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OPPENHEIMER CAPITAL LLC

Company Details

Name: OPPENHEIMER CAPITAL LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Inactive
Date of registration: 14 Jan 2002 (23 years ago)
Date of dissolution: 31 Aug 2011
Entity Number: 2718462
ZIP code: 10016
County: New York
Place of Formation: Delaware
Address: 1633 BROADWAY, NEW YORK, NY, United States, 10016

Contact Details

Phone +1 212-739-3000

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 1633 BROADWAY, NEW YORK, NY, United States, 10016

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001303589

Latest Filings

Form type:
40-APP/A
File number:
812-13123-14
Filing date:
2006-08-25
File:
Form type:
40-APP
File number:
812-13123-14
Filing date:
2004-09-17
File:

History

Start date End date Type Value
2008-02-21 2011-08-31 Address 875 AVENUE OF THE AMERICAS, STE 501, NEW YORK, NY, 10001, USA (Type of address: Service of Process)
2006-01-19 2008-02-21 Address C/O ALLIANZ GLOBAL INVESTORS, 680 NEWPORT CENTER STE 250, NEWPORT BEACH, CA, 92660, USA (Type of address: Service of Process)
2004-02-11 2006-01-19 Address STEWART A SMITH, 888 SAN CLEMENTE, SUITE 100, NEWPORT BEACH, CA, 92660, USA (Type of address: Service of Process)
2002-07-12 2004-02-11 Address 875 AVENUE OF THE AMERICAS, SUITE 501, NEW YORK, NY, 10001, USA (Type of address: Service of Process)
2002-01-14 2002-07-12 Address 5TH FLOOR, 440 9TH AVENUE, NEW YORK, NY, 10001, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
110831000002 2011-08-31 SURRENDER OF AUTHORITY 2011-08-31
100128002616 2010-01-28 BIENNIAL STATEMENT 2010-01-01
080221002841 2008-02-21 BIENNIAL STATEMENT 2008-01-01
060119002445 2006-01-19 BIENNIAL STATEMENT 2006-01-01
040211002267 2004-02-11 BIENNIAL STATEMENT 2004-01-01

Trademarks Section

Serial Number:
75709170
Mark:
OPCAP
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
1999-05-19
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
OPCAP

Goods And Services

For:
financial services, namely investment management, investment advice, funds investment, investment consultation and investment of funds for others
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
75411739
Mark:
OCC CASH RESERVES
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
1997-12-29
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s)
Mark Literal Elements:
OCC CASH RESERVES

Goods And Services

For:
FINANCIAL PORTFOLIO MANAGEMENT OF MUTUAL FUNDS AND MUTUAL FUND INVESTMENT SERVICES
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
75163973
Mark:
OCC DISTRIBUTORS
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
1996-09-10
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s)
Mark Literal Elements:
OCC DISTRIBUTORS

Goods And Services

For:
financial services, namely, distribution of mutual funds, certificates of deposit and unit investment trusts
International Classes:
036 - Primary Class
Class Status:
Abandoned
Serial Number:
75031749
Mark:
OPCAP ADVISORS
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
1995-12-12
Mark Drawing Type:
Illustration: Drawing with word(s)/letter(s)/number(s) in Stylized form
Mark Literal Elements:
OPCAP ADVISORS

Goods And Services

For:
investment management services with respect to mutual funds, pension accounts, institutional accounts and wrap fee accounts, namely, private accounts maintained in programs sponsored by affiliated and unaffiliated broker dealers
First Use:
1997-02-28
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
75031748
Mark:
OCC ACCUMULATION TRUST
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
1995-12-12
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s)
Mark Literal Elements:
OCC ACCUMULATION TRUST

Goods And Services

For:
mutual fund investment services for variable insurance accounts
First Use:
1996-07-30
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration

Date of last update: 30 Mar 2025

Sources: New York Secretary of State