|
1509292
|
Arbitration
|
2015-11-24
|
motion before trial
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Neither plaintiff nor defendant demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order decided
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2015-11-24
|
| Termination Date |
2016-01-27
|
| Section |
0010
|
| Status |
Terminated
|
Parties
| Name |
MARTIN
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
1903286
|
Other Fraud
|
2019-04-12
|
transfer to another district
|
|
| Circuit |
Second Circuit
|
| Origin |
multi district litigation (cases transferred to this district by an order entered by Judicial Panel on Multi District Litigation pursuant to 28 USC 1407)
|
| Jurisdiction |
federal question
|
| Jury Demand |
Both plaintiff and defendant demand jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
other
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2019-04-12
|
| Termination Date |
2019-04-18
|
| Date Issue Joined |
2019-02-22
|
| Section |
1452
|
| Status |
Terminated
|
Parties
| Name |
SESL RECOVERY, LLC
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
1005910
|
Other Contract Actions
|
2010-08-05
|
settled
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
pretrial conference held
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2010-08-05
|
| Termination Date |
2011-04-27
|
| Date Issue Joined |
2010-09-16
|
| Pretrial Conference Date |
2010-10-28
|
| Section |
0274
|
| Status |
Terminated
|
Parties
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Plaintiff
|
|
| Name |
DALE EARNHARDT, INC.
|
| Role |
Defendant
|
|
|
|
0508036
|
Employee Retirement Income Security Act (ERISA)
|
2005-09-15
|
settled
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
other
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2005-09-15
|
| Termination Date |
2006-05-17
|
| Date Issue Joined |
2005-10-19
|
| Section |
1132
|
| Status |
Terminated
|
Parties
| Name |
ROTHSCHILD
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
0406909
|
Securities, Commodities, Exchange
|
2004-08-26
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
US government plaintiff
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
no court action
|
| Nature Of Judgment |
monetary award only
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2004-08-26
|
| Termination Date |
2004-09-27
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
SECURITIES AND EXCHANGE COMMIS
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
1902769
|
Other Contract Actions
|
2019-03-28
|
settled
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
340000
|
| Termination Class Action |
Missing
|
| Procedural Progress |
pretrial conference held
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2019-03-28
|
| Termination Date |
2019-10-07
|
| Date Issue Joined |
2019-06-04
|
| Pretrial Conference Date |
2019-08-01
|
| Section |
1332
|
| Sub Section |
DS
|
| Status |
Terminated
|
Parties
| Name |
FAIRHOLME INTERNATIONAL LIMITE
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
0705471
|
Civil Rights Employment
|
2007-06-08
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
judgement on motion
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-06-08
|
| Termination Date |
2012-11-30
|
| Date Issue Joined |
2010-04-23
|
| Section |
0621
|
| Status |
Terminated
|
Parties
| Name |
GRAVES
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
1810191
|
Arbitration
|
2018-11-02
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Defendant demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
pretrial conference held
|
| Nature Of Judgment |
injunction
|
| Judgement |
plaintiff
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2018-11-02
|
| Termination Date |
2019-09-13
|
| Date Issue Joined |
2018-11-21
|
| Pretrial Conference Date |
2019-05-03
|
| Section |
1332
|
| Status |
Terminated
|
Parties
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Plaintiff
|
|
| Name |
MARIA DE LOS ANGELES AP,
|
| Role |
Defendant
|
|
|
|
0907187
|
Other Civil Rights
|
2009-08-14
|
settled
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
pretrial conference held
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2009-08-14
|
| Termination Date |
2010-06-10
|
| Date Issue Joined |
2009-09-08
|
| Pretrial Conference Date |
2009-11-06
|
| Section |
0203
|
| Status |
Terminated
|
Parties
| Name |
CUHRUK
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
0702429
|
Other Contract Actions
|
2007-03-26
|
motion before trial
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
no court action
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-03-26
|
| Termination Date |
2007-07-19
|
| Section |
1331
|
| Sub Section |
BC
|
| Status |
Terminated
|
Parties
| Name |
LASALA
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
0407913
|
Other Statutory Actions
|
2004-10-06
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2004-10-06
|
| Termination Date |
2004-12-06
|
| Section |
1331
|
| Sub Section |
OT
|
| Status |
Terminated
|
Parties
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Plaintiff
|
|
| Name |
JP MORGAN CHASE, INC.
|
| Role |
Defendant
|
|
|
|
1307734
|
Other Contract Actions
|
2013-10-31
|
motion before trial
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
> 10000$
|
| Termination Class Action |
Missing
|
| Procedural Progress |
judgement on motion
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2013-10-31
|
| Termination Date |
2018-04-20
|
| Date Issue Joined |
2013-12-13
|
| Pretrial Conference Date |
2014-05-02
|
| Section |
1332
|
| Sub Section |
OC
|
| Status |
Terminated
|
Parties
| Name |
G8 HOLDINGS, INC.
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
0402548
|
Civil Rights Employment
|
2004-04-02
|
settled
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
no court action
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2004-04-02
|
| Termination Date |
2005-01-18
|
| Date Issue Joined |
2004-11-18
|
| Section |
1331
|
| Sub Section |
OT
|
| Status |
Terminated
|
Parties
| Name |
RIGODON
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
0600174
|
Other Statutory Actions
|
2006-01-10
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2006-01-10
|
| Termination Date |
2006-09-05
|
| Section |
0001
|
| Status |
Terminated
|
Parties
| Name |
JANSSEN
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
1109364
|
Other Contract Actions
|
2011-12-21
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
diversity of citizenship
|
| Jury Demand |
Neither plaintiff nor defendant demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
other
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2011-12-21
|
| Termination Date |
2014-01-02
|
| Date Issue Joined |
2012-02-01
|
| Section |
2201
|
| Status |
Terminated
|
Parties
|
|
0405190
|
Civil Rights Employment
|
2004-06-30
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
no court action
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2004-06-30
|
| Termination Date |
2005-08-23
|
| Date Issue Joined |
2004-12-02
|
| Section |
1331
|
| Sub Section |
OT
|
| Status |
Terminated
|
Parties
| Name |
JEFFREY
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
0402323
|
Employee Retirement Income Security Act (ERISA)
|
2004-03-24
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
judgement on motion
|
| Nature Of Judgment |
monetary award and other
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2004-03-24
|
| Termination Date |
2004-10-22
|
| Date Issue Joined |
2004-04-14
|
| Section |
1132
|
| Status |
Terminated
|
Parties
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Plaintiff
|
|
| Name |
STOOPS
|
| Role |
Defendant
|
|
|
|
0902379
|
Securities, Commodities, Exchange
|
2009-03-13
|
transfer to another district
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Neither plaintiff nor defendant demands jury
|
| Demanded Amount |
> 10000$
|
| Termination Class Action |
Missing
|
| Procedural Progress |
no court action
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2009-03-13
|
| Termination Date |
2009-09-30
|
| Section |
1441
|
| Sub Section |
NR
|
| Status |
Terminated
|
Parties
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Plaintiff
|
|
| Name |
THE RESERVE FUND,
|
| Role |
Defendant
|
|
|
|
1000605
|
Civil Rights Employment
|
2010-01-27
|
settled
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
other
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2010-01-27
|
| Termination Date |
2010-07-07
|
| Date Issue Joined |
2010-02-19
|
| Section |
1331
|
| Status |
Terminated
|
Parties
| Name |
WOLK
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
|
0907852
|
Other Civil Rights
|
2009-12-07
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
reinstated/reopened (previously opened and closed, reopened for additional action)
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
other
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2009-12-07
|
| Termination Date |
2010-02-03
|
| Date Issue Joined |
2009-12-07
|
| Section |
1331
|
| Sub Section |
OT
|
| Status |
Terminated
|
Parties
| Name |
RIDLEY
|
| Role |
Plaintiff
|
|
| Name |
DEUTSCHE BANK SECURITIES INC.
|
| Role |
Defendant
|
|
|
