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HAROLD C BROWN & CO. LLC

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Company Details

Name: HAROLD C BROWN & CO. LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Inactive
Date of registration: 29 Apr 2002 (23 years ago)
Date of dissolution: 16 May 2016
Entity Number: 2760354
ZIP code: 14203
County: Erie
Place of Formation: New York
Address: STE 3800, ONE HSBC CTR, BUFFALO, NY, United States, 14203

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent STE 3800, ONE HSBC CTR, BUFFALO, NY, United States, 14203

Links between entities

Type:
Headquarter of
Company Number:
05e647cd-86d4-e011-a886-001ec94ffe7f
State:
MINNESOTA
Type:
Headquarter of
Company Number:
LLC_00973718
State:
ILLINOIS

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001226202
Phone:
716-854-2500

Latest Filings

Form type:
X-17A-5
File number:
008-65897
Filing date:
2012-02-29
File:
Form type:
X-17A-5
File number:
008-65897
Filing date:
2011-03-01
File:
Form type:
X-17A-5
File number:
008-65897
Filing date:
2010-03-01
File:
Form type:
X-17A-5
File number:
008-65897
Filing date:
2009-02-25
File:
Form type:
X-17A-5
File number:
008-65897
Filing date:
2008-02-22
File:

Form 5500 Series

Employer Identification Number (EIN):
030431726
Plan Year:
2011
Number Of Participants:
33
Sponsors Telephone Number:
Plan Year:
2011
Number Of Participants:
36
Sponsors Telephone Number:
Plan Year:
2010
Number Of Participants:
38
Sponsors Telephone Number:
Plan Year:
2009
Number Of Participants:
38
Sponsors Telephone Number:

History

Start date End date Type Value
2002-04-29 2004-07-16 Address 3400 HSBC CENTER, BUFFALO, NY, 14203, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
160516000923 2016-05-16 ARTICLES OF DISSOLUTION 2016-05-16
120606002879 2012-06-06 BIENNIAL STATEMENT 2012-04-01
100507002448 2010-05-07 BIENNIAL STATEMENT 2010-04-01
080404002429 2008-04-04 BIENNIAL STATEMENT 2008-04-01
060403002109 2006-04-03 BIENNIAL STATEMENT 2006-04-01

Trademarks Section

Serial Number:
74512758
Mark:
HAROLD C. BROWN & CO., INC.
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
1994-04-15
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
HAROLD C. BROWN & CO., INC.

Goods And Services

For:
investment advisory and brokerage services
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration

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Date of last update: 30 Mar 2025

Sources: New York Secretary of State