|
S3 PARTNERS, LLC 401(K) PLAN
|
2012
|
161632754
|
2013-05-30
|
S3 PARTNERS, LLC
|
17
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2006-10-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2127154300
|
| Plan sponsor’s mailing address |
590 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
590 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
161632754 |
| Plan administrator’s name |
S3 PARTNERS, LLC |
| Plan administrator’s
address |
590 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2127154300 |
Number of participants as of the end of the plan year
| Active participants |
12 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
5 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
15 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-05-30 |
| Name of individual signing |
HOWARD SUGARMAN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
S3 PARTNERS, LLC 401(K) PLAN
|
2011
|
161632754
|
2012-08-08
|
S3 PARTNERS, LLC
|
15
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2006-10-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2127154300
|
| Plan sponsor’s mailing address |
590 MADISON AVENUE, 25 FLOOR, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
590 MADISON AVENUE, 25 FLOOR, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
161632754 |
| Plan administrator’s name |
S3 PARTNERS, LLC |
| Plan administrator’s
address |
590 MADISON AVENUE, 25 FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2127154300 |
Number of participants as of the end of the plan year
| Active participants |
10 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
7 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
16 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-08-08 |
| Name of individual signing |
HOWARD SUGARMAN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
S3 PARTNERS, LLC 401(K) PLAN
|
2010
|
161632754
|
2011-06-16
|
S3 PARTNERS, LLC
|
17
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2006-10-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2127154300
|
| Plan sponsor’s mailing address |
590 MADISON AVENUE, 25 FLOOR, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
590 MADISON AVENUE, 25 FLOOR, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
161632754 |
| Plan administrator’s name |
S3 PARTNERS, LLC |
| Plan administrator’s
address |
590 MADISON AVENUE, 25 FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2127154300 |
Number of participants as of the end of the plan year
| Active participants |
14 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
2 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
14 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-06-16 |
| Name of individual signing |
HOWARD SUGARMAN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
S3 PARTNERS, LLC 401(K) PLAN
|
2009
|
161632754
|
2010-05-21
|
S3 PARTNERS, LLC
|
13
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2006-10-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2127154300
|
| Plan sponsor’s mailing address |
590 MADISON AVENUE, 32 FLOOR, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
590 MADISON AVENUE, 32 FLOOR, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
161632754 |
| Plan administrator’s name |
S3 PARTNERS, LLC |
| Plan administrator’s
address |
590 MADISON AVENUE, 32 FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2127154300 |
Number of participants as of the end of the plan year
| Active participants |
14 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
3 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
12 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-05-21 |
| Name of individual signing |
HOWARD SUGARMAN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
