLAN 2016 112997095 2017-04-10 NORTHEAST SECURITIES, INC. 83
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2017-04-10
Name of individual signing PAUL DUFFY
NORTHEAST SECURITIES, INC. 401K PLAN 2015 112997095 2016-03-18 NORTHEAST SECURITIES, INC. 97
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2016-03-18
Name of individual signing STEPHEN J. PERRONE
NORTHEAST SECURITIES, INC. 401K PLAN 2014 112997095 2015-06-08 NORTHEAST SECURITIES, INC. 95
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2015-06-08
Name of individual signing STEPHEN J. PERRONE
NORTHEAST SECURITIES, INC. 401K PLAN 2013 112997095 2015-06-08 NORTHEAST SECURITIES, INC. 97
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2015-06-08
Name of individual signing STEPHEN J. PERRONE
NORTHEAST SECURITIES, INC. 401K PLAN 2013 112997095 2014-04-14 NORTHEAST SECURITIES, INC. 97
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2014-04-14
Name of individual signing STEPHEN J. PERRONE
NORTHEAST SECURITIES, INC. 401K PLAN 2012 112997095 2013-05-13 NORTHEAST SECURITIES, INC. 97
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-11-01
Business code 523120
Sponsor’s telephone number 5163961688
Plan sponsor’s address 333 EARLE OVINGTON BLVD - SUITE 706, MITCHEL FIELD, NY, 11553

Signature of
Role Plan administrator
Date 2013-05-13
Name of individual signing STEPHEN J. PERRONE

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 13 Mar 2025

Sources: New York Secretary of State

Privacy policy Policy
About us About us
Contacts Contact us

© 2025 bizyork.com, Part of Big Data Integrated