| Name: | RBC DAIN RAUSCHER INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN DESIGNATION OF THE SECRETARY OF STATE |
| Status: | Recorded |
| Date of registration: | 21 Nov 2001 (23 years ago) |
| Date of dissolution: | 21 Nov 2001 |
| Branch of: | RBC DAIN RAUSCHER INC., Minnesota (Company Number 0aca8b7e-aed4-e011-a886-001ec94ffe7f) |
| Entity Number: | 2701413 |
| County: | Blank |
| Place of Formation: | Minnesota |
| Docket Number | Nature of Suit | Filing Date | Disposition | |||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 0604839 | Other Contract Actions | 2006-06-22 | other | |||||||||||||||||||||||||||||||||||||||||||||||
|
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| Name | LASALA |
| Role | Plaintiff |
| Name | RBC DAIN RAUSCHER INC. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | diversity of citizenship |
| Jury Demand | Missing |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | no court action |
| Nature Of Judgment | no monetary award |
| Judgement | defendant |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2006-10-05 |
| Termination Date | 2007-07-19 |
| Section | 1332 |
| Sub Section | BC |
| Status | Terminated |
Parties
| Name | LASALA |
| Role | Plaintiff |
| Name | RBC DAIN RAUSCHER INC. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | diversity of citizenship |
| Jury Demand | Missing |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | order entered |
| Nature Of Judgment | no monetary award |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2006-06-29 |
| Termination Date | 2007-07-18 |
| Section | 1331 |
| Sub Section | OT |
| Status | Terminated |
Parties
| Name | LASALA |
| Role | Plaintiff |
| Name | RBC DAIN RAUSCHER INC. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | diversity of citizenship |
| Jury Demand | Missing |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | order entered |
| Nature Of Judgment | no monetary award |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2006-12-01 |
| Termination Date | 2007-07-19 |
| Section | 1332 |
| Sub Section | FD |
| Status | Terminated |
Parties
| Name | LASALA, |
| Role | Plaintiff |
| Name | RBC DAIN RAUSCHER INC. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | federal question |
| Jury Demand | Missing |
| Demanded Amount | 5000000 |
| Termination Class Action | denied |
| Procedural Progress | order entered |
| Nature Of Judgment | Missing |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2007-12-12 |
| Termination Date | 2008-03-24 |
| Section | 0201 |
| Sub Section | FL |
| Status | Terminated |
Parties
| Name | CAPOZZOLI, |
| Role | Plaintiff |
| Name | RBC DAIN RAUSCHER INC. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | removed (began in the state court, removed to the district court) |
| Jurisdiction | federal question |
| Jury Demand | Missing |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | other |
| Nature Of Judgment | Missing |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2004-09-10 |
| Termination Date | 2007-09-14 |
| Date Issue Joined | 2004-09-17 |
| Section | 1441 |
| Sub Section | NR |
| Status | Terminated |
Parties
| Name | SMALL FAMILY LIMITED PARTNERSH |
| Role | Plaintiff |
| Name | RBC DAIN RAUSCHER INC. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | diversity of citizenship |
| Jury Demand | Missing |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | no court action |
| Nature Of Judgment | Missing |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2006-07-28 |
| Termination Date | 2007-04-05 |
| Section | 1332 |
| Sub Section | OC |
| Status | Terminated |
Parties
| Name | LASALA |
| Role | Plaintiff |
| Name | RBC DAIN RAUSCHER INC. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | federal question |
| Jury Demand | Neither plaintiff nor defendant demands jury |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | other |
| Nature Of Judgment | no monetary award |
| Judgement | defendant |
| Arbitration On Termination | Missing |
| Office | 6 |
| Filing Date | 2007-10-12 |
| Termination Date | 2012-06-14 |
| Section | 1332 |
| Sub Section | OC |
| Status | Terminated |
Parties
| Name | RBC DAIN RAUSCHER INC. |
| Role | Plaintiff |
| Name | RUDA, |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | diversity of citizenship |
| Jury Demand | Missing |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | no court action |
| Nature Of Judgment | Missing |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2006-08-11 |
| Termination Date | 2007-04-05 |
| Section | 1332 |
| Sub Section | BC |
| Status | Terminated |
Parties
| Name | LASALA |
| Role | Plaintiff |
| Name | RBC DAIN RAUSCHER INC. |
| Role | Defendant |
Date of last update: 30 Mar 2025
Sources: New York Secretary of State
