| Name: | ITAU USA SECURITIES INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 11 Dec 2001 (23 years ago) |
| Entity Number: | 2707496 |
| ZIP code: | 10022 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 540 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY, United States, 10022 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ITAU USA SECURITIES INC. 401(K) PLAN | 2009 | 134197122 | 2010-10-15 | ITAU USA SECURITIES, INC. | 24 | |||||||||||||||||||||||||||||||||||||
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| Administrator’s EIN | 134197122 |
| Plan administrator’s name | ITAU USA SECURITIES, INC. |
| Plan administrator’s address | 767 FIFTH AVENUE, 50TH FLOOR, NEW YORK, NY, 10153 |
| Administrator’s telephone number | 2122079056 |
Signature of
| Role | Plan administrator |
| Date | 2010-10-15 |
| Name of individual signing | PRISCILLA ANGOLA |
| Role | Employer/plan sponsor |
| Date | 2010-10-15 |
| Name of individual signing | JAKE SHAEFFER |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | Agent | 28 LIBERTY ST., NEW YORK, NY, 10005 |
| Name | Role | Address |
|---|---|---|
| JULIA CHEN MCCLANAN | DOS Process Agent | 540 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY, United States, 10022 |
| Name | Role | Address |
|---|---|---|
| JULIA CHEN MCCLANAN | Chief Executive Officer | 540 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY, United States, 10022 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-05-02 | 2024-05-02 | Address | 767 5TH AVE, 50TH FL, NEW YORK, NY, 10153, USA (Type of address: Chief Executive Officer) |
| 2024-05-02 | 2024-05-02 | Address | 540 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 2019-01-28 | 2024-05-02 | Address | 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Registered Agent) |
| 2012-01-13 | 2024-05-02 | Address | 767 5TH AVE, 50TH FL, NEW YORK, NY, 10153, USA (Type of address: Chief Executive Officer) |
| 2012-01-13 | 2024-05-02 | Address | 767 5TH AVE, 50TH FL, NEW YORK, NY, 10153, USA (Type of address: Service of Process) |
| 2010-01-12 | 2012-01-13 | Address | 540 MADISON AVENUE, 23RD FL, NEW YORK, NY, 10022, USA (Type of address: Principal Executive Office) |
| 2006-02-02 | 2012-01-13 | Address | 540 MADISON AVENUE, 23RD FL, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 2006-02-02 | 2010-01-12 | Address | 540 MADISON AVENUE, 23RD FL, NEW YORK, NY, 10022, USA (Type of address: Principal Executive Office) |
| 2003-12-09 | 2006-02-02 | Address | 540 MADISON AVE, 23RD FL, NEW YORK, NY, 10022, USA (Type of address: Principal Executive Office) |
| 2003-12-09 | 2006-02-02 | Address | 540 MADISON AVE, 23RD FL, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240502001387 | 2024-05-02 | BIENNIAL STATEMENT | 2024-05-02 |
| SR-34441 | 2019-01-28 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-01-28 |
| 120113002182 | 2012-01-13 | BIENNIAL STATEMENT | 2011-12-01 |
| 100112002638 | 2010-01-12 | BIENNIAL STATEMENT | 2009-12-01 |
| 080305000024 | 2008-03-05 | CERTIFICATE OF AMENDMENT | 2008-03-05 |
| 080115002051 | 2008-01-15 | BIENNIAL STATEMENT | 2007-12-01 |
| 060202002756 | 2006-02-02 | BIENNIAL STATEMENT | 2005-12-01 |
| 031209002721 | 2003-12-09 | BIENNIAL STATEMENT | 2003-12-01 |
| 011211000495 | 2001-12-11 | APPLICATION OF AUTHORITY | 2001-12-11 |
Date of last update: 23 Feb 2025
Sources: New York Secretary of State
