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  5. DAROTH CAPITAL LLC

DAROTH CAPITAL LLC

Company Details

Name: DAROTH CAPITAL LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 15 Nov 2001 (23 years ago)
Entity Number: 2699605
ZIP code: 10022
County: New York
Place of Formation: Delaware
Address: ATTN: SHERRI L HAWKINS, 919 THIRD AVENUE 39TH FL, NEW YORK, NY, United States, 10022

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DAROTH CAPITAL LLC 401(K) PROFIT SHARING PLAN 2018 134196427 2019-09-20 DAROTH CAPITAL LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 2126872500
Plan sponsor’s address 130 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2019-09-20
Name of individual signing LAURA J. ROTHSCHILD
Role Employer/plan sponsor
Date 2019-09-20
Name of individual signing PETER H. ROTHSCHILD
DAROTH CAPITAL LLC 401(K) PROFIT SHARING PLAN 2018 134196427 2019-09-20 DAROTH CAPITAL LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 2126872500
Plan sponsor’s address 130 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2019-09-20
Name of individual signing LAURA J. ROTHSCHILD
Role Employer/plan sponsor
Date 2019-09-20
Name of individual signing PETER H. ROTHSCHILD
DAROTH CAPITAL LLC 401(K) PROFIT SHARING PLAN 2017 134196427 2018-09-07 DAROTH CAPITAL LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 2126872500
Plan sponsor’s address 130 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2018-09-07
Name of individual signing LAURA J. ROTHSCHILD
Role Employer/plan sponsor
Date 2018-09-07
Name of individual signing PETER H. ROTHSCHILD
DAROTH CAPITAL LLC 401(K) PROFIT SHARING PLAN 2016 134196427 2017-09-22 DAROTH CAPITAL LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 2126872500
Plan sponsor’s address 130 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2017-09-22
Name of individual signing LAURA J. ROTHSCHILD
Role Employer/plan sponsor
Date 2017-09-22
Name of individual signing PETER H. ROTHSCHILD
DAROTH CAPITAL LLC 401(K) PROFIT SHARING PLAN 2015 134196427 2016-10-06 DAROTH CAPITAL LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 2126872500
Plan sponsor’s address 130 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2016-10-06
Name of individual signing LAURA J. ROTHSCHILD
Role Employer/plan sponsor
Date 2016-10-06
Name of individual signing PETER H. ROTHSCHILD
DAROTH CAPITAL LLC 401(K) PROFIT SHARING PLAN 2014 134196427 2015-09-08 DAROTH CAPITAL LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 2126872500
Plan sponsor’s address 130 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2015-09-08
Name of individual signing LAURA J. ROTHSCHILD
Role Employer/plan sponsor
Date 2015-09-08
Name of individual signing PETER H. ROTHSCHILD
DAROTH CAPITAL LLC 401(K) PROFIT SHARING PLAN 2013 134196427 2014-09-04 DAROTH CAPITAL LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 2126872500
Plan sponsor’s address 130 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2014-09-04
Name of individual signing LAURA J. ROTHSCHILD
Role Employer/plan sponsor
Date 2014-09-04
Name of individual signing PETER H. ROTHSCHILD
DAROTH CAPITAL LLC 401(K) PROFIT SHARING PLAN 2012 134196427 2013-10-04 DAROTH CAPITAL LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 2126872500
Plan sponsor’s address 130 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2013-10-04
Name of individual signing LAURA J. ROTHSCHILD
Role Employer/plan sponsor
Date 2013-10-04
Name of individual signing PETER H. ROTHSCHILD
DAROTH CAPITAL LLC 401(K) PROFIT SHARING PLAN 2011 134196427 2012-10-01 DAROTH CAPITAL LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 2126872500
Plan sponsor’s address 130 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 134196427
Plan administrator’s name DAROTH CAPITAL LLC
Plan administrator’s address 130 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2126872500

Signature of
Role Plan administrator
Date 2012-10-01
Name of individual signing LAURA J. ROTHSCHILD
DAROTH CAPITAL LLC 401(K) PROFIT SHARING PLAN 2011 134196427 2012-09-20 DAROTH CAPITAL LLC 4
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 2126872500
Plan sponsor’s address 130 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 134196427
Plan administrator’s name DAROTH CAPITAL LLC
Plan administrator’s address 130 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2126872500

Signature of
Role Plan administrator
Date 2012-09-13
Name of individual signing LAURA J. ROTHSCHILD
Role Employer/plan sponsor
Date 2012-09-13
Name of individual signing PETER H. ROTHSCHILD

DOS Process Agent

Name Role Address
C/O KRAMER LEVIN NAFTALIS & FRANKELL LLP DOS Process Agent ATTN: SHERRI L HAWKINS, 919 THIRD AVENUE 39TH FL, NEW YORK, NY, United States, 10022

Filings

Filing Number Date Filed Type Effective Date
011115000603 2001-11-15 APPLICATION OF AUTHORITY 2001-11-15

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 23 Feb 2025

Sources: New York Secretary of State

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