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ATM EXECUTION LLC

Company Details

Name: ATM EXECUTION LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 12 Feb 2002 (23 years ago)
Entity Number: 2730696
ZIP code: 12207
County: New York
Place of Formation: New York
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

Central Index Key

CIK number Mailing Address Business Address Phone
1180488 599 LEXINGTON AVE, 21 FLOOR, NEW YORK, NY, 10022 599 LEXINGTON AVE, 21 FLOOR, NEW YORK, NY, 10022 646-562-1701

Filings since 2024-02-29

Form type X-17A-5
File number 008-65509
Filing date 2024-02-29
Reporting date 2023-12-31
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Filings since 2023-02-24

Form type X-17A-5
File number 008-65509
Filing date 2023-02-24
Reporting date 2022-12-31
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Filings since 2022-02-25

Form type X-17A-5
File number 008-65509
Filing date 2022-02-25
Reporting date 2021-12-31
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Filings since 2021-02-26

Form type X-17A-5
File number 008-65509
Filing date 2021-02-26
Reporting date 2020-12-31
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Filings since 2020-02-28

Form type X-17A-5
File number 008-65509
Filing date 2020-02-28
Reporting date 2019-12-31
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Filings since 2019-03-01

Form type X-17A-5
File number 008-65509
Filing date 2019-03-01
Reporting date 2018-12-31
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Filings since 2018-03-06

Form type X-17A-5/A
File number 008-65509
Filing date 2018-03-06
Reporting date 2017-12-31
File View File

Filings since 2018-03-01

Form type X-17A-5
File number 008-65509
Filing date 2018-03-01
Reporting date 2017-12-31
File View File

Filings since 2017-02-28

Form type X-17A-5
File number 008-65509
Filing date 2017-02-28
Reporting date 2016-12-31
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Filings since 2016-02-29

Form type FOCUSN
File number 008-65509
Filing date 2016-02-29
Reporting date 2015-12-31
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Filings since 2016-02-29

Form type X-17A-5
File number 008-65509
Filing date 2016-02-29
Reporting date 2015-12-31
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Filings since 2015-02-27

Form type FOCUSN
File number 008-65509
Filing date 2015-02-27
Reporting date 2014-12-31
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Filings since 2015-02-27

Form type X-17A-5
File number 008-65509
Filing date 2015-02-27
Reporting date 2014-12-31
File View File

Filings since 2014-03-04

Form type FOCUSN
File number 008-65509
Filing date 2014-03-04
Reporting date 2013-12-31
File View File

Filings since 2014-03-04

Form type X-17A-5
File number 008-65509
Filing date 2014-03-04
Reporting date 2013-12-31
File View File

Filings since 2013-03-01

Form type FOCUSN
File number 008-65509
Filing date 2013-03-01
Reporting date 2012-12-31
File View File

Filings since 2013-03-01

Form type X-17A-5
File number 008-65509
Filing date 2013-03-01
Reporting date 2012-12-31
File View File

Filings since 2012-03-02

Form type FOCUSN/A
File number 008-65509
Filing date 2012-03-02
Reporting date 2011-12-31
File View File

Filings since 2012-03-01

Form type FOCUSN
File number 008-65509
Filing date 2012-03-01
Reporting date 2011-12-31
File View File

Filings since 2012-03-01

Form type X-17A-5
File number 008-65509
Filing date 2012-03-01
Reporting date 2011-12-31
File View File

Filings since 2011-02-28

Form type FOCUSN
File number 008-65509
Filing date 2011-02-28
Reporting date 2010-12-31
File View File

Filings since 2011-02-28

Form type X-17A-5
File number 008-65509
Filing date 2011-02-28
Reporting date 2010-12-31
File View File

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
54930031NZWF09VVYY54 2730696 US-NY GENERAL ACTIVE 2002-02-12

Addresses

Legal ATTN: GENERAL COUNSEL, 599 LEXINGTON AVENUE, NEW YORK, US-NY, US, 10022
Headquarters 599 LEXINGTON AVENUE, New York, US-NY, US, 10022

Registration details

Registration Date 2017-10-13
Last Update 2024-04-16
Status ISSUED
Next Renewal 2025-05-14
LEI Issuer 5493001KJTIIGC8Y1R12
Corroboration Level FULLY_CORROBORATED
Data Validated As 2730696

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

History

Start date End date Type Value
2024-12-11 2024-12-20 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2012-04-23 2024-12-11 Address ATTN: GENERAL COUNSEL, 599 LEXINGTON AVENUE, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2011-06-29 2013-09-06 Name COWEN CAPITAL LLC
2010-11-30 2011-06-29 Name LABRANCHE CAPITAL, LLC
2010-11-30 2012-04-23 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
2002-02-12 2010-11-30 Address ONE EXCHANGE PLAZA, NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2002-02-12 2010-11-30 Name LABRANCHE STRUCTURED PRODUCTS, LLC

Filings

Filing Number Date Filed Type Effective Date
241220003587 2024-12-20 BIENNIAL STATEMENT 2024-12-20
241211003708 2024-12-11 CERTIFICATE OF CHANGE BY ENTITY 2024-12-11
200203060603 2020-02-03 BIENNIAL STATEMENT 2020-02-01
180207006324 2018-02-07 BIENNIAL STATEMENT 2018-02-01
160201006277 2016-02-01 BIENNIAL STATEMENT 2016-02-01
140404002489 2014-04-04 BIENNIAL STATEMENT 2014-02-01
130906000631 2013-09-06 CERTIFICATE OF AMENDMENT 2013-09-06
120423002179 2012-04-23 BIENNIAL STATEMENT 2012-02-01
110629000823 2011-06-29 CERTIFICATE OF AMENDMENT 2011-06-29
101130000784 2010-11-30 CERTIFICATE OF AMENDMENT 2010-11-30

Date of last update: 19 Jan 2025

Sources: New York Secretary of State