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  5. ION TRADING, INC.

ION TRADING, INC.

Company Details

Name: ION TRADING, INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Inactive
Date of registration: 27 Feb 2002 (23 years ago)
Date of dissolution: 14 Apr 2006
Entity Number: 2736065
ZIP code: 12207
County: New York
Place of Formation: Delaware
Principal Address: 570 LEXINGTON AVE, 40TH FL, NEW YORK, NY, United States, 10022
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ION TRADING INC. 401 (K) PLAN 2018 363080374 2019-04-02 ION TRADING INC. 52
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2000-06-01
Business code 541511
Sponsor’s telephone number 2124018200
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS FL 49, NEW YORK, NY, 101054900

Signature of
Role Plan administrator
Date 2019-04-02
Name of individual signing CHARLENE SUMPTER
ION TRADING INC. 401(K) PLAN 2016 363080374 2017-10-13 ION TRADING INC. 63
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2000-06-01
Business code 541511
Sponsor’s telephone number 2129060050
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, FLOOR 49, NEW YORK, NY, 10105

Signature of
Role Plan administrator
Date 2017-10-13
Name of individual signing CHARLENE SUMPTER
Role Employer/plan sponsor
Date 2017-10-12
Name of individual signing CHARLENE SUMPTER
ION TRADING INC. 401(K) PLAN 2015 363080374 2016-09-20 ION TRADING INC. 62
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2000-06-01
Business code 541511
Sponsor’s telephone number 2129060050
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, FLOOR 49, NEW YORK, NY, 101054900

Signature of
Role Plan administrator
Date 2016-09-20
Name of individual signing YADIRA PAYANO
Role Employer/plan sponsor
Date 2016-09-19
Name of individual signing YADIRA PAYANO
ION TRADING INC. 401(K) PLAN 2014 363080374 2015-10-09 ION TRADING INC. 53
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-06-01
Business code 541511
Sponsor’s telephone number 2129060050
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, FLOOR 49, NEW YORK, NY, 10105

Signature of
Role Plan administrator
Date 2015-10-09
Name of individual signing EDWARD TRIPLETT
Role Employer/plan sponsor
Date 2015-10-09
Name of individual signing EDWARD TRIPLETT
ION TRADING INC. 401(K) PLAN 2014 363080374 2018-12-04 ION TRADING INC. 53
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2000-06-01
Business code 541511
Sponsor’s telephone number 2129060050
Plan sponsor’s address 1345 AVE OF THE AMERICAS, FLR 49, NEW YORK, NY, 10105

Signature of
Role Plan administrator
Date 2018-11-29
Name of individual signing CHARLENE SUMPTER
ION TRADING INC. 401(K) PLAN 2013 363080374 2014-07-31 ION TRADING INC. 52
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-06-01
Business code 541511
Sponsor’s telephone number 2129060050
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, FLOOR 49, NEW YORK, NY, 10105

Signature of
Role Plan administrator
Date 2014-07-31
Name of individual signing PHIL BUCK
Role Employer/plan sponsor
Date 2014-07-31
Name of individual signing PHIL BUCK
ION TRADING INC. 401(K) PLAN 2012 363080374 2013-07-23 ION TRADING INC. 61
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-06-01
Business code 541511
Sponsor’s telephone number 2129060050
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, FLOOR 49, NEW YORK, NY, 10105

Signature of
Role Plan administrator
Date 2013-07-23
Name of individual signing PHIL BUCK
Role Employer/plan sponsor
Date 2013-07-23
Name of individual signing PHIL BUCK
ION TRADING INC. 401(K) PLAN 2011 363080374 2012-07-31 ION TRADING INC. 61
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-06-01
Business code 541511
Sponsor’s telephone number 2129060050
Plan sponsor’s address 375 PARK AVE STE 3501, NEW YORK, NY, 101523504

Plan administrator’s name and address
Administrator’s EIN 363080374
Plan administrator’s name ION TRADING INC.
Plan administrator’s address 375 PARK AVE STE 3501, NEW YORK, NY, 101523504
Administrator’s telephone number 2129060050

Signature of
Role Plan administrator
Date 2012-07-31
Name of individual signing PHIL BUCK
Role Employer/plan sponsor
Date 2012-07-31
Name of individual signing PHIL BUCK
ION TRADING INC. 401(K) PLAN 2010 363080374 2011-07-25 ION TRADING INC. 47
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-06-01
Business code 541511
Sponsor’s telephone number 2129060050
Plan sponsor’s address 375 PARK AVE STE 3501, NEW YORK, NY, 101523504

Plan administrator’s name and address
Administrator’s EIN 363080374
Plan administrator’s name ION TRADING INC.
Plan administrator’s address 375 PARK AVE STE 3501, NEW YORK, NY, 101523504
Administrator’s telephone number 2129060050

Signature of
Role Plan administrator
Date 2011-07-25
Name of individual signing PHIL BUCK
Role Employer/plan sponsor
Date 2011-07-25
Name of individual signing PHIL BUCK
ION TRADING INC. 401(K) PLAN 2009 363080374 2010-07-12 ION TRADING INC. 52
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-06-01
Business code 541511
Sponsor’s telephone number 2129060050
Plan sponsor’s address 375 PARK AVE STE 3501, NEW YORK, NY, 101523504

Plan administrator’s name and address
Administrator’s EIN 363080374
Plan administrator’s name ION TRADING INC.
Plan administrator’s address 375 PARK AVE STE 3501, NEW YORK, NY, 101523504
Administrator’s telephone number 2129060050

Signature of
Role Plan administrator
Date 2010-07-12
Name of individual signing PHIL BUCK
Role Employer/plan sponsor
Date 2010-07-12
Name of individual signing PHIL BUCK

Chief Executive Officer

Name Role Address
ANDREA PIGNATARO Chief Executive Officer 570 LEXINGTON AVE, 40TH FL, NEW YORK, NY, United States, 10022

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

DOS Process Agent

Name Role Address
CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Filings

Filing Number Date Filed Type Effective Date
060414000818 2006-04-14 CERTIFICATE OF MERGER 2006-04-14
060308002485 2006-03-08 BIENNIAL STATEMENT 2006-02-01
050308000397 2005-03-08 CERTIFICATE OF AMENDMENT 2005-03-08
040405002042 2004-04-05 BIENNIAL STATEMENT 2004-02-01
020227000124 2002-02-27 APPLICATION OF AUTHORITY 2002-02-27

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Date of last update: 19 Jan 2025

Sources: New York Secretary of State

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